diff --git a/YLErpDAL/Modules/TradeModule/DealModule/TradeCloseService.cs b/YLErpDAL/Modules/TradeModule/DealModule/TradeCloseService.cs
index 887a8964..a57ed767 100644
--- a/YLErpDAL/Modules/TradeModule/DealModule/TradeCloseService.cs
+++ b/YLErpDAL/Modules/TradeModule/DealModule/TradeCloseService.cs
@@ -1,4 +1,5 @@
 using YLErp.BLL;
+using YLErp.Helpers;
 using YLErp.Model;
 using YLErp.Model.Enum;
 using YLErp.Modules.TradeDalModule;
@@ -115,25 +116,35 @@ namespace YLErp.Modules.TradeModule.DealModule
             td.OptId = UserId;
             td.OptName = UserName;
             td.OptDate = OptDate;
-            if (isFromExercise)
-            {
-                td.TradeStatus = ConsTrade.行权待复核;
-            }
-            else
-            {
-                td.TradeStatus = ConsTrade.平仓待复核;
-            }
 
             td.CheckStatus = Convert.ToInt32(TradeCheckEnum.StatusOfOld);
 
+            // 先设状态，使流程类别能正确推断为 CloseProcess（需求②按交易状态推断开仓/了结）
+            td.TradeStatus = isFromExercise ? ConsTrade.行权待复核 : ConsTrade.平仓待复核;
+
             //检查是否有交易审批流程（需求②：平仓/行权按交易状态查对应流程，而非只查开仓流程）
-            if (valuedateBLL.SystemDate.CloseReApprove == 1 && TradeProcessCountByCategory(td) > 0)
+            var needApproval = valuedateBLL.SystemDate.CloseReApprove == 1 && TradeProcessCountByCategory(td) > 0;
+            if (needApproval)
             {
-                // 如果有审批组
-                InitTradeProcessOrder(td, UserId);
+                // 需求①：进入审批前先判断触发条件——若所有节点都不满足触发条件，跳过审批。
+                needApproval = NeedApprovalByTrigger(td);
             }
 
-            AddTradeOperationHistoryAndSetParentTradeInfo(false, td, isFromExercise ? "部分行权审核提交" : "平仓审核提交");
+            if (needApproval)
+            {
+                // 需要审批：保持"平仓待复核/行权待复核"，进入审批流程等待人工审批
+                InitTradeProcessOrder(td, UserId);
+                AddTradeOperationHistoryAndSetParentTradeInfo(false, td, isFromExercise ? "部分行权审核提交" : "平仓审核提交");
+            }
+            else
+            {
+                // 不需要审批：直接走平仓完成流程（与审批通过一致）
+                td.ProcessOrderId = ProcessTradeLog.审批通过;
+                td.ProcessStatus = ProcessTradeStatus.通过审批.ToString();
+                td.ProcessOptDate = DateTime.Now;
+                // 直接完成平仓
+                new TradeUnwindService(this).UnwindTrade(td, null, true, isFromExercise);
+            }
         }
     }
 
diff --git a/YLErpDAL/Modules/TradeModule/DealModule/TradeExerciseService.cs b/YLErpDAL/Modules/TradeModule/DealModule/TradeExerciseService.cs
index d9307b5b..1b8717b9 100644
--- a/YLErpDAL/Modules/TradeModule/DealModule/TradeExerciseService.cs
+++ b/YLErpDAL/Modules/TradeModule/DealModule/TradeExerciseService.cs
@@ -1,4 +1,5 @@
 using YLErp.BLL;
+using YLErp.Helpers;
 using YLErp.Model;
 using YLErp.Model.Enum;
 
@@ -105,13 +106,33 @@ namespace YLErp.Modules.TradeModule.DealModule
         {
             var td = DbContext.trade.Find(tradeId);
             td.OptDate = DateTime.Now;
-            td.TradeStatus = ConsTrade.行权待复核;
             td.CheckStatus = Convert.ToInt32(TradeCheckEnum.StatusOfOld);
-            // 需求②：行权按交易状态查对应流程，而非只查开仓流程
-            if (valuedateBLL.SystemDate.CloseReApprove == 1 && TradeProcessCountByCategory(td) > 0)
+
+            // 先设状态，使流程类别能正确推断为 CloseProcess
+            td.TradeStatus = ConsTrade.行权待复核;
+
+            // 需求②：行权按交易状态查对应流程
+            var needApproval = valuedateBLL.SystemDate.CloseReApprove == 1 && TradeProcessCountByCategory(td) > 0;
+            if (needApproval)
             {
-                //如果有审批组
-                InitTradeProcessOrder(td,UserId);
+                // 需求①：进入审批前先判断触发条件——若所有节点都不满足触发条件，跳过审批。
+                needApproval = NeedApprovalByTrigger(td);
+            }
+
+            if (needApproval)
+            {
+                // 需要审批：保持"行权待复核"，进入审批流程等待人工审批
+                InitTradeProcessOrder(td, UserId);
+            }
+            else
+            {
+                // 不需要审批：直接完成行权
+                td.ProcessOrderId = ProcessTradeLog.审批通过;
+                td.ProcessStatus = ProcessTradeStatus.通过审批.ToString();
+                td.ProcessOptDate = DateTime.Now;
+                DbContext.SaveChanges();
+                new TradeUnwindService(this).UnwindTrade(td, null, true, true);
+                return;
             }
 
             DbContext.SaveChanges();
diff --git a/YLErpDAL/Modules/TradeModule/TradeServiceBase.cs b/YLErpDAL/Modules/TradeModule/TradeServiceBase.cs
index 0c9237f1..ef5d6cc3 100644
--- a/YLErpDAL/Modules/TradeModule/TradeServiceBase.cs
+++ b/YLErpDAL/Modules/TradeModule/TradeServiceBase.cs
@@ -214,6 +214,24 @@ namespace YLErp.Modules.TradeModule
             return ctx;
         }
 
+        /// <summary>
+        /// 需求①：判断按触发条件是否需要审批。
+        /// <para>取该交易类别的审批流程，若所有节点配置的触发条件都不满足当前业务，则无需审批（返回 false）。</para>
+        /// <para>若无审批流程或节点无触发条件，返回 true（需要审批）。</para>
+        /// </summary>
+        protected bool NeedApprovalByTrigger(trade td)
+        {
+            var tradeProcess = TradeProcessByCategory(td);
+            if (tradeProcess == null || tradeProcess.Count == 0) return true;
+
+            var start = tradeProcess.FirstOrDefault(x => x.node == 0);
+            if (start == null) start = tradeProcess.OrderBy(x => x.order).First();
+
+            var ctx = BuildTriggerContext(td, UserId);
+            var target = ConditionEvaluator.FindFirstTriggeredNode(tradeProcess, start, ctx);
+            return target != null;
+        }
+
         /// <summary>
         /// 按交易状态推断流程类别：开仓(TradeProcess) / 了结(CloseProcess)。需求②。
         /// <para>委托给 ProcessCategoryConst.Resolve，供全局复用。</para>