fix: 国联民生收益互换支持审批前生成交易确认书

- 仅国联民生收益互换支持在新增待确认、修改待确认、审批中生成交易确认书，期权、其他公司及其他交易状态保持原限制 - 交易确认书页面同步开放上述交易的“生成确认书”按钮，后端批量生成链路同步放开状态过滤 - 审批前生成仅校验客户、标的、初始持仓等模板必需核心数据；不以银行账户、联系人、保证金等非模板必填资料阻断 - 审批前已生成确认书的交易被修改时，使该交易原确认书关联失效，重新生成仍按原覆盖逻辑处理 - 审批拒绝时清理该交易审批前生成的确认书关联、OA 结果及用印队列；无其他有效引用时删除确认书数据，避免遗留无效确认书 - 保持原交易编号逻辑：自动生成和手工填写均不复用已拒绝交易编号 - 新增审批前适用范围、确认书关联及 OA 清理谓词专项单测
2026-07-30 11:10:48 +08:00
parent c519dcf44f
commit b3484c3618
7 changed files with 335 additions and 7 deletions
@@ -0,0 +1,106 @@
+using YLErp.Configuration;
+using YLErp.DBModels;
+using YLErp.DBModels.Consts;
+using YLErp.DBModels.Enums;
+using YLErp.Modules.TradeModule.DocGenerateModule;
+
+namespace YLErp.UnitTestProject.Modules.TradeModule.DocGenerateModule
+{
+    [TestClass]
+    public class GuolianSwapConfirmBookScopeTest
+    {
+        [TestMethod]
+        public void IsPreApprovalTrade_AllAllowedStatuses_ReturnsTrue()
+        {
+            var statuses = new[]
+            {
+                ConsTrade.新增待确认,
+                ConsTrade.修改待确认,
+                ConsTrade.审批中
+            };
+
+            foreach (var status in statuses)
+            {
+                var trade = CreateTrade(status);
+
+                Assert.IsTrue(GuolianSwapConfirmBookScope.IsPreApprovalTrade(trade, CompanyEnum.国联), status);
+            }
+        }
+
+        [TestMethod]
+        public void IsPreApprovalTrade_NonGuolianSwapOrInvalidTrade_ReturnsFalse()
+        {
+            var confirmedSwap = CreateTrade(ConsTrade.确认成交);
+            var optionTrade = CreateTrade(ConsTrade.审批中, "香草期权");
+            var invalidSwap = CreateTrade(ConsTrade.审批中);
+            invalidSwap.ValidState = ConsGlobal.InValid;
+
+            Assert.IsFalse(GuolianSwapConfirmBookScope.IsPreApprovalTrade(confirmedSwap, CompanyEnum.国联));
+            Assert.IsFalse(GuolianSwapConfirmBookScope.IsPreApprovalTrade(optionTrade, CompanyEnum.国联));
+            Assert.IsFalse(GuolianSwapConfirmBookScope.IsPreApprovalTrade(CreateTrade(ConsTrade.审批中), CompanyEnum.国泰君安));
+            Assert.IsFalse(GuolianSwapConfirmBookScope.IsPreApprovalTrade(invalidSwap, CompanyEnum.国联));
+        }
+
+        [TestMethod]
+        public void OtherActiveReferencePredicate_OnlyMatchesOtherActiveTrade()
+        {
+            const string contractCode = "GLMS-TEST-20260728-FICC-04-000001";
+            var predicate = GuolianSwapConfirmBookCleanupService
+                .BuildOtherActiveReferencePredicate(contractCode, 4)
+                .Compile();
+
+            Assert.IsFalse(predicate(CreateRelation(4, contractCode, ContractTypeEnum.Trade, true)));
+            Assert.IsTrue(predicate(CreateRelation(7, contractCode, ContractTypeEnum.Trade, true)));
+            Assert.IsFalse(predicate(CreateRelation(7, contractCode, ContractTypeEnum.Trade, false)));
+            Assert.IsFalse(predicate(CreateRelation(7, "OTHER", ContractTypeEnum.Trade, true)));
+            Assert.IsFalse(predicate(CreateRelation(7, contractCode, ContractTypeEnum.Clearing, true)));
+        }
+
+        [TestMethod]
+        public void TradeConfirmationRelationPredicate_MatchesActiveAndInactiveRelations()
+        {
+            const string contractCode = "GLMS-TEST-20260728-FICC-04-000001";
+            var predicate = GuolianSwapConfirmBookCleanupService
+                .BuildTradeConfirmationRelationPredicate(4)
+                .Compile();
+
+            Assert.IsTrue(predicate(CreateRelation(4, contractCode, ContractTypeEnum.Trade, true)));
+            Assert.IsTrue(predicate(CreateRelation(4, contractCode, ContractTypeEnum.Trade, false)));
+            Assert.IsFalse(predicate(CreateRelation(7, contractCode, ContractTypeEnum.Trade, true)));
+            Assert.IsFalse(predicate(CreateRelation(4, contractCode, ContractTypeEnum.Clearing, true)));
+        }
+
+        [TestMethod]
+        public void ActiveOaResultPredicate_OnlyMatchesRejectedTradeActiveResult()
+        {
+            var predicate = GuolianSwapConfirmBookCleanupService
+                .BuildActiveOaResultPredicate(4)
+                .Compile();
+
+            Assert.IsTrue(predicate(new trade_contract_oa_result { trade_id = 4, is_valid = true }));
+            Assert.IsFalse(predicate(new trade_contract_oa_result { trade_id = 4, is_valid = false }));
+            Assert.IsFalse(predicate(new trade_contract_oa_result { trade_id = 7, is_valid = true }));
+        }
+
+        private static trade CreateTrade(string status, string tradeType = "收益互换")
+        {
+            return new trade
+            {
+                TradeType = tradeType,
+                TradeStatus = status,
+                ValidState = ConsGlobal.Valid
+            };
+        }
+
+        private static trade_contract_r CreateRelation(int tradeId, string contractCode, string type, bool isValid)
+        {
+            return new trade_contract_r
+            {
+                TradeId = tradeId,
+                ContractCode = contractCode,
+                Type = type,
+                IsValid = isValid
+            };
+        }
+    }
+}
@@ -657,8 +657,15 @@ namespace YLErp.Modules.SwapModule
            }
            if (changeConfirmStatus)
            {
-                //删除交易确认书 TODO
-                new TradeDocumentDataService(this).DeleteBooksAfterEditTrade(dbTrade);
+                if (GuolianSwapConfirmBookScope.IsPreApprovalTrade(dbTrade))
+                {
+                    new GuolianSwapConfirmBookCleanupService(this).InvalidateAfterEdit(dbTrade);
+                }
+                else
+                {
+                    //删除交易确认书 TODO
+                    new TradeDocumentDataService(this).DeleteBooksAfterEditTrade(dbTrade);
+                }
            }
            int eventType = isAddNew ? (int)SwapEventTypeEnum.新增交易 : (int)SwapEventTypeEnum.修改交易;
            new SwapEventService(UserInfo).AddSwapEventDate(dbTrade.TradeDate.Value, dbTrade.id, eventType, "", 0, true, "", true);
@@ -226,9 +226,10 @@ namespace YLErp.Modules.TradeModule.DealModule
                return true;
            }

-            // 过滤掉待确认和审批中的交易，这些状态不允许生成确认书
+            // 仅国联收益互换允许在审批前生成确认书，其他交易保持原状态限制。
            var invalidStatusList = new List<string> { ConsTrade.新增待确认, ConsTrade.修改待确认, ConsTrade.审批中 };
-            var invalidTrades = trades.Where(t => invalidStatusList.Contains(t.TradeStatus)).ToList();
+            var invalidTrades = trades.Where(t => invalidStatusList.Contains(t.TradeStatus)
+                && !GuolianSwapConfirmBookScope.IsPreApprovalTrade(t)).ToList();
            if (invalidTrades.Any())
            {
                error.AddRange(invalidTrades.Select(t => $"交易 {t.TradeNumber} 状态为【{t.TradeStatus}】，不能生成确认书"));
@@ -237,6 +238,20 @@ namespace YLErp.Modules.TradeModule.DealModule
                logger.Info($"[GJGenerateConfirmBook] 过滤掉 {invalidTrades.Count} 笔待确认/审批中交易");
            }

+            var preApprovalTrades = trades.Where(GuolianSwapConfirmBookScope.IsPreApprovalTrade).ToList();
+            foreach (var trade in preApprovalTrades)
+            {
+                var validationErrors = new GuolianSwapConfirmBookValidationService(this).Validate(trade);
+                if (!validationErrors.Any())
+                {
+                    continue;
+                }
+
+                error.Add($"交易 {trade.TradeNumber} 无法生成确认书：{string.Join("；", validationErrors)}");
+                tradeIds = tradeIds.Where(id => id != trade.id).ToList();
+                trades = trades.Where(item => item.id != trade.id).ToList();
+            }
+
            if (!trades.Any())
            {
                logger.Info("[GJGenerateConfirmBook] 过滤后无有效交易可生成确认书");
@@ -7,6 +7,7 @@ using YLErp.Model.Enum;
 using YLErp.Modules.ClientModule;
 using YLErp.Modules.SwapModule;
 using YLErp.Modules.TradeDalModule;
+using YLErp.Modules.TradeModule.DocGenerateModule;

 namespace YLErp.Modules.TradeModule.DealModule
 {
@@ -295,6 +296,7 @@ namespace YLErp.Modules.TradeModule.DealModule
        /// </summary>
        private TradeOpenResult TradeReject(TradeOpenReqModel req, trade td)
        {
+            var isGuolianPreApprovalTrade = GuolianSwapConfirmBookScope.IsPreApprovalTrade(td);
            var oldOrderId = td.ProcessOrderId;
            req.comments = FormatCommentsWithRole(oldOrderId, req.comments);
            td.ProcessOrderId = Convert.ToInt32(PStatusEnum.reject);
@@ -367,6 +369,11 @@ namespace YLErp.Modules.TradeModule.DealModule
            var tcDetails = DbContext.trade_cash_detail.Where(O => O.TradeCashId == tcId);
            DbContext.trade_cash_detail.RemoveRange(tcDetails);

+            if (isGuolianPreApprovalTrade)
+            {
+                new GuolianSwapConfirmBookCleanupService(this).CleanRejectedPreApprovalTrade(td);
+            }
+
            DbContext.SaveChanges();

            return new TradeOpenResult(td) { RetCode = TradeOpenRetCode.Success };
@@ -75,7 +75,7 @@ namespace YLErp.Modules.TradeModule.DocGenerateModule
                throw new ServiceException("没有已确认的记录信息!");
            }
            var tradeDic = allTrades.Where(O =>
-            statusList.Contains(O.TradeStatus)
+            (statusList.Contains(O.TradeStatus) || GuolianSwapConfirmBookScope.IsPreApprovalTrade(O))
            && O.ClientId != 0
            && O.ParentTradeId == 0)
            .ToDictionary(n => n.id, n => new trade_contract_group { trade = n });
@@ -0,0 +1,192 @@
+using System.Linq.Expressions;
+using YLErp.Configuration;
+using YLErp.DBModels;
+using YLErp.DBModels.Consts;
+using YLErp.DBModels.Enums;
+using YLErp.Model;
+
+namespace YLErp.Modules.TradeModule.DocGenerateModule
+{
+    /// <summary>
+    /// 国联收益互换审批前生成确认书的范围与资料校验。
+    /// </summary>
+    public static class GuolianSwapConfirmBookScope
+    {
+        private static readonly HashSet<string> PreApprovalStatuses = new()
+        {
+            ConsTrade.新增待确认,
+            ConsTrade.修改待确认,
+            ConsTrade.审批中
+        };
+
+        public static bool IsPreApprovalTrade(trade trade)
+        {
+            return IsPreApprovalTrade(trade, PS.Config.Company);
+        }
+
+        public static bool IsPreApprovalTrade(trade trade, CompanyEnum company)
+        {
+            return IsGuolianSwap(trade, company)
+                && trade.ValidState != ConsGlobal.InValid
+                && IsPreApprovalStatus(trade.TradeStatus);
+        }
+
+        public static bool IsGuolianSwap(trade trade)
+        {
+            return IsGuolianSwap(trade, PS.Config.Company);
+        }
+
+        public static bool IsGuolianSwap(trade trade, CompanyEnum company)
+        {
+            return company == CompanyEnum.国联 && trade.TradeType == "收益互换";
+        }
+
+        public static bool IsPreApprovalStatus(string tradeStatus)
+        {
+            return PreApprovalStatuses.Contains(tradeStatus);
+        }
+
+    }
+
+    /// <summary>
+    /// 清理国联收益互换审批前生成的确认书，不复用按合同编号批量清理的通用逻辑。
+    /// </summary>
+    public class GuolianSwapConfirmBookCleanupService : YLBaseService
+    {
+        public GuolianSwapConfirmBookCleanupService(YLBaseService baseService) : base(baseService)
+        {
+        }
+
+        public void InvalidateAfterEdit(trade trade)
+        {
+            if (!GuolianSwapConfirmBookScope.IsGuolianSwap(trade)
+                || !GuolianSwapConfirmBookScope.IsPreApprovalStatus(trade.TradeStatus))
+            {
+                return;
+            }
+
+            InvalidateRelations(trade.id);
+        }
+
+        public void CleanRejectedPreApprovalTrade(trade trade)
+        {
+            if (!GuolianSwapConfirmBookScope.IsGuolianSwap(trade))
+            {
+                return;
+            }
+
+            GlobalConfig.SealHandler.RemoveQueue(trade.id);
+            InvalidateOaResults(trade.id);
+            var contractCodes = InvalidateRelations(trade.id);
+            foreach (var contractCode in contractCodes)
+            {
+                var hasActiveReference = DbContext.trade_contract_r.Any(
+                    BuildOtherActiveReferencePredicate(contractCode, trade.id));
+                if (!hasActiveReference)
+                {
+                    var documents = DbContext.trade_contract_document.Where(x => x.Code == contractCode
+                        && x.Type == ContractTypeEnum.Trade);
+                    DbContext.trade_contract_document.RemoveRange(documents);
+                }
+            }
+        }
+
+        public static Expression<Func<trade_contract_r, bool>> BuildOtherActiveReferencePredicate(
+            string contractCode,
+            int rejectedTradeId)
+        {
+            return relation => relation.ContractCode == contractCode
+                && relation.Type == ContractTypeEnum.Trade
+                && relation.IsValid
+                && relation.TradeId != rejectedTradeId;
+        }
+
+        public static Expression<Func<trade_contract_r, bool>> BuildTradeConfirmationRelationPredicate(
+            int tradeId)
+        {
+            return relation => relation.TradeId == tradeId
+                && relation.Type == ContractTypeEnum.Trade;
+        }
+
+        public static Expression<Func<trade_contract_oa_result, bool>> BuildActiveOaResultPredicate(
+            int tradeId)
+        {
+            return result => result.trade_id == tradeId && result.is_valid;
+        }
+
+        private void InvalidateOaResults(int tradeId)
+        {
+            var oaResults = DbContext.tradeContractOaResult
+                .Where(BuildActiveOaResultPredicate(tradeId))
+                .ToList();
+            oaResults.ForEach(x => x.is_valid = false);
+        }
+
+        private List<string> InvalidateRelations(int tradeId)
+        {
+            var relations = DbContext.trade_contract_r
+                .Where(BuildTradeConfirmationRelationPredicate(tradeId))
+                .ToList();
+            relations.Where(x => x.IsValid).ToList().ForEach(x => x.IsValid = false);
+            return relations.Select(x => x.ContractCode).Distinct().ToList();
+        }
+    }
+
+    /// <summary>
+    /// 仅校验模板无法正常生成或选择时必需的交易数据。
+    /// </summary>
+    public class GuolianSwapConfirmBookValidationService : YLBaseService
+    {
+        public GuolianSwapConfirmBookValidationService(YLBaseService baseService) : base(baseService)
+        {
+        }
+
+        public List<string> Validate(trade trade)
+        {
+            var errors = new List<string>();
+            var client = DataCacheProvider.GetClientDataSource().GetData(trade.ClientId);
+            var underlying = DataCacheProvider.GetUnderlyingDataSource().GetData(trade.UnderlyingCode);
+
+            if (client == null)
+            {
+                errors.Add("客户信息不存在");
+                return errors;
+            }
+
+            if (underlying == null)
+            {
+                errors.Add("标的信息不存在");
+            }
+
+            ValidateInitialPosition(trade, errors);
+
+            return errors;
+        }
+
+        private void ValidateInitialPosition(trade trade, List<string> errors)
+        {
+            var position = DbContext.swap_position.FirstOrDefault(x => x.SwapTradeId == trade.id
+                && x.IsInitial
+                && !x.Invalid
+                && (x.PositionType == (int)PositionTypeFlag.Long || x.PositionType == (int)PositionTypeFlag.Short));
+
+            if (position == null)
+            {
+                errors.Add("缺少初始标的持仓");
+                return;
+            }
+
+            if (position.PosiDirection != (int)SwapDirectionEnum.支付
+                && position.PosiDirection != (int)SwapDirectionEnum.收取)
+            {
+                errors.Add("初始标的持仓收支方向无效");
+            }
+
+            if (string.IsNullOrWhiteSpace(position.UnderlyingCode))
+            {
+                errors.Add("初始标的持仓缺少标的代码");
+            }
+        }
+
+    }
+}
@@ -926,9 +926,10 @@ function showToolName(cellValue, options, rowObject) {
    var html = showDownload(cellValue, options, rowObject);

    var title = page.IsAutoSealAndUploadFiles && page.IsAutoSealAfterGeneratedBook ? "生成并用印" : "生成确认书";
-    // 待确认和审批中的交易不允许生成确认书
+    // 仅国联收益互换允许在审批前生成确认书，其他交易保持原限制。
    var isUnconfirmed = rowObject.TradeStatus === "新增待确认" || rowObject.TradeStatus === "修改待确认" || rowObject.TradeStatus === "审批中";
-    var canGenerate = page.canGenerate == true && !isUnconfirmed ? "" : "disabled";
+    var isGuolianSwap = page.isGuoLian === true && rowObject.TradeType === "收益互换";
+    var canGenerate = page.canGenerate == true && (!isUnconfirmed || isGuolianSwap) ? "" : "disabled";
    var isWait = (rowObject.MetaDic.SealResult == "用印等待中");
    html += "<input type=\"button\" class='wentiEdit' title='{2}' onclick=\"gJGenerateConfirmBook({0},{3},{1})\" value='{2}' {4}/>".template(rowObject.id, rowObject.MetaDic.HasGeneratedConfirmBook == "True", title, isWait, canGenerate);
    if (rowObject.MetaDic.ContractDocUrl && page.canSendEmail == true) {