diff --git a/.editorconfig b/.editorconfig index e2964ef3..40eb71f1 100644 --- a/.editorconfig +++ b/.editorconfig @@ -160,17 +160,3 @@ csharp_preserve_single_line_statements = true # CA1819: Properties should not return arrays dotnet_diagnostic.CA1819.severity = silent - -# JavaScript 和 TypeScript 文件 -[*.{js,jsx,ts,tsx}] -# 缩进和间距 -indent_size = 4 -indent_style = space -tab_width = 4 - -# 新行首选项 -end_of_line = crlf -insert_final_newline = false - -# 拖尾逗号不添加 -trailing_comma = none diff --git a/Framework/YLErp.Core/DBModels/Enums/RiskControlStrategy.cs b/Framework/YLErp.Core/DBModels/Enums/RiskControlStrategy.cs deleted file mode 100644 index c8d8ce8a..00000000 --- a/Framework/YLErp.Core/DBModels/Enums/RiskControlStrategy.cs +++ /dev/null @@ -1,9 +0,0 @@ -namespace YLErp.DBModels -{ - public enum RiskControlStrategy - { - Block = 1, - Approval = 2, - ShowTip = 3 - } -} diff --git a/Framework/YLErp.Core/DBModels/Enums/RiskRuleStatus.cs b/Framework/YLErp.Core/DBModels/Enums/RiskRuleStatus.cs deleted file mode 100644 index b4539183..00000000 --- a/Framework/YLErp.Core/DBModels/Enums/RiskRuleStatus.cs +++ /dev/null @@ -1,9 +0,0 @@ -namespace YLErp.DBModels -{ - public enum RiskRuleStatus - { - Active = 1, - Disabled = 2, - Deleted = 3 - } -} diff --git a/Framework/YLErp.Core/DBModels/Enums/RiskVariableCategory.cs b/Framework/YLErp.Core/DBModels/Enums/RiskVariableCategory.cs deleted file mode 100644 index 28a9e859..00000000 --- a/Framework/YLErp.Core/DBModels/Enums/RiskVariableCategory.cs +++ /dev/null @@ -1,10 +0,0 @@ -namespace YLErp.DBModels -{ - public enum RiskVariableCategory - { - BookingElement = 1, - MarketData = 2, - SystemCalc = 3, - BooleanCheck = 4 - } -} diff --git a/Framework/YLErp.Core/DBModels/Enums/RiskVariableDataType.cs b/Framework/YLErp.Core/DBModels/Enums/RiskVariableDataType.cs deleted file mode 100644 index b5cd9b3d..00000000 --- a/Framework/YLErp.Core/DBModels/Enums/RiskVariableDataType.cs +++ /dev/null @@ -1,9 +0,0 @@ -namespace YLErp.DBModels -{ - public enum RiskVariableDataType - { - Numeric = 1, - Date = 2, - Boolean = 3 - } -} diff --git a/Framework/YLErp.Core/DBModels/glms_risk_rule.cs b/Framework/YLErp.Core/DBModels/glms_risk_rule.cs deleted file mode 100644 index 1581b02f..00000000 --- a/Framework/YLErp.Core/DBModels/glms_risk_rule.cs +++ /dev/null @@ -1,18 +0,0 @@ -using System.ComponentModel.DataAnnotations.Schema; - -namespace YLErp.DBModels -{ - [Table("glms_risk_rule")] - public class glms_risk_rule : DBModelWithOperator - { - public string RuleName { get; set; } - public string RuleText { get; set; } - public string ConditionJson { get; set; } - public string RuleExpr { get; set; } - public RiskRuleStatus Status { get; set; } = RiskRuleStatus.Active; - public int Version { get; set; } = 1; - public int? UpdateOptId { get; set; } - public string UpdateOptName { get; set; } - public DateTime? UpdateDate { get; set; } - } -} diff --git a/Framework/YLErp.Core/DBModels/glms_risk_rule_application.cs b/Framework/YLErp.Core/DBModels/glms_risk_rule_application.cs deleted file mode 100644 index a1d577ac..00000000 --- a/Framework/YLErp.Core/DBModels/glms_risk_rule_application.cs +++ /dev/null @@ -1,22 +0,0 @@ -using System.ComponentModel.DataAnnotations.Schema; - -namespace YLErp.DBModels -{ - [Table("glms_risk_rule_application")] - public class glms_risk_rule_application : DBModelWithOperator - { - public string RuleIds { get; set; } - public RiskRuleStatus Status { get; set; } = RiskRuleStatus.Active; - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - public string ScopeAssetBookIds { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public int ScopeIsGlobal { get; set; } - public int Version { get; set; } = 1; - public int? UpdateOptId { get; set; } - public string UpdateOptName { get; set; } - public DateTime? UpdateDate { get; set; } - } -} diff --git a/Framework/YLErp.Core/DBModels/glms_risk_rule_audit_log.cs b/Framework/YLErp.Core/DBModels/glms_risk_rule_audit_log.cs deleted file mode 100644 index fca43e2b..00000000 --- a/Framework/YLErp.Core/DBModels/glms_risk_rule_audit_log.cs +++ /dev/null @@ -1,19 +0,0 @@ -using System.ComponentModel.DataAnnotations.Schema; - -namespace YLErp.DBModels -{ - [Table("glms_risk_rule_audit_log")] - public class glms_risk_rule_audit_log : DBModelBase - { - public string OperationType { get; set; } - public string TargetType { get; set; } - public long TargetId { get; set; } - public string TargetName { get; set; } - public string OperationDetail { get; set; } - public string Result { get; set; } - public string SnapshotData { get; set; } - public long OptId { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - } -} diff --git a/Framework/YLErp.Core/DBModels/glms_risk_variable.cs b/Framework/YLErp.Core/DBModels/glms_risk_variable.cs deleted file mode 100644 index 099312ae..00000000 --- a/Framework/YLErp.Core/DBModels/glms_risk_variable.cs +++ /dev/null @@ -1,21 +0,0 @@ -using System.ComponentModel.DataAnnotations.Schema; - -namespace YLErp.DBModels -{ - [Table("glms_risk_variable")] - public class glms_risk_variable : DBModelWithOperator - { - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string ValueDomain { get; set; } - public string Description { get; set; } - public string VariableExpr { get; set; } - public int Version { get; set; } = 1; - public int SortOrder { get; set; } - public int? UpdateOptId { get; set; } - public string UpdateOptName { get; set; } - public DateTime? UpdateDate { get; set; } - } -} diff --git a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/prod.sql b/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/prod.sql deleted file mode 100644 index d9642a21..00000000 --- a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/prod.sql +++ /dev/null @@ -1,82 +0,0 @@ -SET FOREIGN_KEY_CHECKS=0; - -CREATE TABLE `glms_risk_rule` ( - `id` int NOT NULL AUTO_INCREMENT COMMENT '主键Id', - `RuleName` varchar(200) CHARACTER SET utf8 COLLATE utf8_general_ci NOT NULL COMMENT '规则名称', - `RuleText` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '规则文本', - `ConditionJson` text CHARACTER SET utf8 COLLATE utf8_general_ci NULL COMMENT '条件JSON(结构化模式, RuleCondition数组)', - `RuleExpr` text CHARACTER SET utf8 COLLATE utf8_general_ci NULL COMMENT '规则表达式(自由文本模式, 类C#表达式)', - `Status` tinyint NOT NULL DEFAULT 1 COMMENT '状态: 1=Active, 2=Disabled, 3=Deleted', - `Version` int NOT NULL DEFAULT 1 COMMENT '版本号(乐观锁)', - `OptId` int NULL DEFAULT NULL COMMENT '创建人Id', - `OptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '创建人名称', - `OptDate` datetime NULL DEFAULT NULL COMMENT '创建时间', - `UpdateOptId` int NULL DEFAULT NULL COMMENT '最后修改人Id', - `UpdateOptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '最后修改人名称', - `UpdateDate` datetime NULL DEFAULT NULL COMMENT '最后修改时间', - PRIMARY KEY (`id`) USING BTREE, - INDEX `idx_status`(`Status` ASC) USING BTREE -) ENGINE = InnoDB CHARACTER SET = utf8 COLLATE = utf8_general_ci COMMENT = '风控规则定义表' ROW_FORMAT = Dynamic; - -CREATE TABLE `glms_risk_rule_application` ( - `id` int NOT NULL AUTO_INCREMENT COMMENT '主键Id', - `RuleIds` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NOT NULL COMMENT '关联规则Id列表(逗号分隔)', - `Status` tinyint NOT NULL DEFAULT 1 COMMENT '状态: 1=Active, 2=Disabled, 3=Deleted', - `ControlStrategy` tinyint NOT NULL COMMENT '控制策略: 1=Block, 2=Approval, 3=Warning', - `TriggerPoints` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '触发时点(逗号分隔)', - `ScopeAssetBookIds` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '适用账户Id列表', - `ScopeClientIds` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '适用对手方Id列表', - `ScopeUnderlyingTypes` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '适用标的类型', - `ScopeTradeTypes` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '适用合约类型', - `ScopeIsGlobal` tinyint(1) NOT NULL DEFAULT 0 COMMENT '是否全局适用: 0=否, 1=是', - `Version` int NOT NULL DEFAULT 1 COMMENT '版本号(乐观锁)', - `OptId` int NULL DEFAULT NULL COMMENT '创建人Id', - `OptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '创建人名称', - `OptDate` datetime NULL DEFAULT NULL COMMENT '创建时间', - `UpdateOptId` int NULL DEFAULT NULL COMMENT '最后修改人Id', - `UpdateOptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '最后修改人名称', - `UpdateDate` datetime NULL DEFAULT NULL COMMENT '最后修改时间', - PRIMARY KEY (`id`) USING BTREE, - INDEX `idx_status`(`Status` ASC) USING BTREE -) ENGINE = InnoDB CHARACTER SET = utf8 COLLATE = utf8_general_ci COMMENT = '风控规则应用配置表' ROW_FORMAT = Dynamic; - -CREATE TABLE `glms_risk_rule_audit_log` ( - `id` int NOT NULL AUTO_INCREMENT COMMENT '主键Id', - `OperationType` varchar(50) CHARACTER SET utf8 COLLATE utf8_general_ci NOT NULL COMMENT '操作类型(RULE_CREATE/RULE_UPDATE等)', - `TargetType` varchar(50) CHARACTER SET utf8 COLLATE utf8_general_ci NOT NULL COMMENT '目标类型(RULE/APPLICATION/VARIABLE)', - `TargetId` bigint NOT NULL COMMENT '目标记录Id', - `TargetName` varchar(200) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '目标名称', - `OperationDetail` text CHARACTER SET utf8 COLLATE utf8_general_ci NULL COMMENT '操作详情', - `Result` varchar(50) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '操作结果', - `SnapshotData` longtext CHARACTER SET utf8 COLLATE utf8_general_ci NULL COMMENT '快照数据(JSON)', - `OptId` bigint NOT NULL COMMENT '操作人Id', - `OptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '操作人名称', - `OptDate` datetime NOT NULL COMMENT '操作时间', - PRIMARY KEY (`id`) USING BTREE, - INDEX `idx_opt_date`(`OptDate` ASC) USING BTREE, - INDEX `idx_operation_type`(`OperationType` ASC) USING BTREE, - INDEX `idx_target_type`(`TargetType` ASC) USING BTREE, - INDEX `idx_target_id`(`TargetId` ASC) USING BTREE -) ENGINE = InnoDB CHARACTER SET = utf8 COLLATE = utf8_general_ci COMMENT = '风控规则操作审计日志表' ROW_FORMAT = Dynamic; - -CREATE TABLE `glms_risk_variable` ( - `id` int NOT NULL AUTO_INCREMENT COMMENT '主键Id', - `VariableName` varchar(200) CHARACTER SET utf8 COLLATE utf8_general_ci NOT NULL COMMENT '变量名称', - `Category` tinyint NOT NULL COMMENT '分类: 1=BookingElement, 2=MarketData, 3=SystemCalc, 4=BooleanCheck', - `DataType` tinyint NOT NULL COMMENT '数据类型: 1=Numeric, 2=Date, 3=Boolean', - `Unit` varchar(50) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '单位', - `ValueDomain` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '值域描述', - `Description` varchar(500) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '描述', - `VariableExpr` text CHARACTER SET utf8 COLLATE utf8_general_ci NULL COMMENT '变量表达式(C#表达式)', - `Version` int NOT NULL DEFAULT 1 COMMENT '版本号(乐观锁)', - `SortOrder` int NOT NULL DEFAULT 0 COMMENT '排序', - `OptId` int NULL DEFAULT NULL COMMENT '创建人Id', - `OptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '创建人名称', - `OptDate` datetime NULL DEFAULT NULL COMMENT '创建时间', - `UpdateOptId` int NULL DEFAULT NULL COMMENT '最后修改人Id', - `UpdateOptName` varchar(255) CHARACTER SET utf8 COLLATE utf8_general_ci NULL DEFAULT NULL COMMENT '最后修改人名称', - `UpdateDate` datetime NULL DEFAULT NULL COMMENT '最后修改时间', - PRIMARY KEY (`id`) USING BTREE -) ENGINE = InnoDB CHARACTER SET = utf8 COLLATE = utf8_general_ci COMMENT = '风控变量池定义表' ROW_FORMAT = Dynamic; - -SET FOREIGN_KEY_CHECKS=1; diff --git a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_applications.sql b/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_applications.sql deleted file mode 100644 index 4573b7d0..00000000 --- a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_applications.sql +++ /dev/null @@ -1,135 +0,0 @@ --- ============================================================ --- 规则应用初始数据（对应设计文档 §4.9.1 通用规则预置参考） --- 依赖：seed_rules.sql（规则数据需先插入） --- --- 每条规则对应一条应用配置（1:1），定义"何时、对谁、怎么处理" --- ControlStrategy: 1=Block(禁止), 2=Approval(审批), 3=Warning(提示) --- TriggerPoints: BOOK_CONFIRM=簿记交易确认 --- ScopeIsGlobal: 1=全局适用, 0=按维度配置（Scope字段为NULL表示"全部"） --- ============================================================ - --- 规则1：挂钩标的集中度超阈值（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '挂钩标的集中度超阈值'; - --- 规则2：挂钩标的到期日小于合约到期日（禁止，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 1, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '挂钩标的到期日小于合约到期日'; - --- 规则3：名义本金超阈值（审批，账户/合约类型） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '名义本金超阈值'; - --- 规则4：保证金支付比例超阈值（审批，账户/标的类型） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '保证金支付比例超阈值'; - --- 规则5：保证金利率偏离（审批，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '保证金利率偏离'; - --- 规则6：保证金收取比例低于最低标准（审批，账户/标的类型） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '保证金收取比例低于最低标准'; - --- 规则7：起息日早于当前日期（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '起息日早于当前日期'; - --- 规则8：支付日为银行间交易日（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '支付日为银行间交易日'; - --- 规则9：到期日为银行间交易日（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '到期日为银行间交易日'; - --- 规则10：平仓日为银行间交易日（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '平仓日为银行间交易日'; - --- 规则11：合约期限超阈值（审批，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '合约期限超阈值'; - --- 规则12：债券类净价偏离（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '债券类净价偏离'; - --- 规则13：债券类收益率偏离（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '债券类收益率偏离'; - --- 规则14：非债券类价格偏离（审批，全局） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '非债券类价格偏离'; - --- 规则15：单一交易对手累计标的数量超阈值（审批，对手方） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '单一交易对手累计标的数量超阈值'; - --- 规则16：多头支付固定端利率偏离（审批，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '多头支付固定端利率偏离'; - --- 规则17：空头利率减点借贷加权偏离（审批，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '空头利率减点借贷加权偏离'; - --- 规则18：账户授权收支方向不匹配（禁止，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 1, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '账户授权收支方向不匹配'; - --- 规则19：执行价偏离超阈值（审批，账户） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 2, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '执行价偏离超阈值'; - --- 规则20：希腊字母限额超阈值（提示，账户/标的，预留接口） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 3, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 0, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '希腊字母限额超阈值'; - --- 规则21：接近/触发敲入敲出价（提示，全局，预留接口） -INSERT INTO `glms_risk_rule_application` (`RuleIds`, `Status`, `ControlStrategy`, `TriggerPoints`, `ScopeAssetBookIds`, `ScopeClientIds`, `ScopeUnderlyingTypes`, `ScopeTradeTypes`, `ScopeIsGlobal`, `Version`, `OptId`, `OptName`, `OptDate`) -SELECT - CAST(r.id AS CHAR), 1, 3, 'BOOK_CONFIRM', NULL, NULL, NULL, NULL, 1, 1, 0, 'SYSTEM', NOW() -FROM `glms_risk_rule` r WHERE r.RuleName = '接近/触发敲入敲出价'; diff --git a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_menu_risk_alert.sql b/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_menu_risk_alert.sql deleted file mode 100644 index 68a57b0d..00000000 --- a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_menu_risk_alert.sql +++ /dev/null @@ -1,50 +0,0 @@ --- ============================================================ --- 异常交易监控页面 - 操作权限（按钮）数据 --- 依赖：异常交易监控菜单 id=1077 (type=1) 需先插入 --- 对应 FunctionRight.xml 风险控制下风控相关操作权限（共16个按钮） --- type: 0=目录 1=菜单 2=按钮 --- ============================================================ - --- ---------------------------- --- 1. sys_menu 页面+按钮（type=1，2） --- ---------------------------- -INSERT INTO `yltrs_admin`.`sys_menu` (`id`, `pid`, `pids`, `name`, `code`, `type`, `icon`, `router`, `component`, `permission`, `application`, `open_type`, `visible`, `link`, `redirect`, `weight`, `sort`, `remark`, `status`, `create_time`, `create_user`, `update_time`, `update_user`) VALUES -(1077, 99, NULL, '异常交易监控', NULL, 1, NULL, NULL, NULL, '异常交易监控', NULL, NULL, NULL, NULL, NULL, NULL, 0, '', 0, NULL, NULL, NULL, NULL), -(1078, 1077, NULL, '风控规则查看', NULL, 2, NULL, NULL, NULL, '风控规则查看', NULL, NULL, NULL, NULL, NULL, NULL, 1, '', 0, NULL, NULL, NULL, NULL), -(1079, 1077, NULL, '风控规则新增', NULL, 2, NULL, NULL, NULL, '风控规则新增', NULL, NULL, NULL, NULL, NULL, NULL, 2, '', 0, NULL, NULL, NULL, NULL), -(1080, 1077, NULL, '风控规则编辑', NULL, 2, NULL, NULL, NULL, '风控规则编辑', NULL, NULL, NULL, NULL, NULL, NULL, 3, '', 0, NULL, NULL, NULL, NULL), -(1081, 1077, NULL, '风控规则删除', NULL, 2, NULL, NULL, NULL, '风控规则删除', NULL, NULL, NULL, NULL, NULL, NULL, 4, '', 0, NULL, NULL, NULL, NULL), -(1082, 1077, NULL, '风控规则启停', NULL, 2, NULL, NULL, NULL, '风控规则启停', NULL, NULL, NULL, NULL, NULL, NULL, 5, '', 0, NULL, NULL, NULL, NULL), -(1083, 1077, NULL, '风控应用查看', NULL, 2, NULL, NULL, NULL, '风控应用查看', NULL, NULL, NULL, NULL, NULL, NULL, 6, '', 0, NULL, NULL, NULL, NULL), -(1084, 1077, NULL, '风控应用新增', NULL, 2, NULL, NULL, NULL, '风控应用新增', NULL, NULL, NULL, NULL, NULL, NULL, 7, '', 0, NULL, NULL, NULL, NULL), -(1085, 1077, NULL, '风控应用编辑', NULL, 2, NULL, NULL, NULL, '风控应用编辑', NULL, NULL, NULL, NULL, NULL, NULL, 8, '', 0, NULL, NULL, NULL, NULL), -(1086, 1077, NULL, '风控应用删除', NULL, 2, NULL, NULL, NULL, '风控应用删除', NULL, NULL, NULL, NULL, NULL, NULL, 9, '', 0, NULL, NULL, NULL, NULL), -(1087, 1077, NULL, '风控应用启停', NULL, 2, NULL, NULL, NULL, '风控应用启停', NULL, NULL, NULL, NULL, NULL, NULL, 10, '', 0, NULL, NULL, NULL, NULL), -(1088, 1077, NULL, '风控变量查看', NULL, 2, NULL, NULL, NULL, '风控变量查看', NULL, NULL, NULL, NULL, NULL, NULL, 11, '', 0, NULL, NULL, NULL, NULL), -(1089, 1077, NULL, '风控变量新增', NULL, 2, NULL, NULL, NULL, '风控变量新增', NULL, NULL, NULL, NULL, NULL, NULL, 12, '', 0, NULL, NULL, NULL, NULL), -(1090, 1077, NULL, '风控变量编辑', NULL, 2, NULL, NULL, NULL, '风控变量编辑', NULL, NULL, NULL, NULL, NULL, NULL, 13, '', 0, NULL, NULL, NULL, NULL), -(1091, 1077, NULL, '风控变量删除', NULL, 2, NULL, NULL, NULL, '风控变量删除', NULL, NULL, NULL, NULL, NULL, NULL, 14, '', 0, NULL, NULL, NULL, NULL), -(1092, 1077, NULL, '风控日志查看', NULL, 2, NULL, NULL, NULL, '风控日志查看', NULL, NULL, NULL, NULL, NULL, NULL, 15, '', 0, NULL, NULL, NULL, NULL), -(1093, 1077, NULL, '风控日志导出', NULL, 2, NULL, NULL, NULL, '风控日志导出', NULL, NULL, NULL, NULL, NULL, NULL, 16, '', 0, NULL, NULL, NULL, NULL); - --- ---------------------------- --- 2. sys_role_menu 角色1的按钮权限 --- ---------------------------- -INSERT INTO `yltrs_admin`.`sys_role_menu` (`id`, `role_id`, `menu_id`) VALUES -(1097, 1, 1077), -(1098, 1, 1078), -(1099, 1, 1079), -(1100, 1, 1080), -(1101, 1, 1081), -(1102, 1, 1082), -(1103, 1, 1083), -(1104, 1, 1084), -(1105, 1, 1085), -(1106, 1, 1086), -(1107, 1, 1087), -(1108, 1, 1088), -(1109, 1, 1089), -(1110, 1, 1090), -(1111, 1, 1091), -(1112, 1, 1092), -(1113, 1, 1093); diff --git a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_rules.sql b/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_rules.sql deleted file mode 100644 index 9751a1d9..00000000 --- a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_rules.sql +++ /dev/null @@ -1,292 +0,0 @@ --- ============================================================ --- 规则初始数据（对应设计文档 §4.9.1 通用规则预置参考） --- 依赖：seed_variables.sql（变量池数据需先插入，ID 1~44） --- --- 变量 ID 映射（seed_variables.sql 自增）： --- 1=合约名义本金 2=合约起息日 3=合约到期日 4=合约平仓日 --- 5=合约支付日 6=期初净价 7=期初全价 8=期初收益率 --- 9=期初价格 10=期末全价 11=期末价格 12=保证金利率 --- 13=保证金比例 14=客户授信额度 --- 15=上一收盘日中债估值净价 16=上一收盘日中债估值全价 17=上一收盘日中债估值收益率 --- 18=上一日收盘价 19=借贷加权费率 20=FR007 21=当前日期 --- 22=挂钩标的到期日 23=标的发行余额 --- 24=挂钩标的集中度 25=授信占用率 26=合约期限 27=Delta --- 28=Gamma 29=Vega 30=Theta 31=利息端利率 --- 32=对手方累计标的数量 33=同一标的累计名义本金 34=同一客户累计名义本金 --- 35=总持仓名义本金 --- 36=到期日是否银行间交易日 37=平仓日是否银行间交易日 38=支付日是否银行间交易日 --- 39=利息端/浮动端方向是否同向 40=关键业务要素是否一致 --- 41=多空方向为多头 42=多空方向为空头 --- 43=保证金收支方向为支付 44=保证金收支方向为收取 --- 45=期初净价偏离度 46=期初收益率偏离度 47=期初价格偏离度 --- 48=利息端利率与FR007偏离度 49=利息端利率与借贷加权费率偏离度 --- 50=执行价偏离度 51=执行价 52=客户品种最低保证金率 53=参考价格 --- --- ConditionJson 精简设计：只存 VariableId/Operator/ThresholdType/Value/ThresholdVariableId --- 展示字段（VariableName/VariableType/Unit/ThresholdVariableName）从变量接口关联获取 --- ============================================================ - - --- ============================================================ --- 插入 21 条通用规则 --- ============================================================ - --- 规则1：挂钩标的集中度超阈值（审批，全局） --- 条件：挂钩标的集中度(ID=24) > 30% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('挂钩标的集中度超阈值', - '挂钩标的集中度超过阈值（默认30%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 24, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 30 - )), - 'calc.UnderlyingConcentration > 30', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则2：挂钩标的到期日小于合约到期日（禁止，全局） --- 条件：挂钩标的到期日(ID=22) < 合约到期日(ID=3) -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('挂钩标的到期日小于合约到期日', - '挂钩标的到期日早于合约到期日时禁止交易', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 22, - 'Operator', '早于', 'ThresholdType', 'Variable', - 'ThresholdVariableId', 3 - )), - 'market.UnderlyingMaturityDate < trade.ExerciseDate', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则3：名义本金超阈值（审批，账户/合约类型） --- 条件：合约名义本金(ID=1) > 100000000（1亿元） -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('名义本金超阈值', - '合约名义本金超过阈值（默认1亿元）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 1, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 100000000 - )), - 'trade.StockEqvNotional > 100000000', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则4：保证金支付比例超阈值（审批，账户/标的类型） --- 条件：保证金比例(ID=13) > 50% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('保证金支付比例超阈值', - '保证金比例超过阈值（默认50%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 13, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 50 - )), - 'trade.MarginRate > 50', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则5：保证金利率偏离（审批，账户） --- 条件：保证金利率(ID=12) 不介于 [2%, 5%] -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('保证金利率偏离', - '保证金利率不在配置区间内（默认2%~5%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 12, - 'Operator', '不介于', 'ThresholdType', 'Fixed', 'Value', JSON_ARRAY(2, 5), - 'IncludeLowerBound', true, 'IncludeUpperBound', true - )), - '!(client_marginrate.InitMarginRebateRate >= 2 && client_marginrate.InitMarginRebateRate <= 5)', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则6：保证金收取比例低于最低标准（审批，账户/标的类型） --- 条件：保证金比例(ID=13) < 客户品种最低保证金率(ID=52) -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('保证金收取比例低于最低标准', - '保证金比例低于客户品种最低保证金率时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 13, - 'Operator', '<', 'ThresholdType', 'Variable', - 'ThresholdVariableId', 52 - )), - 'trade.MarginRate < config.MinMarginRate', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则7：起息日早于当前日期（审批，全局） --- 条件：合约起息日(ID=2) < 当前日期(ID=21) -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('起息日早于当前日期', - '合约起息日早于当前日期时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 2, - 'Operator', '早于', 'ThresholdType', 'Variable', - 'ThresholdVariableId', 21 - )), - 'trade.StartDate < sys.CurrentDate', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则8：支付日为银行间交易日（审批，全局） --- 条件：支付日是否银行间交易日(ID=38) = 是 -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('支付日为银行间交易日', - '支付日为银行间交易日时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 38, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - )), - 'calc.IsSettlementDateTradingDay == true', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则9：到期日为银行间交易日（审批，全局） --- 条件：到期日是否银行间交易日(ID=36) = 是 -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('到期日为银行间交易日', - '到期日为银行间交易日时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 36, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - )), - 'calc.IsExerciseDateTradingDay == true', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则10：平仓日为银行间交易日（审批，全局） --- 条件：平仓日是否银行间交易日(ID=37) = 是 -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('平仓日为银行间交易日', - '平仓日为银行间交易日时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 37, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - )), - 'calc.IsUnwindDateTradingDay == true', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则11：合约期限超阈值（审批，账户） --- 条件：合约期限(ID=26) > 365天 -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('合约期限超阈值', - '合约期限超过阈值（默认365天）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 26, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 365 - )), - 'calc.MaturityDays > 365', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则12：债券类净价偏离（审批，全局） --- 条件：期初净价偏离度(ID=45) > 5% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('债券类净价偏离', - '期初净价与上一收盘日中债估值净价偏离度超阈值（默认5%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 45, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 5 - )), - 'Math.Abs(swap_position.PosiNetNoFeePrice - market.CBValuationNetPrice) / market.CBValuationNetPrice * 100 > 5', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则13：债券类收益率偏离（审批，全局） --- 条件：期初收益率偏离度(ID=46) > 5% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('债券类收益率偏离', - '期初收益率与上一收盘日中债估值收益率偏离度超阈值（默认5%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 46, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 5 - )), - 'Math.Abs(trade.InitYtm - market.CBValuationYtm) / market.CBValuationYtm * 100 > 5', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则14：非债券类价格偏离（审批，全局） --- 条件：期初价格偏离度(ID=47) > 5% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('非债券类价格偏离', - '期初价格与上一日收盘价偏离度超阈值（默认5%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 47, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 5 - )), - 'Math.Abs(trade.SpotPrice - market.LastClosePrice) / market.LastClosePrice * 100 > 5', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则15：单一交易对手累计标的数量超阈值（审批，对手方） --- 条件：对手方累计标的数量(ID=32) > 10个 -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('单一交易对手累计标的数量超阈值', - '对手方累计标的数量超过阈值（默认10个）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 32, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 10 - )), - 'calc.CounterpartyUnderlyingCount > 10', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则16：多头支付固定端利率偏离（审批，账户） --- 条件：多空方向为多头(ID=41) AND 利息端利率与FR007偏离度(ID=48) > 3% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('多头支付固定端利率偏离', - '多头方向支付固定端场景下，利息端利率与FR007偏离度超阈值（默认3%）时触发审批', - JSON_ARRAY( - JSON_OBJECT( - 'VariableId', 41, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - ), - JSON_OBJECT( - 'VariableId', 48, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 3 - ) - ), - 'calc.IsLongDirection == true && Math.Abs(calc.InterestRate - market.FR007) / market.FR007 * 100 > 3', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则17：空头利率减点借贷加权偏离（审批，账户） --- 条件：多空方向为空头(ID=42) AND 利息端利率与借贷加权费率偏离度(ID=49) > 2% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('空头利率减点借贷加权偏离', - '空头方向场景下，利息端利率与借贷加权费率偏离度超阈值（默认2%）时触发审批', - JSON_ARRAY( - JSON_OBJECT( - 'VariableId', 42, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - ), - JSON_OBJECT( - 'VariableId', 49, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 2 - ) - ), - 'calc.IsShortDirection == true && Math.Abs(calc.InterestRate - market.BondLendingRate) / market.BondLendingRate * 100 > 2', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则18：账户授权收支方向不匹配（禁止，账户） --- 条件：保证金收支方向为支付(ID=43)（实际需结合账户授权方向判断，此处简化） -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('账户授权收支方向不匹配', - '保证金收支方向与账户授权方向不匹配时禁止交易', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 43, - 'Operator', '是', 'ThresholdType', 'Fixed', 'Value', true - )), - 'calc.IsMarginPay == true', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则19：执行价偏离超阈值（审批，账户） --- 条件：执行价偏离度(ID=50) > 5% -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('执行价偏离超阈值', - '执行价与参考价格偏离度超阈值（默认5%）时触发审批', - JSON_ARRAY(JSON_OBJECT( - 'VariableId', 50, - 'Operator', '>', 'ThresholdType', 'Fixed', 'Value', 5 - )), - 'Math.Abs(trade.StrikePrice - market.ReferencePrice) / market.ReferencePrice * 100 > 5', - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则20：希腊字母限额超阈值（提示，预留接口，一期不纳入） -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('希腊字母限额超阈值', - 'Delta/Gamma/Vega/Theta任一超阈值时提示（预留接口，一期不纳入）', - NULL, - NULL, - 1, 1, 0, 'SYSTEM', NOW()); - --- 规则21：接近/触发敲入敲出价（提示，预留接口，需确认具体判断逻辑） -INSERT INTO `glms_risk_rule` (`RuleName`, `RuleText`, `ConditionJson`, `RuleExpr`, `Status`, `Version`, `OptId`, `OptName`, `OptDate`) VALUES -('接近/触发敲入敲出价', - '标的价格接近敲入/敲出价时提示（预留接口，需确认具体判断逻辑）', - NULL, - NULL, - 1, 1, 0, 'SYSTEM', NOW()); diff --git a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_variables.sql b/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_variables.sql deleted file mode 100644 index 934a3a27..00000000 --- a/Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/seed_variables.sql +++ /dev/null @@ -1,73 +0,0 @@ --- ============================================================ --- 变量池初始数据（对应设计文档 §4.4 变量池完整清单） --- ============================================================ - --- 4.4.1 簿记要素类（Category=1） -INSERT INTO `glms_risk_variable` (`VariableName`, `Category`, `DataType`, `Unit`, `ValueDomain`, `Description`, `VariableExpr`, `SortOrder`, `OptId`, `OptName`, `OptDate`) VALUES -('合约名义本金', 1, 1, '元', '≥ 0', 'trade.StockEqvNotional 或 swap_position.PosiNotionalValue', 'trade.StockEqvNotional', 101, 0, 'SYSTEM', NOW()), -('合约起息日', 1, 2, NULL, NULL, 'trade.StartDate 或 swap_position.PosiStartDate', 'trade.StartDate', 102, 0, 'SYSTEM', NOW()), -('合约到期日', 1, 2, NULL, NULL, 'trade.ExerciseDate 或 swap_position.PosiMatuirityDate', 'trade.ExerciseDate', 103, 0, 'SYSTEM', NOW()), -('合约平仓日', 1, 2, NULL, NULL, 'trade.UnWindDate', 'trade.UnWindDate', 104, 0, 'SYSTEM', NOW()), -('合约支付日', 1, 2, NULL, NULL, 'trade.SettlementDate', 'trade.SettlementDate', 105, 0, 'SYSTEM', NOW()), -('期初净价', 1, 1, '元', '≥ 0', 'swap_position.PosiNetNoFeePrice（债券 TRS）', 'swap_position.PosiNetNoFeePrice', 106, 0, 'SYSTEM', NOW()), -('期初全价', 1, 1, '元', '≥ 0', 'swap_position.PosiNetFeePrice（债券 TRS）/ trade.SpotPrice（其他）', 'swap_position.PosiNetFeePrice', 107, 0, 'SYSTEM', NOW()), -('期初收益率', 1, 1, '%', NULL, 'trade.InitYtm 或 swap_position.InitYtm', 'trade.InitYtm', 108, 0, 'SYSTEM', NOW()), -('期初价格', 1, 1, '元', '≥ 0', 'trade.SpotPrice（非债券类）', 'trade.SpotPrice', 109, 0, 'SYSTEM', NOW()), -('期末全价', 1, 1, '元', '≥ 0', 'eod_swap_position.UnderlyingPrice（债券 TRS）', 'eod_swap_position.UnderlyingPrice', 110, 0, 'SYSTEM', NOW()), -('期末价格', 1, 1, '元', '≥ 0', 'trade.FinalPrice', 'trade.FinalPrice', 111, 0, 'SYSTEM', NOW()), -('保证金利率', 1, 1, '%', NULL, 'client_marginrate.InitMarginRebateRate', 'client_marginrate.InitMarginRebateRate', 112, 0, 'SYSTEM', NOW()), -('保证金比例', 1, 1, '%', '0~100', 'trade.MarginRate', 'trade.MarginRate', 113, 0, 'SYSTEM', NOW()), -('客户授信额度', 1, 1, '元', '≥ 0', 'credit.Credit', 'credit.Credit', 114, 0, 'SYSTEM', NOW()); - --- 4.4.2 行情类（Category=2，统一取上一交易日收盘价） -INSERT INTO `glms_risk_variable` (`VariableName`, `Category`, `DataType`, `Unit`, `ValueDomain`, `Description`, `VariableExpr`, `SortOrder`, `OptId`, `OptName`, `OptDate`) VALUES -('上一收盘日中债估值净价', 2, 1, '元', '≥ 0', '资讯数据', 'market.CBValuationNetPrice', 201, 0, 'SYSTEM', NOW()), -('上一收盘日中债估值全价', 2, 1, '元', '≥ 0', '资讯数据', 'market.CBValuationFullPrice', 202, 0, 'SYSTEM', NOW()), -('上一收盘日中债估值收益率', 2, 1, '%', NULL, '资讯数据', 'market.CBValuationYtm', 203, 0, 'SYSTEM', NOW()), -('上一日收盘价', 2, 1, '元', '≥ 0', '行情数据，按标的区分', 'market.LastClosePrice', 204, 0, 'SYSTEM', NOW()), -('借贷加权费率', 2, 1, '%', NULL, 'CMDM 标的债券借贷费率行情表', 'market.BondLendingRate', 205, 0, 'SYSTEM', NOW()), -('FR007', 2, 1, '%', NULL, '上一交易日收盘价', 'market.FR007', 206, 0, 'SYSTEM', NOW()), -('当前日期', 2, 2, NULL, NULL, 'DateTime.Today', 'sys.CurrentDate', 207, 0, 'SYSTEM', NOW()), -('挂钩标的到期日', 2, 2, NULL, NULL, '资讯数据', 'market.UnderlyingMaturityDate', 208, 0, 'SYSTEM', NOW()), -('标的发行余额', 2, 1, '元', '≥ 0', '资讯数据', 'market.UnderlyingIssueBalance', 209, 0, 'SYSTEM', NOW()); - --- 4.4.3 系统计算值类（Category=3） -INSERT INTO `glms_risk_variable` (`VariableName`, `Category`, `DataType`, `Unit`, `ValueDomain`, `Description`, `VariableExpr`, `SortOrder`, `OptId`, `OptName`, `OptDate`) VALUES -('挂钩标的集中度', 3, 1, '%', '0~100', '同一标的存续交易总名义本金 ÷ 标的发行余额 × 100', 'calc.UnderlyingConcentration', 301, 0, 'SYSTEM', NOW()), -('授信占用率', 3, 1, '%', '0~100', '(已占用授信 + 本笔授信占用) ÷ 授信总额 × 100', 'calc.CreditUsageRate', 302, 0, 'SYSTEM', NOW()), -('合约期限', 3, 1, '天', '≥ 0', '(ExerciseDate - StartDate).Days', 'calc.MaturityDays', 303, 0, 'SYSTEM', NOW()), -('Delta', 3, 1, NULL, NULL, 'realtime_trade_risk.Delta（预留接口，一期不纳入）', 'realtime_trade_risk.Delta', 304, 0, 'SYSTEM', NOW()), -('Gamma', 3, 1, NULL, NULL, 'realtime_trade_risk.Gamma（预留接口，一期不纳入）', 'realtime_trade_risk.Gamma', 305, 0, 'SYSTEM', NOW()), -('Vega', 3, 1, NULL, NULL, 'realtime_trade_risk.Vega（预留接口，一期不纳入）', 'realtime_trade_risk.Vega', 306, 0, 'SYSTEM', NOW()), -('Theta', 3, 1, NULL, NULL, 'realtime_trade_risk.Theta（预留接口，一期不纳入）', 'realtime_trade_risk.Theta', 307, 0, 'SYSTEM', NOW()), -('利息端利率', 3, 1, '%', NULL, '固定利率 或 FR007 ± 加点', 'calc.InterestRate', 308, 0, 'SYSTEM', NOW()), -('对手方累计标的数量', 3, 1, '个', '≥ 0', 'COUNT(DISTINCT UnderlyingId) 该对手方所有存续交易，含本笔', 'calc.CounterpartyUnderlyingCount', 309, 0, 'SYSTEM', NOW()), -('同一标的累计名义本金', 3, 1, '元', '≥ 0', 'SUM(该标的所有存续交易的 StockEqvNotional)，含本笔', 'calc.SameUnderlyingTotalNotional', 310, 0, 'SYSTEM', NOW()), -('同一客户累计名义本金', 3, 1, '元', '≥ 0', 'SUM(该客户所有存续交易的 StockEqvNotional)，含本笔', 'calc.SameClientTotalNotional', 311, 0, 'SYSTEM', NOW()), -('总持仓名义本金', 3, 1, '元', '≥ 0', 'SUM(所有存续交易的 StockEqvNotional)', 'calc.TotalPositionNotional', 312, 0, 'SYSTEM', NOW()); --- 新增变量（ID 45~53）： --- 45=期初净价偏离度 46=期初收益率偏离度 47=期初价格偏离度 --- 48=利息端利率与FR007偏离度 49=利息端利率与借贷加权费率偏离度 --- 50=执行价偏离度 51=执行价 52=客户品种最低保证金率 53=参考价格 -INSERT INTO `glms_risk_variable` (`VariableName`, `Category`, `DataType`, `Unit`, `ValueDomain`, `Description`, `VariableExpr`, `SortOrder`, `OptId`, `OptName`, `OptDate`) VALUES -('期初净价偏离度', 3, 1, '%', '≥ 0', 'ABS(期初净价-中债估值净价)/中债估值净价*100', 'Math.Abs(swap_position.PosiNetNoFeePrice - market.CBValuationNetPrice) / market.CBValuationNetPrice * 100', 313, 0, 'SYSTEM', NOW()), -('期初收益率偏离度', 3, 1, '%', '≥ 0', 'ABS(期初收益率-中债估值收益率)/中债估值收益率*100', 'Math.Abs(trade.InitYtm - market.CBValuationYtm) / market.CBValuationYtm * 100', 314, 0, 'SYSTEM', NOW()), -('期初价格偏离度', 3, 1, '%', '≥ 0', 'ABS(期初价格-上一日收盘价)/上一日收盘价*100', 'Math.Abs(trade.SpotPrice - market.LastClosePrice) / market.LastClosePrice * 100', 315, 0, 'SYSTEM', NOW()), -('利息端利率与FR007偏离度', 3, 1, '%', '≥ 0', 'ABS(利息端利率-FR007)/FR007*100', 'Math.Abs(calc.InterestRate - market.FR007) / market.FR007 * 100', 316, 0, 'SYSTEM', NOW()), -('利息端利率与借贷加权费率偏离度', 3, 1, '%', '≥ 0', 'ABS(利息端利率-借贷加权费率)/借贷加权费率*100', 'Math.Abs(calc.InterestRate - market.BondLendingRate) / market.BondLendingRate * 100', 317, 0, 'SYSTEM', NOW()), -('执行价偏离度', 3, 1, '%', '≥ 0', 'ABS(执行价-参考价格)/参考价格*100', 'Math.Abs(trade.StrikePrice - market.ReferencePrice) / market.ReferencePrice * 100', 318, 0, 'SYSTEM', NOW()), -('执行价', 1, 1, '元', '≥ 0', 'trade.StrikePrice', 'trade.StrikePrice', 115, 0, 'SYSTEM', NOW()), -('客户品种最低保证金率', 1, 1, '%', '0~100', '客户品种最低保证金率（由账户/标的配置决定）', 'config.MinMarginRate', 116, 0, 'SYSTEM', NOW()), -('参考价格', 2, 1, '元', '≥ 0', '执行价参考价格（行情数据）', 'market.ReferencePrice', 210, 0, 'SYSTEM', NOW()); - --- 4.4.4 布尔判断类（Category=4） -INSERT INTO `glms_risk_variable` (`VariableName`, `Category`, `DataType`, `Unit`, `ValueDomain`, `Description`, `VariableExpr`, `SortOrder`, `OptId`, `OptName`, `OptDate`) VALUES -('到期日是否银行间交易日', 4, 3, NULL, NULL, '查询银行间交易日历', 'calc.IsExerciseDateTradingDay', 401, 0, 'SYSTEM', NOW()), -('平仓日是否银行间交易日', 4, 3, NULL, NULL, '查询银行间交易日历', 'calc.IsUnwindDateTradingDay', 402, 0, 'SYSTEM', NOW()), -('支付日是否银行间交易日', 4, 3, NULL, NULL, '查询银行间交易日历', 'calc.IsSettlementDateTradingDay', 403, 0, 'SYSTEM', NOW()), -('利息端/浮动端方向是否同向', 4, 3, NULL, NULL, '利息端"收取"↔浮动端"多头"，利息端"支付"↔浮动端"空头"', 'calc.IsInterestFloatSameDirection', 404, 0, 'SYSTEM', NOW()), -('关键业务要素是否一致', 4, 3, NULL, NULL, '交易确认书 vs 簿记要素（大模型方案）', 'calc.IsKeyElementsConsistent', 405, 0, 'SYSTEM', NOW()), -('多空方向为多头', 4, 3, NULL, NULL, 'trade.BuySell == "买入" 或浮动端为多头', 'calc.IsLongDirection', 406, 0, 'SYSTEM', NOW()), -('多空方向为空头', 4, 3, NULL, NULL, '与多头互斥', 'calc.IsShortDirection', 407, 0, 'SYSTEM', NOW()), -('保证金收支方向为支付', 4, 3, NULL, NULL, '保证金方向为支付', 'calc.IsMarginPay', 408, 0, 'SYSTEM', NOW()), -('保证金收支方向为收取', 4, 3, NULL, NULL, '与支付互斥', 'calc.IsMarginReceive', 409, 0, 'SYSTEM', NOW()); diff --git a/YLErpDAL/DataBase/YLContext.cs b/YLErpDAL/DataBase/YLContext.cs index ce383a6d..b6ed6e6d 100644 --- a/YLErpDAL/DataBase/YLContext.cs +++ b/YLErpDAL/DataBase/YLContext.cs @@ -1,4 +1,4 @@ -using BaseOUDAL; +using BaseOUDAL; using YLErp.Core.DBModels; using YLErp.Model; @@ -408,10 +408,5 @@ namespace YLErp.BLL public DbSet tradeContractOaResult { get; set; } public DbSet bondPayment { get; set; } - public DbSet glms_risk_rule { get; set; } - public DbSet glms_risk_rule_application { get; set; } - public DbSet glms_risk_rule_audit_log { get; set; } - public DbSet glms_risk_variable { get; set; } - } } \ No newline at end of file diff --git a/YLErpDAL/Model/Trade_Self.cs b/YLErpDAL/Model/Trade_Self.cs index 237a7b44..8f2e69a6 100644 --- a/YLErpDAL/Model/Trade_Self.cs +++ b/YLErpDAL/Model/Trade_Self.cs @@ -199,8 +199,14 @@ namespace YLErp.DBModels } public bool SwapCanEdit() { + var hasSwapDealEvent = swap_Events.Any(x => + !x.Invalid + && (x.EventType == (int)SwapEventTypeEnum.平仓 + || x.EventType == (int)SwapEventTypeEnum.互换 + || x.EventType == (int)SwapEventTypeEnum.自动互换)); + //确认成交 - return !(ConsTrade.TradeStatusAfterAndWithOutConfirmed.Contains(TradeStatus) || ConsTrade.审批中.Equals(TradeStatus) || UnWindDate.HasValue || (!PS.Config.TradeElement.IsAmendableAfterConfirm && TradeDate < valuedateBLL.ValueDate && ConsTrade.确认成交.Equals(TradeStatus))); + return !(ConsTrade.TradeStatusAfterAndWithOutConfirmed.Contains(TradeStatus) || ConsTrade.审批中.Equals(TradeStatus) || UnWindDate.HasValue || hasSwapDealEvent || (!PS.Config.TradeElement.IsAmendableAfterConfirm && TradeDate < valuedateBLL.ValueDate && ConsTrade.确认成交.Equals(TradeStatus))); } public bool CanDelete() { diff --git a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompileResult.cs b/YLErpDAL/Modules/RiskEngine/Compile/RuleCompileResult.cs deleted file mode 100644 index 65a88901..00000000 --- a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompileResult.cs +++ /dev/null @@ -1,50 +0,0 @@ -using System; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 规则编译结果。 - /// 用于承载公式校验、Roslyn 编译结果和错误信息。 - /// - public class RuleCompileResult - { - /// - /// 是否编译成功。 - /// - public bool Success { get; set; } - - /// - /// 编译失败时的错误信息。 - /// - public string ErrorMessage { get; set; } - - /// - /// 编译成功后的可执行委托。 - /// - public Func CompiledScript { get; set; } - - /// - /// 创建成功结果。 - /// - public static RuleCompileResult Ok(Func compiledScript) - { - return new RuleCompileResult - { - Success = true, - CompiledScript = compiledScript - }; - } - - /// - /// 创建失败结果。 - /// - public static RuleCompileResult Fail(string errorMessage) - { - return new RuleCompileResult - { - Success = false, - ErrorMessage = errorMessage - }; - } - } -} \ No newline at end of file diff --git a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiledCache.cs b/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiledCache.cs deleted file mode 100644 index 61fcd263..00000000 --- a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiledCache.cs +++ /dev/null @@ -1,67 +0,0 @@ -using System; -using System.Collections.Concurrent; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 规则编译结果的进程内缓存。 - /// 当前第一版按规则 Id 缓存 Roslyn 编译后的可执行委托。 - /// - public static class RuleCompiledCache - { - /// - /// 规则编译结果的进程内缓存。ConcurrentDictionary为线程安全的字典，用于缓存编译后的规则委托，性能略低。 - /// - private static readonly ConcurrentDictionary> Cache - = new ConcurrentDictionary>(StringComparer.OrdinalIgnoreCase); - - /// - /// 写入或更新规则编译结果。 - /// - public static void Set(string ruleCode, Func compiledScript) - { - if (string.IsNullOrWhiteSpace(ruleCode) || compiledScript == null) - { - return; - } - - Cache[ruleCode] = compiledScript; - } - - /// - /// 尝试获取规则编译结果。 - /// - public static bool TryGet(string ruleCode, out Func compiledScript) - { - compiledScript = null; - - if (string.IsNullOrWhiteSpace(ruleCode)) - { - return false; - } - - return Cache.TryGetValue(ruleCode, out compiledScript); - } - - /// - /// 删除指定规则的编译结果。 - /// - public static void Remove(string ruleCode) - { - if (string.IsNullOrWhiteSpace(ruleCode)) - { - return; - } - - Cache.TryRemove(ruleCode, out _); - } - - /// - /// 清空全部规则编译结果。 - /// - public static void Clear() - { - Cache.Clear(); - } - } -} \ No newline at end of file diff --git a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiler.cs b/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiler.cs deleted file mode 100644 index 85875f15..00000000 --- a/YLErpDAL/Modules/RiskEngine/Compile/RuleCompiler.cs +++ /dev/null @@ -1,324 +0,0 @@ -using Microsoft.CodeAnalysis.CSharp.Scripting; -using Microsoft.CodeAnalysis.Scripting; -using Newtonsoft.Json.Linq; -using System; -using System.Collections.Generic; -using System.Globalization; -using System.Linq; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// Roslyn 脚本全局变量容器 - /// CSharpScript 执行时通过此对象传递 DataMap - /// - public class ScriptGlobals - { - /// - /// 数据字典：key=表名/前缀，value=对应数据对象 - /// - public Dictionary DataMap { get; set; } - } - - /// - /// 规则编译器（Roslyn 版） - /// - /// 编译时机：规则定义时（零运行时解析开销） - /// 执行方式：判风控时直接调用 rule.CompiledScript(context) → bool - /// - /// 相比表达式树方案的优势： - /// - 代码简洁：生成 C# 字符串即可，无需手动拼接 Expression 节点 - /// - 灵活性高：天然支持多条件 AND/OR、复杂运算、未来可扩展任意 C# 语法 - /// - 可调试：生成的脚本代码可直接阅读和理解 - /// - /// 示例： - /// RuleExpr: Convert.ToDecimal(((YLErp.DBModels.trade)DataMap["trade"]).StockEqvNotional) > 100000000m - /// 编译结果：Func<RiskContext, bool>（内部通过 Roslyn 编译缓存） - /// - public static class RuleCompiler - { - /// - /// 变量编码 → 类型全名的映射 - /// 用于 Roslyn 脚本中的类型强转，如 ((YLErp.DBModels.trade)DataMap["trade"]) - /// - static IYcLogger _logger =LogFactory.GetLogger("RuleCompiler"); - private static readonly Dictionary VariableTypeMap = new Dictionary(StringComparer.OrdinalIgnoreCase) - { - ["trade"] = "YLErp.DBModels.trade", - ["swap_position"] = "YLErp.DBModels.swap_position", - ["client"] = "YLErp.DBModels.client", - ["credit"] = "YLErp.DBModels.credit", - ["client_marginrate"] = "YLErp.DBModels.client_marginrate", - ["market"] = "YLErp.DBModels.market", - ["calc"] = "YLErp.DBModels.calc", - ["sys"] = "YLErp.DBModels.sys", - ["eod_swap_position"] = "YLErp.DBModels.eod_swap_position", - ["realtime_trade_risk"] = "YLErp.DBModels.realtime_trade_risk", - }; - - /// - /// 将规则编译为可执行委托，并写入 rule.CompiledScript - /// 调用时机：规则创建时 / 规则加载时 / 缓存刷新时 - /// - public static void Compile(this RiskRule rule) - { - var result = ValidateAndCompileRule(rule); - if (!result.Success) - { - throw new InvalidOperationException(result.ErrorMessage); - } - } - - /// - /// 校验并编译规则表达式。 - /// 当前 RuleExpr 要求是 Roslyn 可直接执行的 bool 表达式。 - /// - public static RuleCompileResult ValidateAndCompileFormula(string formulaExp) - { - if (string.IsNullOrWhiteSpace(formulaExp)) - { - return RuleCompileResult.Fail("规则 RuleExpr 不能为空"); - } - - try - { - var compiled = CompileScript(formulaExp); - return RuleCompileResult.Ok(compiled); - } - catch (Exception ex) - { - return RuleCompileResult.Fail(ex.Message); - } - } - - /// - /// 校验并编译规则，编译成功后同时写入规则对象和内存缓存。 - /// - public static RuleCompileResult ValidateAndCompileRule(RiskRule rule) - { - if (rule == null) - { - return RuleCompileResult.Fail("规则不能为空"); - } - - if (rule.Id <= 0) - { - return RuleCompileResult.Fail("规则 Id 不能为空"); - } - - var result = ValidateAndCompileFormula(rule.RuleExpr); - if (!result.Success) - { - return RuleCompileResult.Fail($"规则[{rule.Id}]编译失败：{result.ErrorMessage}"); - } - - rule.CompiledScript = result.CompiledScript; - RuleCompiledCache.Set(rule.Id.ToString(), result.CompiledScript); - return result; - } - - /// - /// 解析 ConditionJson，提取条件列表。 - /// 要求 expression 明确描述实际取值路径。 - /// 当前主执行链不再使用该方法，仅作为早期方案保留。 - /// - // private static List<(string variableCode, string expression, string op, object value, string variableType)> ParseConditionJson(string conditionJson) - // { - // var result = new List<(string, string, string, object, string)>(); - // var jObj = JObject.Parse(formulaJson); - // var conditions = jObj["conditions"] as JArray; - - // if (conditions == null || !conditions.Any()) - // { - // throw new ArgumentException("ConditionJson 中缺少 conditions"); - // } - - // foreach (var cond in conditions) - // { - // string variableCode = cond["variableCode"]?.Value(); - // string expression = cond["expression"]?.Value(); - // string op = cond["operator"]?.Value(); - // object value = cond["value"]?.Value(); - // string variableType = cond["variableType"]?.Value() ?? "numeric"; - - // if (string.IsNullOrWhiteSpace(expression) || string.IsNullOrWhiteSpace(op)) - // { - // throw new ArgumentException("条件中缺少 expression 或 operator"); - // } - - // result.Add((variableCode, expression, op, value, variableType)); - // } - - // return result; - // } - - /// - /// 根据条件列表生成 Roslyn C# 脚本代码。 - /// 多条件自动用 &&（AND）连接。 - /// 左值表达式统一基于 expression 构建。 - /// - private static string BuildScriptCode(List<(string variableCode, string expression, string op, object value, string variableType)> conditions) - { - var exprParts = new List(); - - foreach (var (_, expression, op, value, variableType) in conditions) - { - // 先根据 expression 构建左值访问表达式，再拼接比较符和右值字面量 - string leftExpr = BuildMemberAccessExpression(expression, variableType); - - // 格式化阈值 - string valueLiteral = FormatValueLiteral(value, variableType); - - // 格式化操作符 - string csharpOp = FormatOperator(op); - - // 生成单条件表达式 - string expr = $"{leftExpr} {csharpOp} {valueLiteral}"; - exprParts.Add(expr); - } - - // 多条件用 && 连接 - return string.Join(" && ", exprParts); - } - - /// - /// 将前端传入的 expression 转成 Roslyn 可执行的成员访问表达式。 - /// 例如 trade.StockEqvNotional 会转成 ((YLErp.DBModels.trade)DataMap["trade"]).StockEqvNotional。 - /// 数值类型会自动包一层 Convert.ToDecimal，便于与 decimal 阈值比较。 - /// - private static string BuildMemberAccessExpression(string expression, string variableType) - { - var parts = expression.Split('.'); - if (parts.Length < 2) - { - throw new ArgumentException($"expression 格式不正确：{expression}"); - } - - string prefix = parts[0].Trim().ToLower(); - if (!VariableTypeMap.TryGetValue(prefix, out string typeFullName)) - { - throw new ArgumentException($"未知前缀：{prefix}"); - } - - // 除前缀外，其余部分都视为成员访问路径，便于后续扩展多级属性访问 - string memberAccess = string.Join(".", parts.Skip(1).Select(p => p.Trim())); - string objectExpr = $"(({typeFullName})DataMap[\"{prefix}\"]).{memberAccess}"; - - if (variableType == "numeric" || variableType == "number") - { - return $"Convert.ToDecimal({objectExpr})"; - } - - return objectExpr; - } - - /// - /// 用 Roslyn 编译 C# 脚本代码为可执行委托 - /// - private static Func CompileScript(string scriptCode) - { - // 配置编译选项：引用必要的程序集 - var options = ScriptOptions.Default - .WithReferences( - typeof(RiskContext).Assembly, // YLErpDAL - typeof(YLErp.DBModels.trade).Assembly // Model 所在程序集 - ) - .WithImports("System"); - - // 创建脚本（尚未执行，仅编译） - var script = CSharpScript.Create(scriptCode, options, globalsType: typeof(ScriptGlobals)); - - // 编译（提前发现语法错误） - //后续编译需提供接口，返回前端编译信息，包含编译错误列表 - var compilation = script.GetCompilation(); - var diagnostics = compilation.GetDiagnostics(); - var errors = diagnostics.Where(d => d.Severity == Microsoft.CodeAnalysis.DiagnosticSeverity.Error).ToList(); - if (errors.Any()) - { - string errorMsg = string.Join("; ", errors.Select(e => e.GetMessage())); - _logger.Error($"规则编译失败：{errorMsg}\n脚本代码：{scriptCode}"); - throw new InvalidOperationException($"脚本编译失败：{errorMsg}"); - } - - // 生成可调用委托 - var runner = script.CreateDelegate(); - - // 包装为同步的 Func - return ctx => - { - var globals = new ScriptGlobals { DataMap = ctx.DataMap }; - try - { - return runner(globals).GetAwaiter().GetResult(); - } - catch (Exception ex) - { - // 脚本执行异常（如空引用、类型转换失败）视为规则不触发 - _logger.Error($"规则执行异常：{ex.Message}\n脚本代码：{scriptCode}"); - return false; - } - }; - } - - /// - /// 格式化阈值为 C# 字面量 - /// - private static string FormatValueLiteral(object value, string variableType) - { - if (value == null) return "null"; - - string strValue = value.ToString(); - - // 数值类型统一加 m 后缀（decimal） - if (variableType == "numeric" || variableType == "number") - { - if (decimal.TryParse(strValue, NumberStyles.Any, CultureInfo.InvariantCulture, out decimal d)) - { - return d.ToString(CultureInfo.InvariantCulture) + "m"; - } - } - - // 布尔 - if (variableType == "boolean" || variableType == "bool") - { - if (bool.TryParse(strValue, out bool b)) - { - return b ? "true" : "false"; - } - } - - // 日期 - if (variableType == "date" && DateTime.TryParse(strValue, out DateTime dt)) - { - return $"DateTime.Parse(\"{dt:yyyy-MM-dd}\")"; - } - - // 字符串（兜底） - return $"\"{strValue.Replace("\\", "\\\\").Replace("\"", "\\\"")}\""; - } - - /// - /// 将操作符统一为 C# 操作符 - /// - private static string FormatOperator(string op) - { - return op?.Trim() switch - { - // 数值型 C# 符号 - "=" or "==" => "==", - "!=" or "≠" => "!=", - ">" => ">", - "<" => "<", - ">=" => ">=", - "<=" => "<=", - // 日期型中文语义 → C# 符号 - "早于" => "<", - "晚于" => ">", - "等于" => "==", - "不早于" => ">=", - "不晚于" => "<=", - _ => throw new ArgumentException($"不支持的操作符：{op}") - }; - } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/BatchOperationResult.cs b/YLErpDAL/Modules/RiskEngine/Dto/BatchOperationResult.cs deleted file mode 100644 index 0aed2a39..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/BatchOperationResult.cs +++ /dev/null @@ -1,10 +0,0 @@ -namespace YLErp.Modules.RiskEngine.Dto -{ - public class BatchOperationResult - { - public bool Success { get; set; } - public int TotalCount { get; set; } - public int SuccessCount { get; set; } - public string ErrorMessage { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskApplicationReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskApplicationReq.cs deleted file mode 100644 index 65e939c4..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskApplicationReq.cs +++ /dev/null @@ -1,16 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class CreateRiskApplicationReq - { - public string RuleIds { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - public string ScopeAssetBookIds { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public int ScopeIsGlobal { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskRuleReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskRuleReq.cs deleted file mode 100644 index a6d69dda..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskRuleReq.cs +++ /dev/null @@ -1,10 +0,0 @@ -namespace YLErp.Modules.RiskEngine.Dto -{ - public class CreateRiskRuleReq - { - public string RuleName { get; set; } - public string RuleText { get; set; } - public string ConditionJson { get; set; } - public string RuleExpr { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskVariableReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskVariableReq.cs deleted file mode 100644 index 707db27b..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/CreateRiskVariableReq.cs +++ /dev/null @@ -1,16 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class CreateRiskVariableReq - { - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string ValueDomain { get; set; } - public string Description { get; set; } - public string VariableExpr { get; set; } - public int SortOrder { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskApplicationReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskApplicationReq.cs deleted file mode 100644 index eec45ca7..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskApplicationReq.cs +++ /dev/null @@ -1,17 +0,0 @@ -using BaseOUDAL; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class QueryRiskApplicationReq : BaseSearchReq - { - public string RuleName { get; set; } - public RiskRuleStatus? Status { get; set; } - public RiskControlStrategy? Strategy { get; set; } - public string TriggerPoint { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public string ScopeAssetBookIds { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskAuditLogReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskAuditLogReq.cs deleted file mode 100644 index 690712fa..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskAuditLogReq.cs +++ /dev/null @@ -1,14 +0,0 @@ -using System; -using BaseOUDAL; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class QueryRiskAuditLogReq : BaseSearchReq - { - public string OperationType { get; set; } - public string TargetType { get; set; } - public DateTime? StartDate { get; set; } - public DateTime? EndDate { get; set; } - public string Keyword { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskRuleReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskRuleReq.cs deleted file mode 100644 index df7e1300..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskRuleReq.cs +++ /dev/null @@ -1,12 +0,0 @@ -using BaseOUDAL; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class QueryRiskRuleReq : BaseSearchReq - { - public string Keyword { get; set; } - public RiskRuleStatus? Status { get; set; } - public long? VariableId { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskVariableReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskVariableReq.cs deleted file mode 100644 index 9b8f39bd..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/QueryRiskVariableReq.cs +++ /dev/null @@ -1,12 +0,0 @@ -using BaseOUDAL; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class QueryRiskVariableReq : BaseSearchReq - { - public RiskVariableCategory? Category { get; set; } - public RiskVariableDataType? DataType { get; set; } - public string VariableName { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationDetail.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationDetail.cs deleted file mode 100644 index cb76b20c..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationDetail.cs +++ /dev/null @@ -1,24 +0,0 @@ -using System; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskApplicationDetail - { - public long Id { get; set; } - public string RuleIds { get; set; } - public RiskRuleStatus Status { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - public string ScopeAssetBookIds { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public int ScopeIsGlobal { get; set; } - public int Version { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationListItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationListItem.cs deleted file mode 100644 index 466b1d94..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskApplicationListItem.cs +++ /dev/null @@ -1,24 +0,0 @@ -using System; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskApplicationListItem - { - public long Id { get; set; } - public string RuleIds { get; set; } - public int Status { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - public string ScopeAssetBookIds { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public int ScopeIsGlobal { get; set; } - public int Version { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogDetail.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogDetail.cs deleted file mode 100644 index a4f52acf..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogDetail.cs +++ /dev/null @@ -1,19 +0,0 @@ -using System; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskAuditLogDetail - { - public long Id { get; set; } - public string OperationType { get; set; } - public string TargetType { get; set; } - public long TargetId { get; set; } - public string TargetName { get; set; } - public string OperationDetail { get; set; } - public string Result { get; set; } - public string SnapshotData { get; set; } - public long OptId { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogListItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogListItem.cs deleted file mode 100644 index 487f5f3f..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskAuditLogListItem.cs +++ /dev/null @@ -1,17 +0,0 @@ -using System; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskAuditLogListItem - { - public long Id { get; set; } - public string OperationType { get; set; } - public string TargetType { get; set; } - public long TargetId { get; set; } - public string TargetName { get; set; } - public string OperationDetail { get; set; } - public string Result { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleApplicationSummary.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleApplicationSummary.cs deleted file mode 100644 index 23c6e0e2..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleApplicationSummary.cs +++ /dev/null @@ -1,12 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskRuleApplicationSummary - { - public long Id { get; set; } - public RiskRuleStatus Status { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleDetail.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleDetail.cs deleted file mode 100644 index 6abe752d..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleDetail.cs +++ /dev/null @@ -1,22 +0,0 @@ -using System; -using System.Collections.Generic; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskRuleDetail - { - public long Id { get; set; } - public string RuleName { get; set; } - public string RuleText { get; set; } - public string ConditionJson { get; set; } - public string RuleExpr { get; set; } - public RiskRuleStatus Status { get; set; } - public int Version { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - public List Applications { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleListItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleListItem.cs deleted file mode 100644 index 988f55c4..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleListItem.cs +++ /dev/null @@ -1,21 +0,0 @@ -using System; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskRuleListItem - { - public long Id { get; set; } - public string RuleName { get; set; } - public string RuleText { get; set; } - public string ConditionJson { get; set; } - public string RuleExpr { get; set; } - public RiskRuleStatus Status { get; set; } - public int Version { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - public int ApplicationCount { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleSimpleItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleSimpleItem.cs deleted file mode 100644 index aea6a343..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleSimpleItem.cs +++ /dev/null @@ -1,9 +0,0 @@ -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskRuleSimpleItem - { - public long Id { get; set; } - public string RuleName { get; set; } - public string RuleText { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleVersionItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleVersionItem.cs deleted file mode 100644 index b0842d6e..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskRuleVersionItem.cs +++ /dev/null @@ -1,13 +0,0 @@ -using System; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskRuleVersionItem - { - public int Version { get; set; } - public string OperationType { get; set; } - public string OperationDetail { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableDetail.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableDetail.cs deleted file mode 100644 index bbadd4ce..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableDetail.cs +++ /dev/null @@ -1,24 +0,0 @@ -using System; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskVariableDetail - { - public long Id { get; set; } - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string ValueDomain { get; set; } - public string Description { get; set; } - public string VariableExpr { get; set; } - public int Version { get; set; } - public int SortOrder { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - public int ReferenceCount { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableListItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableListItem.cs deleted file mode 100644 index c4ddf647..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableListItem.cs +++ /dev/null @@ -1,18 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskVariableListItem - { - public long Id { get; set; } - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string ValueDomain { get; set; } - public string Description { get; set; } - public string VariableExpr { get; set; } - public int Version { get; set; } - public int SortOrder { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableSimpleItem.cs b/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableSimpleItem.cs deleted file mode 100644 index 8585564d..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RiskVariableSimpleItem.cs +++ /dev/null @@ -1,14 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RiskVariableSimpleItem - { - public long Id { get; set; } - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string VariableExpr { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/RuleCondition.cs b/YLErpDAL/Modules/RiskEngine/Dto/RuleCondition.cs deleted file mode 100644 index d1e459ff..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/RuleCondition.cs +++ /dev/null @@ -1,14 +0,0 @@ -namespace YLErp.Modules.RiskEngine.Dto -{ - public class RuleCondition - { - public long VariableId { get; set; } - public string Operator { get; set; } - public string ThresholdType { get; set; } - public object Value { get; set; } - public long? ThresholdVariableId { get; set; } - // 介于/不介于 的边界包含控制，默认 true - public bool IncludeLowerBound { get; set; } = true; - public bool IncludeUpperBound { get; set; } = true; - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskApplicationReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskApplicationReq.cs deleted file mode 100644 index aa290529..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskApplicationReq.cs +++ /dev/null @@ -1,17 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class UpdateRiskApplicationReq - { - public string RuleIds { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string TriggerPoints { get; set; } - public string ScopeAssetBookIds { get; set; } - public string ScopeClientIds { get; set; } - public string ScopeUnderlyingTypes { get; set; } - public string ScopeTradeTypes { get; set; } - public int ScopeIsGlobal { get; set; } - public int Version { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskRuleReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskRuleReq.cs deleted file mode 100644 index 85521bac..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskRuleReq.cs +++ /dev/null @@ -1,11 +0,0 @@ -namespace YLErp.Modules.RiskEngine.Dto -{ - public class UpdateRiskRuleReq - { - public string RuleName { get; set; } - public string RuleText { get; set; } - public string ConditionJson { get; set; } - public string RuleExpr { get; set; } - public int Version { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskVariableReq.cs b/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskVariableReq.cs deleted file mode 100644 index 2990b7c1..00000000 --- a/YLErpDAL/Modules/RiskEngine/Dto/UpdateRiskVariableReq.cs +++ /dev/null @@ -1,17 +0,0 @@ -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine.Dto -{ - public class UpdateRiskVariableReq - { - public string VariableName { get; set; } - public RiskVariableCategory Category { get; set; } - public RiskVariableDataType DataType { get; set; } - public string Unit { get; set; } - public string ValueDomain { get; set; } - public string Description { get; set; } - public string VariableExpr { get; set; } - public int SortOrder { get; set; } - public int Version { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskContext.cs b/YLErpDAL/Modules/RiskEngine/RiskContext.cs deleted file mode 100644 index 7e9e550e..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskContext.cs +++ /dev/null @@ -1,25 +0,0 @@ -using System.Collections.Generic; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 风控上下文：封装一次风控检查所需的全部数据上下文 - /// - public class RiskContext - { - /// - /// 当前交易ID - /// - public int TradeId { get; set; } - - /// - /// 当前触发时点 - /// - public string TriggerPoint { get; set; } - - /// - /// 数据字典：key=表名/前缀，value=对应数据对象 - /// - public Dictionary DataMap { get; set; } = new Dictionary(); - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskEngineService.cs b/YLErpDAL/Modules/RiskEngine/RiskEngineService.cs deleted file mode 100644 index 2e0e68a8..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskEngineService.cs +++ /dev/null @@ -1,638 +0,0 @@ -using Newtonsoft.Json; -using Qdp.Foundation.Utilities; -using System.Reflection; -using YLErp.BLL; -using YLErp.Model; - -/* -================================================================================ - 风控引擎服务 — RiskEngineService 技术方案与当前实现说明 -================================================================================ - -【项目背景】 - 当前 TRS 系统已在 QuotaMonitorService 中接入第一版风控引擎，用于在交易关键 - 时点执行可配置规则判断。当前目标不是一次性做成最终版，而是在最小可运行链路 - 跑通后，逐步演进为可由前端配置、后端预编译、执行期直接命中的正式版本。 - -【当前实现口径】（以本注释和实际代码为准） - - 核心概念： - - RiskRule（风控规则）：规则定义本体，当前重点字段包括 Id、RuleName、 - RuleText、RuleExpr、Version、CompiledScript。 - - RiskRuleApplication（规则应用）：与规则分离，承载启用状态、控制策略、触发时点、 - 适用范围（全局 / 账户 / 客户 / 标的类型 / 合约类型）。 - - RuleExpr：当前唯一主编译入口。要求内容是 Roslyn 可直接执行的 C# bool 表达式， - 例如直接访问 DataMap["trade"] 后做数值或日期比较。 - - ConditionJson：当前已在规则定义中保留，但不参与主执行链路。 - - RiskContext：一次风控检查的数据上下文，包含 TradeId、TriggerPoint 和 DataMap。 - - RuleCompiledCache：进程内编译结果缓存，按规则 Id 缓存 Func。 - - 当前编译流程： - 1. 外部准备好规则对象，在 RuleExpr 中直接写最终可执行表达式 - 2. 调用 RuleCompiler.ValidateAndCompileRule(rule) - 3. 内部使用 Roslyn 编译 RuleExpr，生成 Func - 4. 编译成功后写入 rule.CompiledScript，并同步写入 RuleCompiledCache - 5. 执行阶段优先从 RuleCompiledCache 取委托执行 - - 当前执行流程（EvaluateRisk）： - 1. 从数据库加载规则列表和应用列表 - 2. 按应用状态、TriggerPoints 过滤有效应用 - 3. 按应用范围过滤交易是否命中（全局 / 账户 / 客户 / 标的类型 / 合约类型） - 4. 根据应用配置中的 RuleIds 找到对应规则 Id 并关联规则 - 5. 优先从 RuleCompiledCache 读取已编译委托，未命中时兜底编译一次 - 6. 执行规则委托，按 ControlStrategy 聚合为 Blocked / NeedApproval / Warnings - 7. 返回 RiskResult - - 当前维度匹配规则： - - 全局：ScopeIsGlobal=true 时直接命中 - - 同一维度内多选：并集（OR） - - 不同维度之间：交集（AND） - - 某维度留空：视为该维度不限制 - -【与早期方案的主要差异】 - - 当前不是 Content 解析或表达式树主导，而是 RuleExpr 直编译主导 - - RiskRule 与 RiskRuleApplication 当前仍是分离模型，没有合并 - - 编译器文件已放入 RiskEngine/Compile 目录下 - - 当前已引入 RuleCompileResult、RuleCompiledCache，用于校验结果与进程内缓存 - - Rule2 这类“左值与右值都来自对象字段”的规则，当前通过 RuleExpr 直接表达 - -【当前代码结构】 - 风控引擎层：YLErpDAL/Modules/RiskEngine/ - - RiskEngineService.cs：执行入口，负责规则筛选、应用过滤、委托执行、结果聚合 - - RiskRule.cs：规则定义模型，含 CompiledScript 运行时字段 - - RiskRuleApplication.cs：规则应用模型，承载策略、触发点和适用范围 - - RiskContext.cs / RiskResult.cs：执行上下文与结果模型 - - 编译相关：YLErpDAL/Modules/RiskEngine/Compile/ - - RuleCompiler.cs：Roslyn 编译入口，提供 ValidateAndCompileFormula / ValidateAndCompileRule - - RuleCompileResult.cs：编译结果模型 - - RuleCompiledCache.cs：编译结果缓存 - - 当前集成点： - - QuotaMonitorService.cs：构造 RiskContext，并将 trade 对象放入 DataMap["trade"] - -【当前进度】（截至 2026-06-24） - ✅ 已完成： - 1. RiskEngine 第一版执行链路已跑通：QuotaMonitorService -> RiskEngineService -> RuleCompiler - 2. 风控上下文通过 DataMap 传入 trade 对象，支持规则脚本直接访问交易字段 - 3. RuleExpr 直编译方案已接入，支持数值比较和日期比较 - 4. Application 通用维度匹配已支持：全局 / 账户 / 客户 / 标的类型 / 合约类型 - 5. 维度组合逻辑已按文档确认：同维度 OR，不同维度 AND - 6. RuleCompiler 已支持校验 + 编译 + 写缓存 - 7. RuleCompiledCache / RuleCompileResult 已落地到 Compile 目录 - 8. RiskEngineService 已改为执行时优先从 RuleCompiledCache 读取委托 - -【待办事项 / TODO】 - ⬜ 1. 接入真实规则来源 - - 由数据库或前端提交替换当前 LoadRules / LoadApplications 的规则来源 - ⬜ 2. 增加接口层 - - 提供前端提交 RuleExpr 后的校验接口 - - 提供规则保存 / 发布后预编译并写缓存的入口 - ⬜ 3. 启动预热与缓存刷新 - - 服务启动时批量加载有效规则并预编译 - - 支持规则更新后的缓存刷新 / 删除 - ⬜ 4. 完善执行期策略 - - 当前保留“缓存未命中时兜底编译”逻辑 - - 后续可收紧为“执行期只读缓存，未命中按发布失败处理” - ⬜ 5. 补测试样例 - - 数值比较、日期比较、维度过滤、非法公式、边界值 - ⬜ 6. 完善 RuleExpr 配套能力 - - 提供前端可用的表达式编辑、校验与错误提示 - - 约束可用变量、类型转换和脚本安全边界 - -【注意事项】 - 1. 当前 RuleExpr 必须是 Roslyn 最终可执行的 C# bool 表达式，不是业务语义短句 - 2. DataMap 中的值由宿主业务代码准备，编译器与执行器本身不负责查库补数 - 3. 当前缓存的是 Func，这是规则判断函数，不是事件处理器 - 4. 业务可预期失败优先走结果返回，不要把高频校验失败都设计成异常 -================================================================================ -*/ - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 风控引擎服务（第一版 — 骨架版，先跑通） - /// - public class RiskEngineService : YLBaseService - { - IYcLogger _logger = LogFactory.GetLogger("RiskEngineService"); - - private static readonly Lazy _instance = - new Lazy(() => new RiskEngineService()); - - public static RiskEngineService GetInstance() => _instance.Value; - - private RiskEngineService() : base(OptUserInfo.SystemUser) - { - } - - public RiskEngineService(OptUserInfo userInfo) : base(userInfo) - { - } - - public RiskEngineService(YLBaseService baseService) : base(baseService) - { - } - - public RiskEngineService(OptUserInfo optUser, YLContext dbContext) : base(optUser, dbContext) - { - } - - /// - /// 规则内存缓存（启动预热写入，EvaluateRisk 读取） - /// - private static volatile List _cachedRules; - private static volatile List _cachedApplications; - private static readonly object _cacheLock = new object(); - - /// - /// 预热：加载规则与应用到内存，并预编译所有规则到 RuleCompiledCache。 - /// 项目启动时调用一次；规则/应用更新后调用 RefreshCache 刷新。 - /// - public void Preload() - { - lock (_cacheLock) - { - _logger.Info("[风控引擎] Preload 开始 - 加载规则与应用并预编译"); - - var rules = LoadRulesFromDb(); - var applications = LoadApplicationsFromDb(); - List res = new List(); - foreach(var i in applications) - { - if(i.Status!= RiskRuleStatus.Active) - { - res.Add(i.Id); - } - } - // 预编译所有规则到 RuleCompiledCache - foreach (var rule in rules) - { - var ruleId = rule.Id.ToString(); - if (RuleCompiledCache.TryGet(ruleId, out _)) - { - continue; - } - - var compileResult = RuleCompiler.ValidateAndCompileRule(rule); - if (!compileResult.Success) - { - _logger.Info($"[风控引擎] 规则预编译失败 - RuleId: {rule.Id}, Error: {compileResult.ErrorMessage}"); - } - } - - _cachedRules = rules; - _cachedApplications = applications; - - _logger.Info($"[风控引擎] Preload 完成 - 规则数: {rules.Count}, 应用数: {applications.Count}"); - } - } - - /// - /// 刷新缓存：清空已编译委托与内存缓存后重新预加载。 - /// 规则/应用配置更新后调用。 - /// - public void RefreshCache() - { - _logger.Info("[风控引擎] RefreshCache 被调用 - 清空缓存并重新预加载"); - lock (_cacheLock) - { - _cachedRules = null; - _cachedApplications = null; - RuleCompiledCache.Clear(); - } - - Preload(); - } - - /// - /// 从内存缓存获取规则列表；缓存为空时兜底加载并填充缓存。 - /// - private List GetRules() - { - var rules = _cachedRules; - if (rules != null) - { - return rules; - } - - lock (_cacheLock) - { - if (_cachedRules != null) - { - return _cachedRules; - } - - var loaded = LoadRulesFromDb(); - _cachedRules = loaded; - return loaded; - } - } - - /// - /// 从内存缓存获取应用列表；缓存为空时兜底加载并填充缓存。 - /// - private List GetApplications() - { - var applications = _cachedApplications; - if (applications != null) - { - return applications; - } - - lock (_cacheLock) - { - if (_cachedApplications != null) - { - return _cachedApplications; - } - - var loaded = LoadApplicationsFromDb(); - _cachedApplications = loaded; - return loaded; - } - } - - /// - /// 执行风控检查（最终设计版：预编译委托 + 规则筛选 + 策略判定） - /// - /// 风控上下文 - /// 触发时点，如 BOOK_CONFIRM - /// 风控结果 - public RiskResult EvaluateRisk(RiskContext context, string triggerPoint) - { - var result = new RiskResult(); - - try - { - _logger.Info($"[风控引擎] EvaluateRisk 开始 - TradeId: {context?.TradeId}, TriggerPoint: {triggerPoint}"); - - // ============================================================ - // Step 1: 从内存缓存读取规则定义和规则应用（启动时已预热） - // ============================================================ - var rules = GetRules(); - var applications = GetApplications(); - _logger.Info($"[风控引擎] 加载规则数: {rules.Count}, 应用数: {applications.Count}"); - - // ============================================================ - // Step 2: 先按 Application 过滤 Active 状态和 TriggerPoint 匹配的应用 - // ============================================================ - var activeApps = applications - .Where(a => a.Status == RiskRuleStatus.Active) - .ToList(); - var apps = activeApps - .Where(a => !string.IsNullOrEmpty(a.TriggerPoints)) - .ToList(); - var triggerMatchedApps = apps - .Where(a => a.TriggerPoints.Split(',', StringSplitOptions.RemoveEmptyEntries) - .Select(s => s.Trim()) - .Contains(triggerPoint)) - .ToList(); - - // 再按应用范围过滤。 - // 统一走通用维度匹配： - // 1. 全局命中时直接通过； - // 2. 同一维度内多选按并集处理； - // 3. 不同维度之间按交集处理； - // 4. 某维度留空表示该维度不限制。 - var trade = context?.DataMap != null && context.DataMap.ContainsKey("trade") - ? context.DataMap["trade"] as YLErp.DBModels.trade - : null; - - var matchedApplications = triggerMatchedApps - .Where(a => IsApplicationMatched(a, trade)) - .ToList(); - - _logger.Info($"[风控引擎] 匹配 TriggerPoint 的应用数: {matchedApplications.Count}"); - - // ============================================================ - // Step 3: 遍历匹配的应用，通过 RuleIds 关联规则并执行预编译委托 - // ============================================================ - foreach (var application in matchedApplications) - { - // ------------------------------------------------------------ - // 3.1 通过 RuleIds 关联规则定义 - // ------------------------------------------------------------ - var applicationRuleIds = ParseRuleIds(application.RuleIds); - if (!applicationRuleIds.Any()) - { - _logger.Info($"[风控引擎] 应用未配置有效规则 - RuleIds: {application.RuleIds}"); - continue; - } - - var applicationRules = rules - .Where(r => applicationRuleIds.Contains(r.Id) && r.Id == 3) - .ToList(); - - var missingRuleIds = applicationRuleIds - .Where(ruleId => applicationRules.All(r => r.Id != ruleId)) - .ToList(); - - foreach (var missingRuleId in missingRuleIds) - { - _logger.Info($"[风控引擎] 未找到对应规则定义 - RuleId: {missingRuleId}, ApplicationRuleIds: {application.RuleIds}"); - } - - foreach (var rule in applicationRules) - { - var ruleId = rule.Id.ToString(); - - // ------------------------------------------------------------ - // 3.2 优先从编译缓存读取规则委托 - // ------------------------------------------------------------ - if (!RuleCompiledCache.TryGet(ruleId, out var compiledScript)) - { - _logger.Info($"[风控引擎] 缓存中未命中已编译规则，执行兜底编译 - RuleId: {rule.Id}"); - - var compileResult = RuleCompiler.ValidateAndCompileRule(rule); - if (!compileResult.Success) - { - _logger.Info($"[风控引擎] 规则编译失败 - RuleId: {rule.Id}, Error: {compileResult.ErrorMessage}"); - continue; - } - - compiledScript = compileResult.CompiledScript; - } - - // ------------------------------------------------------------ - // 3.3 执行预编译委托 - // ------------------------------------------------------------ - bool triggered = false; - try - { - triggered = compiledScript(context); - _logger.Info($"[风控引擎] 规则执行 - RuleId: {rule.Id}, Triggered: {triggered}"); - } - catch (Exception ex) - { - _logger.Info($"[风控引擎] 规则执行异常 - RuleId: {rule.Id}, Error: {ex.Message}"); - continue; - } - - // ------------------------------------------------------------ - // 3.4 命中后按 Application 的控制策略聚合结果 - // ------------------------------------------------------------ - if (triggered) - { - _logger.Info($"[风控引擎] 规则触发 - RuleId: {rule.Id}, Strategy: {application.ControlStrategy}"); - - switch (application.ControlStrategy) - { - case RiskControlStrategy.Block: - break; - result.Blocked = true; - result.Passed = false; - result.TriggeredRules.Add(new TriggeredRuleInfo - { - RuleId = rule.Id.ToString(), - RuleName = rule.RuleName, - ControlStrategy = RiskControlStrategy.Block, - RuleText = rule.RuleText, - Message = $"规则[{rule.RuleName}]触发：禁止" - }); - break; - - case RiskControlStrategy.Approval: - result.NeedApproval = true; - result.Passed = false; - result.TriggeredRules.Add(new TriggeredRuleInfo - { - RuleId = ruleId, - RuleName = rule.RuleName, - ControlStrategy = RiskControlStrategy.Approval, - RuleText = rule.RuleText, - Message = $"规则[{rule.RuleName}]触发：需审批" - }); - break; - - case RiskControlStrategy.ShowTip: - result.ShowTip = true; - result.TriggeredRules.Add(new TriggeredRuleInfo - { - RuleId = ruleId, - RuleName = rule.RuleName, - ControlStrategy = RiskControlStrategy.ShowTip, - RuleText = rule.RuleText, - Message = $"规则[{rule.RuleName}]触发：提示" - }); - break; - - default: - _logger.Info($"[风控引擎] 未知策略类型 - ControlStrategy: {application.ControlStrategy}"); - break; - } - } - else - { - _logger.Info($"[风控引擎] 规则未触发 - RuleId: {rule.Id}, TriggerPoint: {triggerPoint}"); - } - } - } - - // ============================================================ - // Step 4: 聚合最终结果 - // ============================================================ - if (!result.Blocked && !result.NeedApproval) - { - result.Passed = true; - } - else - { - result.Passed = false; - } - - _logger.Info($"[风控引擎] EvaluateRisk 完成 - TradeId: {context?.TradeId}, Passed: {result.Passed}, Blocked: {result.Blocked}, NeedApproval: {result.NeedApproval}, TriggeredRules: {result.TriggeredRules.Count}"); - } - catch (Exception ex) - { - result.NeedApproval = true; - result.Passed = false; - result.TriggeredRules.Add(new TriggeredRuleInfo - { - RuleId = "ENGINE_ERROR", - RuleName = "风控引擎执行异常", - RuleText = ex.Message, - Message = $"风控引擎异常：{ex.Message}" - }); - _logger.Error($"[风控引擎] EvaluateRisk 异常 - TradeId: {context?.TradeId}, Error: {ex.Message}"); - } - - return result; - } - - /// - /// 从数据库加载规则列表 - /// - private List LoadRulesFromDb() - { - return DbContext.glms_risk_rule - .AsNoTracking() - .Where(r => r.Status != RiskRuleStatus.Deleted) - .OrderByDescending(r => r.UpdateDate ?? r.OptDate) - .Select(r => new RiskRule - { - Id = r.id, - RuleName = r.RuleName, - RuleText = r.RuleText, - ConditionJson = r.ConditionJson, - RuleExpr = r.RuleExpr, - Version = r.Version, - IsDeleted = r.Status == RiskRuleStatus.Deleted, - OptId = r.OptId ?? 0, - OptName = r.OptName, - OptDate = r.OptDate ?? DateTime.MinValue, - UpdateOptId = r.UpdateOptId ?? 0, - UpdateOptName = r.UpdateOptName, - UpdateDate = r.UpdateDate ?? r.OptDate ?? DateTime.MinValue - }) - .ToList(); - } - /// - /// 从数据库加载应用配置 - /// - private List LoadApplicationsFromDb() - { - return DbContext.glms_risk_rule_application - .AsNoTracking() - .Where(a => a.Status != RiskRuleStatus.Deleted) - .OrderByDescending(a => a.UpdateDate ?? a.OptDate) - .Select(a => new RiskRuleApplication - { - Id = a.id, - RuleIds = a.RuleIds, - Status = a.Status, - ControlStrategy = a.ControlStrategy, - TriggerPoints = a.TriggerPoints, - ScopeIsGlobal = a.ScopeIsGlobal, - ScopeAssetBookIds = a.ScopeAssetBookIds, - ScopeClientIds = a.ScopeClientIds, - ScopeUnderlyingTypes = a.ScopeUnderlyingTypes, - ScopeTradeTypes = a.ScopeTradeTypes, - Version = a.Version, - OptId = a.OptId ?? 0, - OptName = a.OptName, - OptDate = a.OptDate ?? DateTime.MinValue, - UpdateOptId = a.UpdateOptId ?? 0, - UpdateOptName = a.UpdateOptName, - UpdateDate = a.UpdateDate ?? a.OptDate ?? DateTime.MinValue - }) - .ToList(); - } - - /// - /// 判断应用配置是否命中当前交易。 - /// 匹配规则遵循设计文档： - /// 1. 全局命中时直接返回 true； - /// 2. 同一维度内多选按并集处理； - /// 3. 不同维度之间按交集处理； - /// 4. 某维度留空表示该维度不限制。 - /// - private bool IsApplicationMatched(RiskRuleApplication application, YLErp.DBModels.trade trade) - { - if (application == null) - { - return false; - } - - if (application.ScopeIsGlobal == 1) - { - return true; - } - - if (trade == null) - { - return false; - } - - var accountMatched = IsScopeEmpty(application.ScopeAssetBookIds) || IsValueMatched(application.ScopeAssetBookIds, GetTradeAssetBookId(trade)); - var clientMatched = IsScopeEmpty(application.ScopeClientIds) || IsValueMatched(application.ScopeClientIds, trade.ClientId); - var underlyingTypeMatched = IsScopeEmpty(application.ScopeUnderlyingTypes) || IsValueMatched(application.ScopeUnderlyingTypes, GetTradeUnderlyingType(trade)); - var tradeTypeMatched = IsScopeEmpty(application.ScopeTradeTypes) || IsValueMatched(application.ScopeTradeTypes, trade.TradeType); - - return accountMatched - && clientMatched - && underlyingTypeMatched - && tradeTypeMatched; - } - - /// - /// 解析应用配置中的规则ID列表。 - /// 多个规则ID使用逗号分隔，返回去空格后的 long 集合。 - /// - private List ParseRuleIds(string ruleIds) - { - if (string.IsNullOrWhiteSpace(ruleIds)) - { - return new List(); - } - - var ids = new List(); - foreach (var part in ruleIds.Split(',', StringSplitOptions.RemoveEmptyEntries)) - { - if (long.TryParse(part.Trim(), out long id)) - { - ids.Add(id); - } - } - - return ids; - } - - /// - /// 判断某个范围字段是否为空。 - /// 为空表示该维度不限制。 - /// - private bool IsScopeEmpty(string scopeValue) - { - return string.IsNullOrWhiteSpace(scopeValue); - } - - /// - /// 判断单个值是否命中逗号分隔的范围配置。 - /// 同一维度内多选按并集处理，只要命中任一值即返回 true。 - /// - private bool IsValueMatched(string scopeValue, object currentValue) - { - if (string.IsNullOrWhiteSpace(scopeValue)) - { - return true; - } - - if (currentValue == null) - { - return false; - } - - var currentText = currentValue.ToString()?.Trim(); - if (string.IsNullOrWhiteSpace(currentText)) - { - return false; - } - - return scopeValue - .Split(',', StringSplitOptions.RemoveEmptyEntries) - .Select(s => s.Trim()) - .Any(s => string.Equals(s, currentText, StringComparison.OrdinalIgnoreCase)); - } - - /// - /// 读取交易的资产簿账户ID。 - /// 当前先按 BookId 取值；如果后续真实字段不是 BookId，再统一调整这里即可。 - /// - private object GetTradeAssetBookId(YLErp.DBModels.trade trade) - { - var property = trade.GetType().GetProperty("BookId"); - return property?.GetValue(trade); - } - - /// - /// 读取交易的标的类型。 - /// 当前先按 UnderlyingInstrumentType 取值；如果后续真实字段名不同，再统一调整这里即可。 - /// - private object GetTradeUnderlyingType(YLErp.DBModels.trade trade) - { - var property = trade.GetType().GetProperty("UnderlyingInstrumentType"); - return property?.GetValue(trade); - } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskResult.cs b/YLErpDAL/Modules/RiskEngine/RiskResult.cs deleted file mode 100644 index 69edbd57..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskResult.cs +++ /dev/null @@ -1,47 +0,0 @@ -using System.Collections.Generic; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 风控结果 - /// - public class RiskResult - { - /// - /// 是否全部通过 - /// - public bool Passed { get; set; } = true; - - /// - /// 是否被禁止 - /// - public bool Blocked { get; set; } - - /// - /// 是否需要审批 - /// - public bool NeedApproval { get; set; } - - /// - /// 是否存在提示 - /// - public bool ShowTip { get; set; } - - /// - /// 触发的规则列表 - /// - public List TriggeredRules { get; set; } = new List(); - } - - /// - /// 触发规则详情 - /// - public class TriggeredRuleInfo - { - public string RuleId { get; set; } - public string RuleName { get; set; } - public RiskControlStrategy ControlStrategy { get; set; } - public string RuleText { get; set; } - public string Message { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskRule.cs b/YLErpDAL/Modules/RiskEngine/RiskRule.cs deleted file mode 100644 index bc6c6910..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskRule.cs +++ /dev/null @@ -1,50 +0,0 @@ -using System; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 风控规则定义。 - /// 只描述“规则是什么”，不包含状态、策略、触发时点、适用范围等应用配置。 - /// 这些执行维度由 RiskRuleApplication 承载。 - /// - public class RiskRule - { - // === 基础信息 === - public long Id { get; set; } - public string RuleName { get; set; } - public string RuleText { get; set; } - - /// - /// 【核心】条件JSON（结构化模式的条件列表存储），如 - /// {"conditions":[{"variableId":1,"operator":">","value":100000000}]} - /// 由 RuleCompiler 解析并编译为 CompiledScript - /// - public string ConditionJson { get; set; } - - /// - /// 【核心】规则表达式（自由文本模式，类C#表达式） - /// 由 RuleCompiler 编译为 CompiledScript - /// - public string RuleExpr { get; set; } - - // === 生命周期 === - public int Version { get; set; } - public bool IsDeleted { get; set; } - - // === 审计字段 === - public int OptId { get; set; } - public string OptName { get; set; } - public DateTime OptDate { get; set; } - public int UpdateOptId { get; set; } - public string UpdateOptName { get; set; } - public DateTime UpdateDate { get; set; } - - // === 运行时内存字段（不持久化到数据库）=== - /// - /// 【核心】预编译的可执行委托 - /// 在规则创建/加载时由 RuleCompiler.Compile(this) 生成 - /// 判风控时直接调用：rule.CompiledScript(context) → bool - /// - public Func CompiledScript { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskRuleApplication.cs b/YLErpDAL/Modules/RiskEngine/RiskRuleApplication.cs deleted file mode 100644 index 68219350..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskRuleApplication.cs +++ /dev/null @@ -1,142 +0,0 @@ -using System; -using YLErp.DBModels; - -namespace YLErp.Modules.RiskEngine -{ - /// - /// 风控规则应用配置。 - /// - /// 设计原因： - /// 依据设计文档，风控规则需要区分“规则定义”和“规则应用”两个层面。 - /// RiskRule 负责定义“规则是什么”，例如规则名称、规则编码、公式表达式、描述、版本等； - /// RiskRuleApplication 负责定义“规则在什么场景下如何执行”，例如启用状态、校验策略、触发时点、适用范围。 - /// - /// 拆分后的好处是： - /// 1. 同一条规则可以被多个应用配置复用，避免重复维护相同的公式定义。 - /// 2. 不同业务场景可以对同一条规则配置不同的执行策略，例如在簿记确认时禁止，在平仓审核时提示。 - /// 3. 调整触发时点、适用范围、控制策略时，不需要修改规则本身，降低配置耦合。 - /// 4. 后续如果要做规则管理页面、规则启停、按场景灰度投放，也更容易扩展。 - /// - /// 当前文件先定义第一版最小模型，用于支撑基础流程跑通和示例数据加载。 - /// - public class RiskRuleApplication - { - /// - /// 应用配置主键ID。 - /// 用于唯一标识一条规则应用记录。 - /// - public long Id { get; set; } - - /// - /// 关联的规则ID列表。 - /// 通过该字段与 RiskRule.Id 关联，多个规则ID使用逗号分隔。 - /// - - public string RuleIds { get; set; } - - /// - /// 应用状态。 - /// 约定： - /// 1 = Active（已生效） - /// 2 = Disabled（已停用） - /// 3 = Deleted（已删除） - /// 在实际执行时，通常只加载 Active 状态的应用配置。 - /// - public RiskRuleStatus Status { get; set; } - - /// - /// 校验策略。 - /// 约定： - /// 1 = 禁止 - /// 2 = 审批 - /// 3 = 提示 - /// 当规则命中时，由该字段决定最终处理方式。 - /// - public RiskControlStrategy ControlStrategy { get; set; } - - /// - /// 触发时点。 - /// 多个时点使用逗号分隔，例如： - /// BOOK_CONFIRM,CLOSE_REVIEW - /// 表示该应用配置会在这些业务时点参与风控判断。 - /// - public string TriggerPoints { get; set; } - - /// - /// 是否全局适用。 - /// true 表示对所有交易都适用，此时通常忽略其他 Scope 字段； - /// false 表示只在指定范围内适用，需要结合下方各 Scope 字段进行过滤。 - /// - public int ScopeIsGlobal { get; set; } - - /// - /// 适用的资产簿记账户范围。 - /// 第一版使用逗号分隔的字符串保存，例如： - /// 123,456,789 - /// 后续执行时可按约定解析为账户ID集合。 - /// - public string ScopeAssetBookIds { get; set; } - - /// - /// 适用的客户范围。 - /// 第一版使用逗号分隔的字符串保存客户ID，例如： - /// 10001,10002 - /// 用于在执行前筛选该规则是否适用于当前客户。 - /// - public string ScopeClientIds { get; set; } - - /// - /// 适用的标的类型范围。 - /// 例如： - /// 股票,ETF,债券 - /// 用于控制规则仅对特定标的类型生效。 - /// - public string ScopeUnderlyingTypes { get; set; } - - /// - /// 适用的交易类型范围。 - /// 例如： - /// 簿记交易,平仓交易 - /// 用于控制规则仅在指定交易类型下生效。 - /// - public string ScopeTradeTypes { get; set; } - - public int Version { get; set; } - - /// - /// 创建人ID。 - /// 记录是谁创建了这条应用配置。 - /// - public int OptId { get; set; } - - /// - /// 创建人名称。 - /// 便于界面展示和审计追踪。 - /// - public string OptName { get; set; } - - /// - /// 创建时间。 - /// 记录应用配置的创建时刻。 - /// - public DateTime OptDate { get; set; } - - /// - /// 最后更新人ID。 - /// 记录最近一次修改该应用配置的操作人。 - /// - public int UpdateOptId { get; set; } - - /// - /// 最后更新人名称。 - /// 便于界面展示和审计追踪。 - /// - public string UpdateOptName { get; set; } - - /// - /// 最后更新时间。 - /// 记录最近一次修改该应用配置的时间。 - /// - public DateTime UpdateDate { get; set; } - } -} diff --git a/YLErpDAL/Modules/RiskEngine/RiskRuleService.cs b/YLErpDAL/Modules/RiskEngine/RiskRuleService.cs deleted file mode 100644 index 7e79f074..00000000 --- a/YLErpDAL/Modules/RiskEngine/RiskRuleService.cs +++ /dev/null @@ -1,1532 +0,0 @@ -using BaseOUDAL; -using Newtonsoft.Json; -using Qdp.Foundation.Utilities; -using System.Linq.Expressions; -using YLErp.BLL; -using YLErp.DBModels; -using YLErp.Model; -using YLErp.Modules.RiskEngine.Dto; - -/* -================================================================================ - 风控规则管理服务 — RiskRuleService 技术方案说明 -================================================================================ - -【职责定位】 - RiskRuleService 是风控引擎模块的 CRUD 管理服务层，负责规则（Rule）、应用配置 - （Application）、变量（Variable）和操作审计日志（AuditLog）的全生命周期管理。 - - 与 RiskEngineService（引擎执行层）的关系： - - 本服务：配置管理（增删改查 + 审计日志） - - RiskEngineService：运行时执行（缓存 + 公式解析 + 风控判定） - - 交互方式：本服务在每次写操作后调用 RiskEngineService.RefreshCache() 通知引擎刷新 - -【设计文档】 - 详细设计文档：.trae/documents/RiskRuleService详细设计.md（v1.1） - 需求来源文档：.trae/documents/风控引擎需求详细设计.md（v1.17） - - 核心概念： - - Rule（规则）：定义"什么情况下触发"，支持两种公式模式（互斥）： - · 结构化模式（ConditionJson 有值）：变量 + 操作符 + 阈值/变量 的条件列表，前端拼接 RuleExpr - · 自由文本模式（RuleExpr 有值，ConditionJson 为空）：前端直接编辑类 C# 表达式 - - Application（应用配置）：定义"何时、对谁、怎么处理"，关联多条规则（RuleIds 逗号分隔）+ 策略/时点/范围 - - Variable（变量）：变量池中的可选项，用于构建规则条件（含取值表达式 VariableExpr） - - AuditLog（审计日志）：记录所有 CRUD 操作，支持版本追溯（SnapshotData 存储版本号快照） - -【架构位置】 - ┌─────────────────────────────────────────────────────────────────┐ - │ API 层 │ - │ RiskRuleController（27 个端点） │ - │ - /api/risk-rules/* 规则 CRUD（10 个端点） │ - │ - /api/risk-applications/* 应用配置 CRUD（9 个端点） │ - │ - /api/risk-variables/* 变量池 CRUD（6 个端点） │ - │ - /api/risk-audit-logs/* 审计日志（3 个端点） │ - └──────────────────────────┬──────────────────────────────────────┘ - │ - ┌──────────────────────────▼──────────────────────────────────────┐ - │ 服务层（本文件所在层） │ - │ │ - │ RiskRuleService（本文件） │ - │ - 规则 / 应用 / 变量 / 审计日志的 CRUD │ - │ - ConditionJson 完整校验（结构化模式：变量存在性、操作符、类型匹配）│ - │ - RuleExpr 基础语法校验（自由文本模式：括号匹配、变量引用校验） │ - │ - 乐观锁并发控制（Version 字段） │ - │ - 删除保护（有 Active 引用时拒绝删除） │ - │ - CRUD 后触发 RiskEngineService.RefreshCache() │ - │ │ - │ RiskEngineService（另一团队开发，单例） │ - │ - 内存缓存管理 + 公式执行 + 风控判定 │ - │ - RefreshCache()：从数据库重新加载 Active 规则/应用/变量 │ - └──────────────────────────┬──────────────────────────────────────┘ - │ - ┌──────────────────────────▼──────────────────────────────────────┐ - │ 数据访问层（EF Core DbContext 直接访问，无独立 Repository） │ - │ - glms_risk_rule 规则定义表 │ - │ - glms_risk_rule_application 规则应用配置表（RuleIds 逗号分隔） │ - │ - glms_risk_variable 变量池定义表 │ - │ - glms_risk_rule_audit_log 操作审计日志表 │ - └─────────────────────────────────────────────────────────────────┘ - -【方法清单】（共 27 个公开方法 + 9 个私有辅助方法） - - ── 规则管理（10 个） ────────────────────────────────────────────── - QueryRuleList(QueryRiskRuleReq) 查询规则列表（分页，含 ApplicationCount 子查询） - GetRuleDetail(long) 获取规则详情（含关联应用摘要） - CreateRule(CreateRiskRuleReq) 新建规则（ConditionJson 完整校验） - UpdateRule(long, UpdateRiskRuleReq) 修改规则（乐观锁校验，Version+1） - DeleteRule(long) 删除规则（强保护：有 Active 应用时拒绝） - EnableRule(long) 启用规则（仅 Disabled → Active） - DisableRule(long) 停用规则（仅 Active → Disabled） - GetRuleVersions(long) 获取规则版本历史（从审计日志 SnapshotData 提取版本号） - BatchDeleteRules(List) 批量删除规则（逐条保护检查，单事务） - GetRuleApplications(long) 获取规则关联的应用配置列表 - GetAllRuleList() 获取所有启用规则（轻量字段，供应用配置下拉） - - ── 应用配置管理（9 个） ─────────────────────────────────────────── - QueryApplicationList(QueryRiskApplicationReq) 查询应用列表（多条件筛选，内存关联规则名称） - GetApplicationDetail(long) 获取应用详情（含关联规则信息） - CreateApplication(CreateRiskApplicationReq) 新建应用（关联规则 Active 校验，触发时点/Scope 校验） - UpdateApplication(long, UpdateRiskApplicationReq) 修改应用（乐观锁校验） - DeleteApplication(long) 删除应用（软删除） - EnableApplication(long) 启用应用（校验关联规则状态） - DisableApplication(long) 停用应用 - BatchEnableApplications(List) 批量启用（逐条校验关联规则） - BatchDisableApplications(List) 批量停用 - - ── 变量管理（6 个） ─────────────────────────────────────────────── - QueryVariableList(QueryRiskVariableReq) 查询变量列表（全量返回，Category/Keyword 筛选） - GetVariableDetail(long) 获取变量详情（含 ReferenceCount 引用统计） - CreateVariable(CreateRiskVariableReq) 新建变量（VariableExpr 长度校验 ≤10000） - UpdateVariable(long, UpdateRiskVariableReq) 修改变量（乐观锁，DataType 变更保护） - DeleteVariable(long) 删除变量（引用保护：有 Active 规则引用时拒绝，硬删除） - GetAllVariableList() 获取所有已实现变量（轻量字段，供规则编辑器下拉） - - ── 审计日志（3 个） ─────────────────────────────────────────────── - QueryAuditLogs(QueryRiskAuditLogReq) 查询审计日志（多条件筛选，分页） - ExportAuditLogs(QueryRiskAuditLogReq) 导出审计日志（占位实现，后续迭代 Excel 导出） - GetAuditLogDetail(long) 获取审计日志详情（含完整 SnapshotData） - - ── 私有辅助方法 ─────────────────────────────────────────────────── - WriteAuditLog(...) 写入审计日志（含 snapshotData 可选参数） - GetVariableExprSet() 获取变量表达式集合（5 分钟本地缓存） - InvalidateVariableCache() 清除变量缓存 - ValidateConditionJson(conditionJson) ConditionJson 完整校验（结构化模式） - ValidateRuleExpr(ruleExpr) RuleExpr 基础语法校验（自由文本模式：括号匹配 + 变量引用校验） - ValidateTriggerPoints(triggerPoints) 触发时点校验（5 个合法时点） - ValidateScopeFields(req) Scope 字段校验（全局互斥 + ID 格式校验） - ValidateIdList(idList, fieldName) ID 列表格式校验 - TryRefreshCache() 安全调用 RefreshCache（失败仅记日志） - GetRuleOrThrow / GetApplicationOrThrow / GetVariableOrThrow 实体获取快捷方法 - -【关键设计决策】 - 1. 数据访问：直接使用 EF Core DbContext（无独立 Repository，与项目风格一致） - 2. 事务策略：Create* 方法使用 BeginTransaction 包裹双 SaveChanges（实体 + 审计日志同事务） - 3. 并发控制：乐观锁（Version 字段），修改时版本不匹配抛 ServiceException - 4. 删除保护：强保护模式，有 Active 引用时拒绝删除规则/变量 - 5. ConditionJson 校验：变量存在性（按 VariableId）+ 操作符合法性（按 DataType 映射）+ 类型匹配 + 阈值变量引用 - 6. RuleExpr：自由文本模式下前端直接编辑，后端做基础语法校验（括号匹配 + 变量引用校验） - 7. Scope 字段：逗号分隔字符串存储，全局适用时不允许指定其他维度 - 8. 缓存刷新：写操作后调用 TryRefreshCache()，失败仅记日志不影响操作结果 - 9. 批量操作：单事务批量，全部成功或全部失败 - 10. 变量缓存：5 分钟本地 HashSet 缓存，CRUD 后 InvalidateVariableCache() - 11. 审计日志：16 种操作类型，CRUD + 审计日志同一事务，SnapshotData 存储版本快照 - 12. 多规则支持：Application 通过 RuleIds（逗号分隔）关联多条规则，内存解析关联关系 - -【数据库表】（MySQL，迁移脚本位于 Framework/YLErp.Resources/DbUpdate/Ver-5.6.0/prod.sql） - glms_risk_rule 规则定义表 - - 普通索引：Status, OptDate - - 关键字段：ConditionJson（结构化条件列表）, RuleExpr（类 C# 表达式，引擎执行用）, Version（乐观锁） - - glms_risk_rule_application 规则应用配置表 - - 普通索引：Status, OptDate - - 关键字段：RuleIds（逗号分隔的规则 ID 列表）, ControlStrategy（禁止/审批/提示）, TriggerPoints（触发时点）, Scope*（适用范围） - - glms_risk_variable 变量池定义表 - - 关键字段：VariableExpr（取值表达式）, DataType（数值/日期/布尔） - - glms_risk_rule_audit_log 操作审计日志表 - - 普通索引：TargetType+TargetId, OperationType, OptDate - - 关键字段：SnapshotData（JSON 快照，存储版本号等） - -【关键文件清单】 - 本服务： - - RiskRuleService.cs（本文件）：规则/应用/变量/日志 CRUD 管理 - - Dto/ 目录：请求/响应 DTO 模型 - - 关联服务： - - RiskEngineService.cs：引擎执行层（单例，本服务通过 GetInstance() 获取引用） - - RiskRuleController.cs（YLErpWeb/Controllers/）：API 控制器（27 个端点） - - 实体模型： - - Framework/YLErp.Core/DBModels/glms_risk_rule.cs - - Framework/YLErp.Core/DBModels/glms_risk_rule_application.cs - - Framework/YLErp.Core/DBModels/glms_risk_variable.cs - - Framework/YLErp.Core/DBModels/glms_risk_rule_audit_log.cs - - 枚举定义： - - Framework/YLErp.Core/DBModels/Enums/RiskRuleStatus.cs（Active/Disabled/Deleted） - - Framework/YLErp.Core/DBModels/Enums/RiskControlStrategy.cs（Block/Approve/Warn） - - Framework/YLErp.Core/DBModels/Enums/RiskVariableCategory.cs - - Framework/YLErp.Core/DBModels/Enums/RiskVariableDataType.cs（Numeric/Date/Boolean） - -【命名空间】 - YLErp.Modules.RiskEngine - -【注意事项】 - 1. RiskEngineService 由另一个团队开发实现，本服务通过 GetInstance() 获取单例引用 - 2. 所有写操作后必须调用 TryRefreshCache()，确保引擎缓存与数据库一致 - 3. 变量删除为硬删除（物理删除），规则/应用删除为软删除（Status=Deleted） - 4. ExportAuditLogs 当前为占位实现，Excel 导出功能待后续迭代 - 5. VariableExpr 当前仅做基础长度校验（≤10000），完整编译校验待引入 Roslyn 库 - 6. ValidateScopeFields 的 ID 存在性校验已跳过（前端下拉选择器保证有效性） -================================================================================ -*/ - -namespace YLErp.Modules.RiskEngine -{ - public class RiskRuleService : YLBaseService - { - private readonly IYcLogger _logger = LogFactory.GetLogger("RiskRuleService"); - - private HashSet _variableExprCache; - private DateTime _variableCacheUpdateTime; - - private static readonly HashSet ValidTriggerPoints = new HashSet - { - "BOOK_CONFIRM", - "CLOSE_REVIEW", - "UPLOAD_CONFIRMATION", - "EVENT_TRIGGER", - "FUND_PAYMENT" - }; - - private static readonly Dictionary> ValidOperatorsByType = new Dictionary> - { - { RiskVariableDataType.Numeric, new HashSet { ">", "<", ">=", "<=", "=", "≠", "介于", "不介于" } }, - { RiskVariableDataType.Date, new HashSet { "早于", "晚于", "等于", "不早于", "不晚于", "介于", "不介于" } }, - { RiskVariableDataType.Boolean, new HashSet { "是", "否" } } - }; - - public RiskRuleService(OptUserInfo userInfo) : base(userInfo) - { - } - - public RiskRuleService(YLBaseService baseService) : base(baseService) - { - } - - public RiskRuleService(OptUserInfo optUser, YLContext dbContext) : base(optUser, dbContext) - { - } - - #region Private Helpers - - private void WriteAuditLog(string operationType, string targetType, long targetId, - string targetName, string operationDetail, string result = "成功", string snapshotData = null) - { - var log = new glms_risk_rule_audit_log - { - OperationType = operationType, - TargetType = targetType, - TargetId = targetId, - TargetName = targetName, - OperationDetail = operationDetail, - Result = result, - SnapshotData = snapshotData, - OptId = UserId, - OptName = UserName, - OptDate = DateTime.Now - }; - DbContext.glms_risk_rule_audit_log.Add(log); - } - - private HashSet GetVariableExprSet() - { - if (_variableExprCache == null || - DateTime.Now - _variableCacheUpdateTime > TimeSpan.FromMinutes(5)) - { - _variableExprCache = DbContext.glms_risk_variable - .Where(v => v.VariableExpr != null && v.VariableExpr != "") - .Select(v => v.VariableExpr) - .ToHashSet(); - _variableCacheUpdateTime = DateTime.Now; - } - return _variableExprCache; - } - - private void InvalidateVariableCache() - { - _variableExprCache = null; - } - - private void ValidateConditionJson(string conditionJson) - { - List conditions; - try - { - conditions = JsonConvert.DeserializeObject>(conditionJson); - } - catch - { - throw new ServiceException("公式表达式 JSON 格式不合法"); - } - - if (conditions == null || conditions.Count == 0) - throw new ServiceException("公式条件列表不能为空"); - - for (int i = 0; i < conditions.Count; i++) - { - var cond = conditions[i]; - var condLabel = $"条件{i + 1}"; - - var variableDef = DbContext.glms_risk_variable - .FirstOrDefault(v => v.id == cond.VariableId); - if (variableDef == null) - throw new ServiceException($"{condLabel}：变量 ID '{cond.VariableId}' 不存在"); - - var validOperators = ValidOperatorsByType[variableDef.DataType]; - if (!validOperators.Contains(cond.Operator)) - throw new ServiceException($"{condLabel}：操作符 '{cond.Operator}' 不适用于{GetDataTypeName(variableDef.DataType)}类型变量"); - - if (cond.ThresholdType == "Fixed") - { - if (cond.Value == null) - throw new ServiceException($"{condLabel}：固定阈值不能为空"); - - if (cond.Operator == "介于" || cond.Operator == "不介于") - { - // 介于/不介于：Value 必须为双元素数组 [下限, 上限] - if (!(cond.Value is Newtonsoft.Json.Linq.JArray arr && arr.Count == 2)) - throw new ServiceException($"{condLabel}：操作符 '{cond.Operator}' 的阈值必须为双元素数组 [下限, 上限]"); - if (variableDef.DataType == RiskVariableDataType.Numeric) - { - if (!decimal.TryParse(arr[0].ToString(), out _) || !decimal.TryParse(arr[1].ToString(), out _)) - throw new ServiceException($"{condLabel}：数值型介于/不介于的下限和上限必须为数字"); - } - if (variableDef.DataType == RiskVariableDataType.Date) - { - if (!DateTime.TryParse(arr[0].ToString(), out _) || !DateTime.TryParse(arr[1].ToString(), out _)) - throw new ServiceException($"{condLabel}：日期型介于/不介于的起始和结束日期必须为合法日期"); - } - } - else - { - if (variableDef.DataType == RiskVariableDataType.Numeric) - { - if (!decimal.TryParse(cond.Value.ToString(), out _)) - throw new ServiceException($"{condLabel}：数值型变量的阈值必须为数字"); - } - if (variableDef.DataType == RiskVariableDataType.Date) - { - if (!DateTime.TryParse(cond.Value.ToString(), out _)) - throw new ServiceException($"{condLabel}：日期型变量的阈值必须为合法日期"); - } - } - } - else if (cond.ThresholdType == "Variable") - { - if (!cond.ThresholdVariableId.HasValue) - throw new ServiceException($"{condLabel}：变量阈值引用的变量 ID 不能为空"); - var thresholdVarDef = DbContext.glms_risk_variable - .FirstOrDefault(v => v.id == cond.ThresholdVariableId.Value); - if (thresholdVarDef == null) - throw new ServiceException($"{condLabel}：阈值变量 ID '{cond.ThresholdVariableId.Value}' 不存在"); - if (thresholdVarDef.DataType != variableDef.DataType) - throw new ServiceException($"{condLabel}：阈值变量与条件变量的数据类型不一致"); - } - else - { - throw new ServiceException($"{condLabel}：阈值类型 '{cond.ThresholdType}' 不合法，仅支持 Fixed/Variable"); - } - } - } - - private void ValidateRuleExpr(string ruleExpr) - { - if (ruleExpr.Length > 10000) - throw new ServiceException("公式表达式长度不能超过 10000 字符"); - - int parenDepth = 0; - foreach (char c in ruleExpr) - { - if (c == '(') parenDepth++; - else if (c == ')') parenDepth--; - if (parenDepth < 0) - throw new ServiceException("公式表达式括号不匹配：多余的右括号"); - } - if (parenDepth != 0) - throw new ServiceException("公式表达式括号不匹配：缺少右括号"); - } - - private void ValidateTriggerPoints(string triggerPoints) - { - if (string.IsNullOrWhiteSpace(triggerPoints)) - throw new ServiceException("触发时点不能为空"); - - var points = triggerPoints.Split(','); - foreach (var point in points) - { - var trimmed = point.Trim(); - if (!ValidTriggerPoints.Contains(trimmed)) - throw new ServiceException($"触发时点 '{trimmed}' 不合法"); - } - - if (points.All(p => string.IsNullOrWhiteSpace(p))) - throw new ServiceException("至少需要指定一个触发时点"); - } - - private void ValidateScopeFields(CreateRiskApplicationReq req) - { - if (req.ScopeIsGlobal == 1) - { - if (!string.IsNullOrEmpty(req.ScopeAssetBookIds) || - !string.IsNullOrEmpty(req.ScopeClientIds) || - !string.IsNullOrEmpty(req.ScopeUnderlyingTypes) || - !string.IsNullOrEmpty(req.ScopeTradeTypes)) - { - throw new ServiceException("全局适用时，不应指定其他适用范围维度"); - } - return; - } - - if (!string.IsNullOrEmpty(req.ScopeAssetBookIds)) - { - ValidateIdList(req.ScopeAssetBookIds, "适用账户"); - } - - if (!string.IsNullOrEmpty(req.ScopeClientIds)) - { - ValidateIdList(req.ScopeClientIds, "适用对手方"); - } - } - - private void ValidateIdList(string idList, string fieldName) - { - var parts = idList.Split(','); - foreach (var part in parts) - { - if (!int.TryParse(part.Trim(), out _)) - throw new ServiceException($"{fieldName}列表格式不合法，应为逗号分隔的数字 ID"); - } - } - - private void TryRefreshCache() - { - try - { - RiskEngineService.GetInstance().RefreshCache(); - } - catch (Exception ex) - { - _logger.Error($"缓存刷新失败：{ex.Message}", ex); - } - } - - private string GetDataTypeName(RiskVariableDataType dataType) - { - return dataType switch - { - RiskVariableDataType.Numeric => "数值", - RiskVariableDataType.Date => "日期", - RiskVariableDataType.Boolean => "布尔", - _ => "未知" - }; - } - - private glms_risk_rule GetRuleOrThrow(long ruleId) - { - var rule = DbContext.glms_risk_rule.FirstOrDefault(r => r.id == ruleId && r.Status != RiskRuleStatus.Deleted); - if (rule == null) - throw new ServiceException("规则不存在或已删除"); - return rule; - } - - private glms_risk_rule_application GetApplicationOrThrow(long applicationId) - { - var app = DbContext.glms_risk_rule_application.FirstOrDefault(a => a.id == applicationId && a.Status != RiskRuleStatus.Deleted); - if (app == null) - throw new ServiceException("应用配置不存在或已删除"); - return app; - } - - private glms_risk_variable GetVariableOrThrow(long variableId) - { - var variable = DbContext.glms_risk_variable.FirstOrDefault(v => v.id == variableId); - if (variable == null) - throw new ServiceException("变量不存在"); - return variable; - } - - private void ValidateRuleParams(string ruleName, string conditionJson, string ruleExpr) - { - if (string.IsNullOrWhiteSpace(ruleName)) - throw new ServiceException("规则名称不能为空"); - if (ruleName.Length > 200) - throw new ServiceException("规则名称长度不能超过200字符"); - - if (string.IsNullOrWhiteSpace(ruleExpr)) - throw new ServiceException("规则表达式不能为空"); - - if (!string.IsNullOrWhiteSpace(conditionJson)) - { - ValidateConditionJson(conditionJson); - } - - ValidateRuleExpr(ruleExpr); - } - - private List ParseRuleIds(string ruleIds) - { - if (string.IsNullOrWhiteSpace(ruleIds)) - throw new ServiceException("关联规则 ID 不能为空"); - - var ids = new List(); - foreach (var part in ruleIds.Split(',')) - { - if (long.TryParse(part.Trim(), out long id)) - ids.Add(id); - else - throw new ServiceException($"规则 ID 列表格式不合法：'{part.Trim()}'"); - } - - if (ids.Count == 0) - throw new ServiceException("关联规则 ID 不能为空"); - - return ids; - } - - private void ValidateRuleIdsActive(string ruleIds) - { - var ids = ParseRuleIds(ruleIds); - var rules = DbContext.glms_risk_rule - .Where(r => ids.Contains(r.id) && r.Status != RiskRuleStatus.Deleted) - .ToList(); - - if (rules.Count != ids.Count) - throw new ServiceException("部分关联规则不存在或已删除"); - - foreach (var rule in rules) - { - if (rule.Status == RiskRuleStatus.Disabled) - throw new ServiceException($"关联规则 '{rule.RuleName}' 已停用，无法创建/启用应用配置"); - } - } - - private string ResolveRuleNames(string ruleIds) - { - if (string.IsNullOrWhiteSpace(ruleIds)) - return ""; - - var ids = ruleIds.Split(',') - .Select(s => long.TryParse(s.Trim(), out long id) ? id : (long?)null) - .Where(id => id.HasValue) - .Select(id => id.Value) - .ToList(); - - if (ids.Count == 0) - return ""; - - var names = DbContext.glms_risk_rule - .Where(r => ids.Contains(r.id) && r.Status != RiskRuleStatus.Deleted) - .Select(r => r.RuleName) - .ToList(); - - return string.Join(", ", names); - } - - /// - /// 构建 Scope 字段的 OR 过滤谓词（逗号分隔值精确匹配） - /// - private static IQueryable ApplyScopeFilter( - IQueryable query, - Expression> fieldSelector, - string csvValues) - { - var ids = csvValues.Split(',', StringSplitOptions.RemoveEmptyEntries); - if (ids.Length == 0) - return query; - - Expression> predicate = null; - var param = fieldSelector.Parameters[0]; - var member = fieldSelector.Body; - - foreach (var trimmed in ids.Select(id => id.Trim())) - { - var eq = Expression.Equal(member, Expression.Constant(trimmed)); - var startsExpr = Expression.Call(member, nameof(string.StartsWith), null, - Expression.Constant(trimmed + ",")); - var endsExpr = Expression.Call(member, nameof(string.EndsWith), null, - Expression.Constant("," + trimmed)); - var containsExpr = Expression.Call(member, nameof(string.Contains), null, - Expression.Constant("," + trimmed + ",")); - - var orExpr = Expression.OrElse(Expression.OrElse(eq, startsExpr), - Expression.OrElse(endsExpr, containsExpr)); - var lambda = Expression.Lambda>(orExpr, param); - predicate = predicate == null ? lambda : predicate.Or(lambda); - } - - return predicate != null ? query.Where(predicate) : query; - } - - private static string GetStrategyName(RiskControlStrategy strategy) - { - return strategy switch - { - RiskControlStrategy.Block => "阻断", - RiskControlStrategy.Approval => "审批", - RiskControlStrategy.ShowTip => "提醒", - _ => strategy.ToString() - }; - } - - private static readonly Dictionary TriggerPointCnMap = new Dictionary - { - ["BOOK_CONFIRM"] = "交易录入确认", - ["CLOSE_REVIEW"] = "平仓审核", - ["UPLOAD_CONFIRMATION"] = "上传确认书", - ["EVENT_TRIGGER"] = "事件触发", - ["FUND_PAYMENT"] = "资金支付" - }; - - private static string MapTriggerPointsToChinese(string triggerPoints) - { - if (string.IsNullOrWhiteSpace(triggerPoints)) - return ""; - - var parts = triggerPoints.Split(','); - var translated = parts.Select(p => TriggerPointCnMap.TryGetValue(p.Trim(), out var cn) ? cn : p.Trim()); - return string.Join(", ", translated); - } - - #endregion - - #region Rule Management - - public SearchListResult QueryRuleList(QueryRiskRuleReq req) - { - var query = DbContext.glms_risk_rule - .Where(r => r.Status != RiskRuleStatus.Deleted); - - if (!string.IsNullOrWhiteSpace(req.Keyword)) - { - query = query.Where(r => r.RuleName.Contains(req.Keyword) - || r.RuleText.Contains(req.Keyword)); - } - - if (req.Status.HasValue) - { - query = query.Where(r => r.Status == req.Status.Value); - } - - if (req.VariableId.HasValue) - { - var varIdStr = req.VariableId.Value.ToString(); - query = query.Where(r => (r.ConditionJson != null && r.ConditionJson.Contains(varIdStr)) - || (r.RuleExpr != null && r.RuleExpr.Contains(varIdStr))); - } - - var result = query.OrderByDescending(r => r.UpdateDate) - .Select(r => new RiskRuleListItem - { - Id = r.id, - RuleName = r.RuleName, - RuleText = r.RuleText, - ConditionJson = r.ConditionJson, - RuleExpr = r.RuleExpr, - Status = r.Status, - Version = r.Version, - OptName = r.OptName, - OptDate = r.OptDate.GetValueOrDefault(), - UpdateOptName = r.UpdateOptName, - UpdateDate = r.UpdateDate ?? r.OptDate.GetValueOrDefault(), - ApplicationCount = DbContext.glms_risk_rule_application.Count(a => a.RuleIds.Contains(r.id.ToString()) && a.Status != RiskRuleStatus.Deleted) - }); - - return result.ToSearchList(req); - } - - public RiskRuleDetail GetRuleDetail(long ruleId) - { - var rule = GetRuleOrThrow(ruleId); - - var ruleIdStr = ruleId.ToString(); - var applications = DbContext.glms_risk_rule_application - .Where(a => a.RuleIds.Contains(ruleIdStr) && a.Status != RiskRuleStatus.Deleted) - .Select(a => new RiskRuleApplicationSummary - { - Id = a.id, - Status = a.Status, - ControlStrategy = a.ControlStrategy, - TriggerPoints = a.TriggerPoints - }) - .ToList(); - - return new RiskRuleDetail - { - Id = rule.id, - RuleName = rule.RuleName, - RuleText = rule.RuleText, - ConditionJson = rule.ConditionJson, - RuleExpr = rule.RuleExpr, - Status = rule.Status, - Version = rule.Version, - OptName = rule.OptName, - OptDate = rule.OptDate.GetValueOrDefault(), - UpdateOptName = rule.UpdateOptName, - UpdateDate = rule.UpdateDate ?? rule.OptDate.GetValueOrDefault(), - Applications = applications - }; - } - - public RiskRuleDetail CreateRule(CreateRiskRuleReq req) - { - ValidateRuleParams(req.RuleName, req.ConditionJson, req.RuleExpr); - - var entity = new glms_risk_rule - { - RuleName = req.RuleName, - RuleText = req.RuleText, - ConditionJson = req.ConditionJson, - RuleExpr = req.RuleExpr, - Status = RiskRuleStatus.Active, - Version = 1 - }; - - SetDBModelOpt(entity); - entity.UpdateOptId = UserId; - entity.UpdateOptName = UserName; - entity.UpdateDate = DateTime.Now; - - using (var transaction = DbContext.Database.BeginTransaction()) - { - try - { - DbContext.glms_risk_rule.Add(entity); - DbContext.SaveChanges(); - - WriteAuditLog("RULE_CREATE", "RULE", entity.id, req.RuleName, "创建规则", - snapshotData: JsonConvert.SerializeObject(new { Version = entity.Version })); - DbContext.SaveChanges(); - - transaction.Commit(); - } - catch - { - transaction.Rollback(); - throw; - } - } - - TryRefreshCache(); - - return GetRuleDetail(entity.id); - } - - public RiskRuleDetail UpdateRule(long ruleId, UpdateRiskRuleReq req) - { - var rule = GetRuleOrThrow(ruleId); - - if (rule.Version != req.Version) - throw new ServiceException("规则已被其他用户修改，请重新加载后再编辑"); - - ValidateRuleParams(req.RuleName, req.ConditionJson, req.RuleExpr); - - rule.RuleName = req.RuleName; - rule.RuleText = req.RuleText; - rule.ConditionJson = req.ConditionJson; - rule.RuleExpr = req.RuleExpr; - rule.Version = rule.Version + 1; - rule.UpdateOptId = UserId; - rule.UpdateOptName = UserName; - rule.UpdateDate = DateTime.Now; - - WriteAuditLog("RULE_UPDATE", "RULE", ruleId, req.RuleName, "修改规则"); - DbContext.SaveChanges(); - - TryRefreshCache(); - - return GetRuleDetail(ruleId); - } - - public void DeleteRule(long ruleId) - { - var rule = GetRuleOrThrow(ruleId); - - var ruleIdStr = ruleId.ToString(); - var activeCount = DbContext.glms_risk_rule_application - .Count(a => a.RuleIds.Contains(ruleIdStr) && a.Status == RiskRuleStatus.Active); - if (activeCount > 0) - throw new ServiceException($"该规则仍有 {activeCount} 个生效中的应用配置，请先停用或删除相关应用"); - - rule.Status = RiskRuleStatus.Deleted; - rule.Version = rule.Version + 1; - rule.UpdateOptId = UserId; - rule.UpdateOptName = UserName; - rule.UpdateDate = DateTime.Now; - - WriteAuditLog("RULE_DELETE", "RULE", ruleId, rule.RuleName, "删除规则"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public void EnableRule(long ruleId) - { - var rule = DbContext.glms_risk_rule.FirstOrDefault(r => r.id == ruleId && r.Status == RiskRuleStatus.Disabled); - if (rule == null) - throw new ServiceException("仅已停用的规则可以启用"); - - rule.Status = RiskRuleStatus.Active; - rule.UpdateOptId = UserId; - rule.UpdateOptName = UserName; - rule.UpdateDate = DateTime.Now; - - WriteAuditLog("RULE_ENABLE", "RULE", ruleId, rule.RuleName, "启用规则"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public void DisableRule(long ruleId) - { - var rule = DbContext.glms_risk_rule.FirstOrDefault(r => r.id == ruleId && r.Status == RiskRuleStatus.Active); - if (rule == null) - throw new ServiceException("仅已生效的规则可以停用"); - - rule.Status = RiskRuleStatus.Disabled; - rule.UpdateOptId = UserId; - rule.UpdateOptName = UserName; - rule.UpdateDate = DateTime.Now; - - WriteAuditLog("RULE_DISABLE", "RULE", ruleId, rule.RuleName, "停用规则"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public List GetRuleVersions(long ruleId) - { - GetRuleOrThrow(ruleId); - - var logs = DbContext.glms_risk_rule_audit_log - .Where(l => l.TargetType == "RULE" && l.TargetId == ruleId) - .OrderByDescending(l => l.OptDate) - .ToList(); - - var result = new List(); - foreach (var l in logs) - { - int version = 0; - if (!string.IsNullOrEmpty(l.SnapshotData)) - { - try - { - var snapshot = JsonConvert.DeserializeAnonymousType(l.SnapshotData, new { Version = 0 }); - if (snapshot != null) - version = snapshot.Version; - } - catch { } - } - - result.Add(new RiskRuleVersionItem - { - Version = version, - OperationType = l.OperationType, - OperationDetail = l.OperationDetail, - OptName = l.OptName, - OptDate = l.OptDate - }); - } - - return result; - } - - public BatchOperationResult BatchDeleteRules(List ruleIds) - { - var rules = DbContext.glms_risk_rule - .Where(r => ruleIds.Contains(r.id) && r.Status != RiskRuleStatus.Deleted) - .ToList(); - - if (rules.Count != ruleIds.Count) - throw new ServiceException("部分规则不存在或已删除"); - - foreach (var rule in rules) - { - var ruleIdStr = rule.id.ToString(); - var activeCount = DbContext.glms_risk_rule_application - .Count(a => a.RuleIds.Contains(ruleIdStr) && a.Status == RiskRuleStatus.Active); - if (activeCount > 0) - throw new ServiceException($"规则 '{rule.RuleName}' 仍有 {activeCount} 个生效中的应用配置，请先停用或删除相关应用"); - } - - foreach (var rule in rules) - { - rule.Status = RiskRuleStatus.Deleted; - rule.Version = rule.Version + 1; - rule.UpdateOptId = UserId; - rule.UpdateOptName = UserName; - rule.UpdateDate = DateTime.Now; - - WriteAuditLog("RULE_BATCH_DELETE", "RULE", rule.id, rule.RuleName, "批量删除规则"); - } - - DbContext.SaveChanges(); - TryRefreshCache(); - - return new BatchOperationResult - { - Success = true, - TotalCount = ruleIds.Count, - SuccessCount = ruleIds.Count - }; - } - - public List GetRuleApplications(long ruleId) - { - GetRuleOrThrow(ruleId); - - var ruleIdStr = ruleId.ToString(); - var apps = DbContext.glms_risk_rule_application - .Where(a => a.RuleIds.Contains(ruleIdStr) && a.Status != RiskRuleStatus.Deleted) - .OrderByDescending(a => a.UpdateDate) - .ToList(); - - var result = new List(); - foreach (var app in apps) - { - result.Add(new RiskApplicationListItem - { - Id = app.id, - RuleIds = app.RuleIds, - Status = (int)app.Status, - ControlStrategy = app.ControlStrategy, - TriggerPoints = app.TriggerPoints, - ScopeAssetBookIds = app.ScopeAssetBookIds, - ScopeClientIds = app.ScopeClientIds, - ScopeUnderlyingTypes = app.ScopeUnderlyingTypes, - ScopeTradeTypes = app.ScopeTradeTypes, - ScopeIsGlobal = app.ScopeIsGlobal, - Version = app.Version, - OptName = app.OptName, - OptDate = app.OptDate.GetValueOrDefault(), - UpdateOptName = app.UpdateOptName, - UpdateDate = app.UpdateDate ?? app.OptDate.GetValueOrDefault() - }); - } - - return result; - } - - public List GetAllRuleList() - { - return DbContext.glms_risk_rule - .Where(r => r.Status == RiskRuleStatus.Active) - .OrderBy(r => r.id) - .Select(r => new RiskRuleSimpleItem - { - Id = r.id, - RuleName = r.RuleName, - RuleText = r.RuleText - }) - .ToList(); - } - - #endregion - - #region Application Management - - public SearchListResult QueryApplicationList(QueryRiskApplicationReq req) - { - var query = DbContext.glms_risk_rule_application - .Where(a => a.Status != RiskRuleStatus.Deleted); - - if (req.Status.HasValue) - { - query = query.Where(a => a.Status == req.Status.Value); - } - - if (req.Strategy.HasValue) - { - query = query.Where(a => a.ControlStrategy == req.Strategy.Value); - } - - if (!string.IsNullOrWhiteSpace(req.TriggerPoint)) - { - query = query.Where(a => a.TriggerPoints.Contains(req.TriggerPoint)); - } - - if (!string.IsNullOrWhiteSpace(req.RuleName)) - { - query = query.Where(a => DbContext.glms_risk_rule - .Any(r => r.Status != RiskRuleStatus.Deleted - && a.RuleIds.Contains(r.id.ToString()) - && r.RuleName.Contains(req.RuleName))); - } - - if (!string.IsNullOrWhiteSpace(req.ScopeClientIds)) - query = ApplyScopeFilter(query, a => a.ScopeClientIds, req.ScopeClientIds); - - if (!string.IsNullOrWhiteSpace(req.ScopeUnderlyingTypes)) - query = ApplyScopeFilter(query, a => a.ScopeUnderlyingTypes, req.ScopeUnderlyingTypes); - - if (!string.IsNullOrWhiteSpace(req.ScopeTradeTypes)) - query = ApplyScopeFilter(query, a => a.ScopeTradeTypes, req.ScopeTradeTypes); - - if (!string.IsNullOrWhiteSpace(req.ScopeAssetBookIds)) - query = ApplyScopeFilter(query, a => a.ScopeAssetBookIds, req.ScopeAssetBookIds); - - var pagedResult = query.OrderByDescending(a => a.UpdateDate) - .Select(a => new RiskApplicationListItem - { - Id = a.id, - RuleIds = a.RuleIds, - Status = (int)a.Status, - ControlStrategy = a.ControlStrategy, - TriggerPoints = a.TriggerPoints, - ScopeAssetBookIds = a.ScopeAssetBookIds, - ScopeClientIds = a.ScopeClientIds, - ScopeUnderlyingTypes = a.ScopeUnderlyingTypes, - ScopeTradeTypes = a.ScopeTradeTypes, - ScopeIsGlobal = a.ScopeIsGlobal, - Version = a.Version, - OptName = a.OptName, - OptDate = a.OptDate.GetValueOrDefault(), - UpdateOptName = a.UpdateOptName, - UpdateDate = a.UpdateDate ?? a.OptDate.GetValueOrDefault() - }) - .ToSearchList(req); - - return pagedResult; - } - - public RiskApplicationDetail GetApplicationDetail(long applicationId) - { - var app = DbContext.glms_risk_rule_application - .FirstOrDefault(a => a.id == applicationId && a.Status != RiskRuleStatus.Deleted); - if (app == null) - throw new ServiceException("应用配置不存在或已删除"); - - return new RiskApplicationDetail - { - Id = app.id, - RuleIds = app.RuleIds, - Status = app.Status, - ControlStrategy = app.ControlStrategy, - TriggerPoints = app.TriggerPoints, - ScopeAssetBookIds = app.ScopeAssetBookIds, - ScopeClientIds = app.ScopeClientIds, - ScopeUnderlyingTypes = app.ScopeUnderlyingTypes, - ScopeTradeTypes = app.ScopeTradeTypes, - ScopeIsGlobal = app.ScopeIsGlobal, - Version = app.Version, - OptName = app.OptName, - OptDate = app.OptDate.GetValueOrDefault(), - UpdateOptName = app.UpdateOptName, - UpdateDate = app.UpdateDate ?? app.OptDate.GetValueOrDefault() - }; - } - - public RiskApplicationDetail CreateApplication(CreateRiskApplicationReq req) - { - ValidateRuleIdsActive(req.RuleIds); - ValidateTriggerPoints(req.TriggerPoints); - ValidateScopeFields(req); - - var entity = new glms_risk_rule_application - { - RuleIds = req.RuleIds, - Status = RiskRuleStatus.Active, - ControlStrategy = req.ControlStrategy, - TriggerPoints = req.TriggerPoints, - ScopeAssetBookIds = req.ScopeAssetBookIds, - ScopeClientIds = req.ScopeClientIds, - ScopeUnderlyingTypes = req.ScopeUnderlyingTypes, - ScopeTradeTypes = req.ScopeTradeTypes, - ScopeIsGlobal = req.ScopeIsGlobal, - Version = 1 - }; - - SetDBModelOpt(entity); - entity.UpdateOptId = UserId; - entity.UpdateOptName = UserName; - entity.UpdateDate = DateTime.Now; - - using (var transaction = DbContext.Database.BeginTransaction()) - { - try - { - DbContext.glms_risk_rule_application.Add(entity); - DbContext.SaveChanges(); - - WriteAuditLog("APP_CREATE", "APPLICATION", entity.id, ResolveRuleNames(req.RuleIds), - $"创建应用配置：策略={GetStrategyName(req.ControlStrategy)}, 触发时点={MapTriggerPointsToChinese(req.TriggerPoints)}", - snapshotData: JsonConvert.SerializeObject(new { Version = entity.Version })); - DbContext.SaveChanges(); - - transaction.Commit(); - } - catch - { - transaction.Rollback(); - throw; - } - } - - TryRefreshCache(); - - return GetApplicationDetail(entity.id); - } - - public RiskApplicationDetail UpdateApplication(long applicationId, UpdateRiskApplicationReq req) - { - var app = GetApplicationOrThrow(applicationId); - - if (app.Version != req.Version) - throw new ServiceException("应用配置已被其他用户修改，请重新加载后再编辑"); - - if (!string.IsNullOrWhiteSpace(req.RuleIds)) - ValidateRuleIdsActive(req.RuleIds); - - ValidateTriggerPoints(req.TriggerPoints); - var scopeReq = new CreateRiskApplicationReq - { - ScopeAssetBookIds = req.ScopeAssetBookIds, - ScopeClientIds = req.ScopeClientIds, - ScopeUnderlyingTypes = req.ScopeUnderlyingTypes, - ScopeTradeTypes = req.ScopeTradeTypes, - ScopeIsGlobal = req.ScopeIsGlobal - }; - ValidateScopeFields(scopeReq); - - if (!string.IsNullOrWhiteSpace(req.RuleIds)) - app.RuleIds = req.RuleIds; - app.ControlStrategy = req.ControlStrategy; - app.TriggerPoints = req.TriggerPoints; - app.ScopeAssetBookIds = req.ScopeAssetBookIds; - app.ScopeClientIds = req.ScopeClientIds; - app.ScopeUnderlyingTypes = req.ScopeUnderlyingTypes; - app.ScopeTradeTypes = req.ScopeTradeTypes; - app.ScopeIsGlobal = req.ScopeIsGlobal; - app.Version = app.Version + 1; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_UPDATE", "APPLICATION", applicationId, ResolveRuleNames(app.RuleIds), - $"修改应用配置：策略={GetStrategyName(req.ControlStrategy)}, 触发时点={MapTriggerPointsToChinese(req.TriggerPoints)}"); - DbContext.SaveChanges(); - - TryRefreshCache(); - - return GetApplicationDetail(applicationId); - } - - public void DeleteApplication(long applicationId) - { - var app = GetApplicationOrThrow(applicationId); - - app.Status = RiskRuleStatus.Deleted; - app.Version = app.Version + 1; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_DELETE", "APPLICATION", applicationId, ResolveRuleNames(app.RuleIds), "删除应用配置"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public void EnableApplication(long applicationId) - { - var app = DbContext.glms_risk_rule_application.FirstOrDefault(a => a.id == applicationId && a.Status == RiskRuleStatus.Disabled); - if (app == null) - throw new ServiceException("仅已停用的应用配置可以启用"); - - ValidateRuleIdsActive(app.RuleIds); - - app.Status = RiskRuleStatus.Active; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_ENABLE", "APPLICATION", applicationId, ResolveRuleNames(app.RuleIds), "启用应用配置"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public void DisableApplication(long applicationId) - { - var app = DbContext.glms_risk_rule_application.FirstOrDefault(a => a.id == applicationId && a.Status == RiskRuleStatus.Active); - if (app == null) - throw new ServiceException("仅已生效的应用配置可以停用"); - - app.Status = RiskRuleStatus.Disabled; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_DISABLE", "APPLICATION", applicationId, ResolveRuleNames(app.RuleIds), "停用应用配置"); - DbContext.SaveChanges(); - - TryRefreshCache(); - } - - public BatchOperationResult BatchEnableApplications(List applicationIds) - { - var apps = DbContext.glms_risk_rule_application - .Where(a => applicationIds.Contains(a.id) && a.Status == RiskRuleStatus.Disabled) - .ToList(); - - if (apps.Count != applicationIds.Count) - throw new ServiceException("部分应用配置不存在或当前状态不允许启用"); - - foreach (var app in apps) - { - ValidateRuleIdsActive(app.RuleIds); - } - - foreach (var app in apps) - { - app.Status = RiskRuleStatus.Active; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_BATCH_ENABLE", "APPLICATION", app.id, ResolveRuleNames(app.RuleIds), "批量启用应用配置"); - } - - DbContext.SaveChanges(); - TryRefreshCache(); - - return new BatchOperationResult - { - Success = true, - TotalCount = applicationIds.Count, - SuccessCount = applicationIds.Count - }; - } - - public BatchOperationResult BatchDisableApplications(List applicationIds) - { - var apps = DbContext.glms_risk_rule_application - .Where(a => applicationIds.Contains(a.id) && a.Status == RiskRuleStatus.Active) - .ToList(); - - if (apps.Count != applicationIds.Count) - throw new ServiceException("部分应用配置不存在或当前状态不允许停用"); - - foreach (var app in apps) - { - app.Status = RiskRuleStatus.Disabled; - app.UpdateOptId = UserId; - app.UpdateOptName = UserName; - app.UpdateDate = DateTime.Now; - - WriteAuditLog("APP_BATCH_DISABLE", "APPLICATION", app.id, ResolveRuleNames(app.RuleIds), "批量停用应用配置"); - } - - DbContext.SaveChanges(); - TryRefreshCache(); - - return new BatchOperationResult - { - Success = true, - TotalCount = applicationIds.Count, - SuccessCount = applicationIds.Count - }; - } - - #endregion - - #region Variable Management - - public SearchListResult QueryVariableList(QueryRiskVariableReq req) - { - var query = DbContext.glms_risk_variable.AsQueryable(); - - if (req.Category.HasValue) - { - query = query.Where(v => v.Category == req.Category.Value); - } - - if (req.DataType.HasValue) - { - query = query.Where(v => v.DataType == req.DataType.Value); - } - - if (!string.IsNullOrWhiteSpace(req.VariableName)) - { - query = query.Where(v => v.VariableName.Contains(req.VariableName)); - } - - var result = query.OrderBy(v => v.SortOrder).ThenBy(v => v.VariableName) - .Select(v => new RiskVariableListItem - { - Id = v.id, - VariableName = v.VariableName, - Category = v.Category, - DataType = v.DataType, - Unit = v.Unit, - ValueDomain = v.ValueDomain, - Description = v.Description, - VariableExpr = v.VariableExpr, - Version = v.Version, - SortOrder = v.SortOrder - }); - - return result.ToSearchList(req); - } - - public RiskVariableDetail GetVariableDetail(long variableId) - { - var variable = GetVariableOrThrow(variableId); - - var varExpr = variable.VariableExpr; - var referenceCount = DbContext.glms_risk_rule - .Count(r => r.Status == RiskRuleStatus.Active && - ((r.ConditionJson != null && r.ConditionJson.Contains(variable.id.ToString())) || - (r.RuleExpr != null && varExpr != null && r.RuleExpr.Contains(varExpr)))); - - return new RiskVariableDetail - { - Id = variable.id, - VariableName = variable.VariableName, - Category = variable.Category, - DataType = variable.DataType, - Unit = variable.Unit, - ValueDomain = variable.ValueDomain, - Description = variable.Description, - VariableExpr = variable.VariableExpr, - Version = variable.Version, - SortOrder = variable.SortOrder, - OptName = variable.OptName, - OptDate = variable.OptDate.GetValueOrDefault(), - UpdateOptName = variable.UpdateOptName, - UpdateDate = variable.UpdateDate ?? variable.OptDate.GetValueOrDefault(), - ReferenceCount = referenceCount - }; - } - - public RiskVariableDetail CreateVariable(CreateRiskVariableReq req) - { - if (string.IsNullOrWhiteSpace(req.VariableName)) - throw new ServiceException("变量名称不能为空"); - if (string.IsNullOrWhiteSpace(req.VariableExpr)) - throw new ServiceException("取值表达式不能为空"); - if (req.VariableExpr.Length > 10000) - throw new ServiceException("取值表达式长度不能超过 10000 字符"); - - var entity = new glms_risk_variable - { - VariableName = req.VariableName, - Category = req.Category, - DataType = req.DataType, - Unit = req.Unit, - ValueDomain = req.ValueDomain, - Description = req.Description, - VariableExpr = req.VariableExpr, - SortOrder = req.SortOrder, - Version = 1 - }; - - SetDBModelOpt(entity); - entity.UpdateOptId = UserId; - entity.UpdateOptName = UserName; - entity.UpdateDate = DateTime.Now; - - using (var transaction = DbContext.Database.BeginTransaction()) - { - try - { - DbContext.glms_risk_variable.Add(entity); - DbContext.SaveChanges(); - - WriteAuditLog("VARIABLE_CREATE", "VARIABLE", entity.id, req.VariableName, $"创建变量：{req.VariableName}", - snapshotData: JsonConvert.SerializeObject(new { Version = entity.Version })); - DbContext.SaveChanges(); - - transaction.Commit(); - } - catch - { - transaction.Rollback(); - throw; - } - } - - InvalidateVariableCache(); - TryRefreshCache(); - - return GetVariableDetail(entity.id); - } - - public RiskVariableDetail UpdateVariable(long variableId, UpdateRiskVariableReq req) - { - var variable = GetVariableOrThrow(variableId); - - if (variable.Version != req.Version) - throw new ServiceException("变量已被其他用户修改，请重新加载后再编辑"); - - if (string.IsNullOrWhiteSpace(req.VariableName)) - throw new ServiceException("变量名称不能为空"); - if (string.IsNullOrWhiteSpace(req.VariableExpr)) - throw new ServiceException("取值表达式不能为空"); - - if (req.DataType != variable.DataType) - { - var varExpr = variable.VariableExpr; - var activeRefCount = DbContext.glms_risk_rule - .Count(r => r.Status == RiskRuleStatus.Active && - ((r.ConditionJson != null && r.ConditionJson.Contains(variable.id.ToString())) || - (r.RuleExpr != null && varExpr != null && r.RuleExpr.Contains(varExpr)))); - if (activeRefCount > 0) - throw new ServiceException($"该变量被 {activeRefCount} 个生效中的规则引用，无法修改数据类型"); - } - - variable.VariableName = req.VariableName; - variable.Category = req.Category; - variable.DataType = req.DataType; - variable.Unit = req.Unit; - variable.ValueDomain = req.ValueDomain; - variable.Description = req.Description; - variable.VariableExpr = req.VariableExpr; - variable.SortOrder = req.SortOrder; - variable.Version = variable.Version + 1; - variable.UpdateOptId = UserId; - variable.UpdateOptName = UserName; - variable.UpdateDate = DateTime.Now; - - WriteAuditLog("VAR_UPDATE", "VARIABLE", variableId, req.VariableName, $"修改变量：{variable.VariableName}"); - DbContext.SaveChanges(); - - InvalidateVariableCache(); - TryRefreshCache(); - - return GetVariableDetail(variableId); - } - - public void DeleteVariable(long variableId) - { - var variable = GetVariableOrThrow(variableId); - - var varExpr = variable.VariableExpr; - var activeRefCount = DbContext.glms_risk_rule - .Count(r => r.Status == RiskRuleStatus.Active && - ((r.ConditionJson != null && r.ConditionJson.Contains(variable.id.ToString())) || - (r.RuleExpr != null && varExpr != null && r.RuleExpr.Contains(varExpr)))); - if (activeRefCount > 0) - throw new ServiceException($"该变量被 {activeRefCount} 个生效中的规则引用，无法删除"); - - DbContext.glms_risk_variable.Remove(variable); - - WriteAuditLog("VAR_DELETE", "VARIABLE", variableId, variable.VariableName, $"删除变量：{variable.VariableName}"); - DbContext.SaveChanges(); - - InvalidateVariableCache(); - TryRefreshCache(); - } - - public List GetAllVariableList() - { - var result = DbContext.glms_risk_variable - .Where(v => v.VariableExpr != null && v.VariableExpr != "") - .OrderBy(v => v.SortOrder) - .Select(v => new RiskVariableSimpleItem - { - Id = v.id, - VariableName = v.VariableName, - Category = v.Category, - DataType = v.DataType, - Unit = v.Unit, - VariableExpr = v.VariableExpr - }) - .ToList(); - - return result; - } - - #endregion - - #region Audit Log - - public SearchListResult QueryAuditLogs(QueryRiskAuditLogReq req) - { - var query = DbContext.glms_risk_rule_audit_log.AsQueryable(); - - if (!string.IsNullOrWhiteSpace(req.OperationType)) - { - query = query.Where(l => l.OperationType == req.OperationType); - } - - if (!string.IsNullOrWhiteSpace(req.TargetType)) - { - query = query.Where(l => l.TargetType == req.TargetType); - } - - if (req.StartDate.HasValue) - { - query = query.Where(l => l.OptDate >= req.StartDate.Value.Date); - } - - if (req.EndDate.HasValue) - { - var end = req.EndDate.Value.Date.AddDays(1); - query = query.Where(l => l.OptDate < end); - } - - if (!string.IsNullOrWhiteSpace(req.Keyword)) - { - query = query.Where(l => l.TargetName.Contains(req.Keyword) - || l.OperationDetail.Contains(req.Keyword)); - } - - var result = query.OrderByDescending(l => l.OptDate) - .Select(l => new RiskAuditLogListItem - { - Id = l.id, - OperationType = l.OperationType, - TargetType = l.TargetType, - TargetId = l.TargetId, - TargetName = l.TargetName, - OperationDetail = l.OperationDetail, - Result = l.Result, - OptName = l.OptName, - OptDate = l.OptDate - }); - - return result.ToSearchList(req); - } - - public byte[] ExportAuditLogs(QueryRiskAuditLogReq req) - { - throw new ServiceException("导出功能暂未实现"); - } - - public RiskAuditLogDetail GetAuditLogDetail(long logId) - { - var log = DbContext.glms_risk_rule_audit_log.FirstOrDefault(l => l.id == logId); - if (log == null) - throw new ServiceException("审计日志不存在"); - - return new RiskAuditLogDetail - { - Id = log.id, - OperationType = log.OperationType, - TargetType = log.TargetType, - TargetId = log.TargetId, - TargetName = log.TargetName, - OperationDetail = log.OperationDetail, - Result = log.Result, - SnapshotData = log.SnapshotData, - OptId = log.OptId, - OptName = log.OptName, - OptDate = log.OptDate - }; - } - - #endregion - } -} diff --git a/YLErpDAL/Modules/RiskModule/QuotaMonitorService.cs b/YLErpDAL/Modules/RiskModule/QuotaMonitorService.cs index 9dbf410b..1997faf2 100644 --- a/YLErpDAL/Modules/RiskModule/QuotaMonitorService.cs +++ b/YLErpDAL/Modules/RiskModule/QuotaMonitorService.cs @@ -50,7 +50,6 @@ using YLErp.Modules.TradeDalModule; using YLErp.Modules.TradeModule; using YLErp.Modules.TradeModule.DealModule; using YLErp.QdpModule; -using YLErp.Modules.RiskEngine; using static YLErp.ConsGlobal; namespace YLErp.Modules.RiskModule @@ -5140,64 +5139,6 @@ namespace YLErp.Modules.RiskModule result.QuotaWarningDetails = quotaWarningMsg ?? ""; result.AvailableForClient = availableMsg ?? ""; result.TrialSource = trialSource; - - // ===== 新风控引擎接入点（设计文档 4.6.1） ===== - try - { - var riskEngine = new RiskEngineService(this); - var riskContext = new RiskContext - { - TradeId = tradeId, - TriggerPoint = "BOOK_CONFIRM" - }; - // 构造 DataMap（第一版只塞 trade 对象，后续按需扩展） - riskContext.DataMap["trade"] = tradeObj; - var riskResult = riskEngine.EvaluateRisk(riskContext, "BOOK_CONFIRM"); - - _logger.Info($"[风控引擎] 簿记交易确认 - TradeId: {tradeId}, Passed: {riskResult.Passed}, Blocked: {riskResult.Blocked}, NeedApproval: {riskResult.NeedApproval}, ShowTip: {riskResult.ShowTip}"); - - // 按策略映射回 QuotaTrialStatusEnum - if (riskResult.Blocked) - { - result.TrialStatus = QuotaTrialStatusEnum.Error; - result.RiskWarningDetails += "[风控引擎] 规则触发：禁止\n"; - foreach (var triggeredRule in riskResult.TriggeredRules.Where(r => r.ControlStrategy == RiskControlStrategy.Block)) - { - result.RiskWarningDetails += $"规则ID:{triggeredRule.RuleId}；规则名称:{triggeredRule.RuleName}；规则说明:{triggeredRule.RuleText}\n"; - } - } - if (riskResult.NeedApproval) - { - if (result.TrialStatus != QuotaTrialStatusEnum.Error) - { - result.TrialStatus = QuotaTrialStatusEnum.Warning; - } - result.RiskWarningDetails += "[风控引擎] 规则触发：需审批\n"; - foreach (var triggeredRule in riskResult.TriggeredRules.Where(r => r.ControlStrategy == RiskControlStrategy.Approval)) - { - result.RiskWarningDetails += $"规则ID:{triggeredRule.RuleId}；规则名称:{triggeredRule.RuleName}；规则说明:{triggeredRule.RuleText}\n"; - } - } - if (riskResult.ShowTip) - { - var warningMessages = riskResult.TriggeredRules - .Where(r => r.ControlStrategy == RiskControlStrategy.ShowTip) - .Select(r => r.Message) - .Where(r => !string.IsNullOrWhiteSpace(r)) - .ToList(); - if (warningMessages.Count > 0) - { - result.RiskWarningDetails += "[风控引擎] 提示：" + string.Join("；", warningMessages) + "\n"; - } - } - } - catch (Exception ex) - { - _logger.Error($"[风控引擎] 执行异常 - TradeId: {tradeId}, Error: {ex.Message}"); - // 第一版：异常不阻断原有流程，只记录日志 - } - // ===== 新风控引擎接入结束 ===== - _logger.Info($"[限额试算] 试算完成 - tradeId: {tradeId}, TrialStatus: {result.TrialStatus}, FundCheck: {fundStatus}, QuotaCheck: {quotaStatus}"); SaveQuotaTrial(result); return result; diff --git a/YLErpDAL/Modules/SwapModule/SwapDealService.cs b/YLErpDAL/Modules/SwapModule/SwapDealService.cs index c79a30a5..fcffad1c 100644 --- a/YLErpDAL/Modules/SwapModule/SwapDealService.cs +++ b/YLErpDAL/Modules/SwapModule/SwapDealService.cs @@ -254,6 +254,9 @@ namespace YLErp.Modules.SwapModule unwindData.PayDate = QdpCalendarHelper.GetNonHoliday(unwindData.UnwindDate.Value.AddDays(td.trade_extend.ExtendObj.SettlementRules)); floatEvent.PayDate = unwindData.PayDate; floatEvent.SwapTradeId = tradeId; + floatEvent.SwapTradeNo = td.TradeNumber; + floatEvent.EventType = (int)SwapFlowEventTypeEnum.互换; + floatEvent.EventReason = "交易"; unwindData.SwapTradeId = tradeId; unwindData.StructureType = td.StructureType; unwindData.NotionalValue = Convert.ToDecimal(td.OriginalStockEqvNotional ?? 0); @@ -265,8 +268,6 @@ namespace YLErp.Modules.SwapModule unwindData.CloseNotionalValue = unwindData.PosiNotionalValue; if (position != null) { - floatEvent.EventType = (int)SwapEventTypeEnum.互换; - floatEvent.EventReason = "交易"; floatEvent.PositionId = position.PositionId; floatEvent.DividendIn = 0; floatEvent.UnderlyingCode = position.UnderlyingCode; @@ -1619,6 +1620,11 @@ namespace YLErp.Modules.SwapModule /// private long SaveSwapDeal(UnwindData unwindData, int eventType, int clientCashId, string eventResason = "", bool approve = false) { + var td = DbContext.trade.Find(unwindData.SwapTradeId); + if (td == null) + { + throw new ServiceException("未找到交易信息"); + } var flowList = new List(unwindData.FlowEvents); unwindData.FlowEvents.Clear(); string data = JsonConvert.SerializeObject(unwindData); @@ -1633,7 +1639,7 @@ namespace YLErp.Modules.SwapModule item.PayDate = unwindData.PayDate; item.UnwindDate = unwindData.UnwindDate; item.EventDate = unwindData.ValueDate; - item.EventId = swapEvent.id; + FillSwapFlowEvent(item, unwindData, td, eventType, swapEvent.id); DbContext.swap_flow_event.Add(item); } if (!approve) @@ -1641,8 +1647,25 @@ namespace YLErp.Modules.SwapModule UpdateInitalPosition(flowList, unwindData, eventType); } DbContext.SaveChanges(); + var savedFlowEvents = DbContext.swap_flow_event.Where(x => x.EventId == swapEvent.id).ToList(); + foreach (var item in savedFlowEvents) + { + FillSwapFlowEvent(item, unwindData, td, eventType, swapEvent.id); + } + DbContext.SaveChanges(); return swapEvent.id; } + + private void FillSwapFlowEvent(swap_flow_event item, UnwindData unwindData, trade td, int eventType, long eventId) + { + item.EventId = eventId; + item.SwapTradeId = unwindData.SwapTradeId; + item.SwapTradeNo = td.TradeNumber; + item.EventType = eventType; + item.EventReason = string.IsNullOrWhiteSpace(item.EventReason) ? "交易" : item.EventReason; + UpdateDbOption(item); + } + /// /// 计算平仓数据 /// diff --git a/YLErpDAL/Modules/TradeModule/DocGenerateModule/GuolianContractNoGenerator.cs b/YLErpDAL/Modules/TradeModule/DocGenerateModule/GuolianContractNoGenerator.cs index 4ca0b788..67901f31 100644 --- a/YLErpDAL/Modules/TradeModule/DocGenerateModule/GuolianContractNoGenerator.cs +++ b/YLErpDAL/Modules/TradeModule/DocGenerateModule/GuolianContractNoGenerator.cs @@ -8,9 +8,9 @@ namespace YLErp.Modules.TradeModule.DocGenerateModule /// /// 国贸交易确认书编号生成器 /// 规则： - /// - 对客交易（OpponentRole为"乙方"）：GLMS-{对手方代码}-{成交日期(yyyyMMdd)}-{当日第N笔对客交易(数字递增)}-{标的代码}，从01开始 + /// - 对客交易（OpponentRole为"甲方"）：GLMS-{对手方代码}-{成交日期(yyyyMMdd)}-FICC-{当日第N笔对客交易(数字递增)}-{标的代码}，从01开始 /// 例：GLMS-IS-20260424-01-250210IB - /// - 非对客交易（OpponentRole为"甲方"）：GLMS-{对手方代码}-{成交日期(yyyyMMdd)}-{当日第N笔非对客交易使用字母递增}-{标的代码}，从A开始 + /// - 非对客交易（OpponentRole为"乙方"）：GLMS-{对手方代码}-{成交日期(yyyyMMdd)}-FICC-{当日第N笔非对客交易使用字母递增}-{标的代码}，从A开始 /// 例：GLMS-IS-20260424-A-250210IB /// public class GuolianContractNoGenerator @@ -29,8 +29,8 @@ namespace YLErp.Modules.TradeModule.DocGenerateModule trade trade, string clientCode) { - // 根据trade的OpponentRole判断是否为对客交易（乙方=对客） - var isClientTrade = trade.OpponentRole == "乙方"; + // 根据trade的OpponentRole判断是否为对客交易（甲方=对客）。glms客户规定甲方=对客 + var isClientTrade = trade.OpponentRole == "甲方"; var underlyingCode = (trade.UnderlyingCode ?? "").Replace(".", ""); // 去掉标的代码中的点号 var tradeDate = trade.TradeDate ?? DateTime.MinValue; var tradeDateStr = tradeDate.ToString("yyyyMMdd"); diff --git a/YLErpDAL/YLErpDAL.csproj b/YLErpDAL/YLErpDAL.csproj index e9d409ac..83cf8334 100644 --- a/YLErpDAL/YLErpDAL.csproj +++ b/YLErpDAL/YLErpDAL.csproj @@ -30,8 +30,6 @@ - - @@ -42,7 +40,7 @@ - + diff --git a/YLErpWeb/App/HostedTaskService.cs b/YLErpWeb/App/HostedTaskService.cs index 28660c10..75bf1339 100644 --- a/YLErpWeb/App/HostedTaskService.cs +++ b/YLErpWeb/App/HostedTaskService.cs @@ -3,7 +3,6 @@ using Microsoft.AspNetCore.Hosting.Server.Features; using YLErp.DBModels.Consts; using YLErp.Modules.AppModule; using YLErp.Modules.EodModule.SettlementModule; -using YLErp.Modules.RiskEngine; using YLErp.Modules.RiskModule; using YLErp.Modules.SuperviseReportModule.SAC.Service; using YLErp.Modules.TradeRiskCalcModule; @@ -125,18 +124,6 @@ namespace YLErp.Web.App PS.SetConfig(ConsAppConfig.YLErpWebUrlConfig, address); } - // 预热风控引擎：加载规则与应用到内存，并预编译所有规则 - Task.Run(() => - { - try - { - RiskEngineService.GetInstance().Preload(); - } - catch (Exception ex) - { - LogFactory.GetLogger("HostedTaskService").Error("[风控引擎] 启动预热失败", ex); - } - }); }); return Task.CompletedTask; @@ -157,4 +144,4 @@ namespace YLErp.Web.App return Task.CompletedTask; } } -} \ No newline at end of file +} diff --git a/YLErpWeb/App_Data/Config/otcformat.js b/YLErpWeb/App_Data/Config/otcformat.js index d4c79353..92b1f226 100644 --- a/YLErpWeb/App_Data/Config/otcformat.js +++ b/YLErpWeb/App_Data/Config/otcformat.js @@ -1,125 +1,2 @@ var main = main || {}; -main.formatOptions={ - "trading": { - "umprice": { - "precision": 9, - "grouping": true, - "rounded": true, - "percent": false, - "minDecimals": 9, - "maxDecimals": 0 - }, - "umpriceP": { - "percent": true, - "precision": 2, - "grouping": false, - "rounded": true, - "minDecimals": 2, - "maxDecimals": 0 - }, - "umpricePR": { - "precision": 4, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 4, - "maxDecimals": 2 - }, - "tradeSinglePrice": { - "precision": 2, - "grouping": true, - "rounded": true, - "percent": false, - "minDecimals": 2, - "maxDecimals": 0 - }, - "premiumRateP": { - "percent": true, - "precision": 2, - "grouping": false, - "rounded": true, - "minDecimals": 2, - "maxDecimals": 0 - }, - "premiumRate": { - "precision": 4, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 4, - "maxDecimals": 2 - }, - "tradePrice": { - "precision": 2, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 2, - "maxDecimals": 0 - }, - "StockEqvNotional": { - "precision": 2, - "grouping": true, - "rounded": true, - "percent": false, - "minDecimals": 2, - "maxDecimals": 0 - }, - "notional": { - "precision": 2, - "grouping": true, - "rounded": true, - "percent": false, - "minDecimals": 2, - "maxDecimals": 0 - }, - "notionalP": { - "percent": true, - "precision": 2, - "grouping": false, - "rounded": true, - "minDecimals": 2, - "maxDecimals": 0 - }, - "volatility": { - "precision": 4, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 4, - "maxDecimals": 2 - }, - "volatilityP": { - "percent": true, - "precision": 2, - "grouping": false, - "rounded": true, - "minDecimals": 2, - "maxDecimals": 0 - }, - "greek": { - "precision": 2, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 2, - "maxDecimals": 0 - }, - "marginRateP": { - "percent": true, - "precision": 2, - "grouping": false, - "rounded": true, - "minDecimals": 2, - "maxDecimals": 0 - }, - "marginRate": { - "precision": 4, - "grouping": false, - "rounded": true, - "percent": false, - "minDecimals": 4, - "maxDecimals": 2 - } - } -}; \ No newline at end of file +main.formatOptions = { "trading": { "umprice": { "trimTailZeros": true, "precision": 9, "grouping": true, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "umpriceP": { "trimTailZeros": true, "percent": true, "precision": 9, "grouping": false, "rounded": true, "minDecimals": 2, "maxDecimals": 9 }, "umpricePR": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "tradeSinglePrice": { "trimTailZeros": true, "precision": 9, "grouping": true, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "premiumRateP": { "trimTailZeros": true, "percent": true, "precision": 9, "grouping": false, "rounded": true, "minDecimals": 2, "maxDecimals": 9 }, "premiumRate": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "tradePrice": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "StockEqvNotional": { "trimTailZeros": true, "precision": 9, "grouping": true, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "notional": { "trimTailZeros": true, "precision": 9, "grouping": true, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "notionalP": { "trimTailZeros": true, "percent": true, "precision": 9, "grouping": false, "rounded": true, "minDecimals": 2, "maxDecimals": 9 }, "volatility": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "volatilityP": { "trimTailZeros": true, "percent": true, "precision": 9, "grouping": false, "rounded": true, "minDecimals": 2, "maxDecimals": 9 }, "greek": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 }, "marginRateP": { "trimTailZeros": true, "percent": true, "precision": 9, "grouping": false, "rounded": true, "minDecimals": 2, "maxDecimals": 9 }, "marginRate": { "trimTailZeros": true, "precision": 9, "grouping": false, "rounded": true, "percent": false, "minDecimals": 2, "maxDecimals": 9 } } }; \ No newline at end of file diff --git a/YLErpWeb/App_Data/FunctionRight.xml b/YLErpWeb/App_Data/FunctionRight.xml index ed07a284..2f01d359 100644 --- a/YLErpWeb/App_Data/FunctionRight.xml +++ b/YLErpWeb/App_Data/FunctionRight.xml @@ -1,29 +1,28 @@ - + - - - - - - - - + + + + + + + + - - - - - - - - - - - - - + + + + + + + + + + + + + @@ -31,13 +30,13 @@ - - - - - - - + + + + + + + @@ -53,31 +52,14 @@ - + - - - - - - - - - - - - - - - - - - - - - - + + + + + @@ -89,39 +71,39 @@ - + - - + + - - - + + + - - - + + + - - + + - - - + + + - - + + @@ -129,62 +111,62 @@ - - - - + + + + - - + + - - - - - - + + + + + + - - - + + + - - - + + + - - - + + + - - - + + + - + - + - - - - - - - + + + + + + + @@ -212,28 +194,28 @@ - + - + - - - - - - - + + + + + + + - - + + - + diff --git a/YLErpWeb/App_Data/Menus.txt b/YLErpWeb/App_Data/Menus.txt index 506f2a79..a8aea562 100644 --- a/YLErpWeb/App_Data/Menus.txt +++ b/YLErpWeb/App_Data/Menus.txt @@ -25,7 +25,6 @@ {Name:"资金监控",Rights:["风险控制-资金监控"],Url:"client/clientRiskMonitor"}, {Name:"市场风险",Rights:["风险控制-市场风险"],Url:"risk/RiskExposureReport"}, {Name:"限额监控",Rights:["风险控制-限额监控"],Url:"risk/quotaMonitor"}, - {Name:"异常交易监控",Rights:["风险控制-异常交易监控"],Url:"v3/risk/risk-engine-config"}, {Name:"白名单券池",Rights:["风险控制-白名单券池"],Url:"v3/data/underlying-pool"}, {Name:"日终持仓风险",Rights:["风险控制-日终持仓风险"],Url:"trade/EodPositionRisks"}, {Name:"日终持仓风险_互换",Rights:["风险控制-日终持仓风险_互换"],Url:"swaptrade2/EodPositionRisks"}, diff --git a/YLErpWeb/Common/UserInfo.cs b/YLErpWeb/Common/UserInfo.cs index e5071920..d9c507eb 100644 --- a/YLErpWeb/Common/UserInfo.cs +++ b/YLErpWeb/Common/UserInfo.cs @@ -1,4 +1,4 @@ -using YLErp.DBModels.Consts; +using YLErp.DBModels.Consts; using YLErp.Model.Enum; using YLErp.Modules.ClientModule; using YLErp.Modules.ClientModule.Models; @@ -280,7 +280,7 @@ namespace YLErp.Web if (user.Roles.Any(n => n.Name == "权限管理员")) { - var rightStrs = new string[] { "部门管理", "系统管理", "角色管理", "角色新增", "角色修改", "用户管理", "用户新增", "用户修改", "用户禁用", "基础缓存", "风控规则查看", "风控规则新增", "风控规则编辑", "风控规则删除", "风控规则启停", "风控应用查看", "风控应用新增", "风控应用编辑", "风控应用删除", "风控应用启停", "风控变量查看", "风控变量新增", "风控变量编辑", "风控变量删除", "风控日志查看", "风控日志导出" }; + var rightStrs = new string[] { "部门管理", "系统管理", "角色管理", "角色新增", "角色修改", "用户管理", "用户新增", "用户修改", "用户禁用", "基础缓存" }; var query1 = db.Functions.Where(o => rightStrs.Contains(o.Name)).Select(n => n.Id); var query2 = from roleFunc in db.RoleFunctions join roleUsr in db.RoleUsers on roleFunc.RoleId equals roleUsr.RoleId diff --git a/YLErpWeb/Controllers/RiskRuleController.cs b/YLErpWeb/Controllers/RiskRuleController.cs deleted file mode 100644 index bbb5a6fb..00000000 --- a/YLErpWeb/Controllers/RiskRuleController.cs +++ /dev/null @@ -1,667 +0,0 @@ -using Qdp.Foundation.Utilities; -using YLErp.DBModels; -using YLErp.Modules.RiskEngine; -using YLErp.Modules.RiskEngine.Dto; - -namespace YLErp.Web.Controllers -{ - [Route("risk-engine")] - public class RiskRuleController : BaseController - { - private readonly IYcLogger _logger = LogFactory.GetLogger("RiskRuleController"); - - #region Rule Management - - [HttpGet("risk-rules")] - [MyAuthorize("风险控制-风控规则查看")] - public JsonResult QueryRiskRules(QueryRiskRuleReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.QueryRuleList(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询风控规则列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-rules/{id}")] - [MyAuthorize("风险控制-风控规则查看")] - public JsonResult GetRiskRule(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetRuleDetail(id); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询风控规则详情"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-rules/{id}/versions")] - [MyAuthorize("风险控制-风控规则查看")] - public JsonResult GetRiskRuleVersions(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetRuleVersions(id); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询风控规则版本历史"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-rules")] - [MyAuthorize("风险控制-风控规则新增")] - public JsonResult CreateRiskRule([FromBody] CreateRiskRuleReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.CreateRule(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "创建风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPut("risk-rules/{id}")] - [MyAuthorize("风险控制-风控规则编辑")] - public JsonResult UpdateRiskRule(long id, [FromBody] UpdateRiskRuleReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.UpdateRule(id, req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "更新风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpDelete("risk-rules/{id}")] - [MyAuthorize("风险控制-风控规则删除")] - public JsonResult DeleteRiskRule(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.DeleteRule(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "删除风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpDelete("risk-rules/batch")] - [MyAuthorize("风险控制-风控规则删除")] - public JsonResult BatchDeleteRiskRules([FromBody] List ids) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.BatchDeleteRules(ids); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "批量删除风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-rules/{id}/enable")] - [MyAuthorize("风险控制-风控规则启停")] - public JsonResult EnableRiskRule(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.EnableRule(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "启用风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-rules/{id}/disable")] - [MyAuthorize("风险控制-风控规则启停")] - public JsonResult DisableRiskRule(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.DisableRule(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "停用风控规则"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-rules/{id}/applications")] - [MyAuthorize("风险控制-风控规则查看")] - public JsonResult GetRuleApplications(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetRuleApplications(id); - return Json(new { success = true, data = new { rows = result, total = result.Count, records = result.Count, page = 1 } }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询规则关联应用列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-rules/list")] - [MyAuthorize("风险控制-风控规则查看")] - public JsonResult GetAllRiskRules() - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetAllRuleList(); - return Json(new { success = true, data = new { rows = result, total = result.Count, records = result.Count, page = 1 } }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询规则下拉列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - #endregion - - #region Application Management - - [HttpGet("risk-applications")] - [MyAuthorize("风险控制-风控应用查看")] - public JsonResult QueryRiskApplications(QueryRiskApplicationReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.QueryApplicationList(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询应用配置列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-applications/{id}")] - [MyAuthorize("风险控制-风控应用查看")] - public JsonResult GetRiskApplication(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetApplicationDetail(id); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询应用配置详情"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-applications")] - [MyAuthorize("风险控制-风控应用新增")] - public JsonResult CreateRiskApplication([FromBody] CreateRiskApplicationReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.CreateApplication(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "创建应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPut("risk-applications/{id}")] - [MyAuthorize("风险控制-风控应用编辑")] - public JsonResult UpdateRiskApplication(long id, [FromBody] UpdateRiskApplicationReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.UpdateApplication(id, req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "更新应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpDelete("risk-applications/{id}")] - [MyAuthorize("风险控制-风控应用删除")] - public JsonResult DeleteRiskApplication(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.DeleteApplication(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "删除应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-applications/{id}/enable")] - [MyAuthorize("风险控制-风控应用启停")] - public JsonResult EnableRiskApplication(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.EnableApplication(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "启用应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-applications/{id}/disable")] - [MyAuthorize("风险控制-风控应用启停")] - public JsonResult DisableRiskApplication(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.DisableApplication(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "停用应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-applications/batch-enable")] - [MyAuthorize("风险控制-风控应用启停")] - public JsonResult BatchEnableRiskApplications([FromBody] List ids) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.BatchEnableApplications(ids); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "批量启用应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-applications/batch-disable")] - [MyAuthorize("风险控制-风控应用启停")] - public JsonResult BatchDisableRiskApplications([FromBody] List ids) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.BatchDisableApplications(ids); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "批量停用应用配置"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - #endregion - - #region Variable Management - - [HttpGet("risk-variables")] - [MyAuthorize("风险控制-风控变量查看")] - public JsonResult QueryRiskVariables(QueryRiskVariableReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.QueryVariableList(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询变量列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-variables/{id}")] - [MyAuthorize("风险控制-风控变量查看")] - public JsonResult GetRiskVariable(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetVariableDetail(id); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询变量详情"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-variables/list")] - [MyAuthorize("风险控制-风控变量查看")] - public JsonResult GetAllRiskVariables() - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetAllVariableList(); - return Json(new { success = true, data = new { rows = result, total = result.Count, records = result.Count, page = 1 } }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询全部变量列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPost("risk-variables")] - [MyAuthorize("风险控制-风控变量新增")] - public JsonResult CreateRiskVariable([FromBody] CreateRiskVariableReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.CreateVariable(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "创建变量"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpPut("risk-variables/{id}")] - [MyAuthorize("风险控制-风控变量编辑")] - public JsonResult UpdateRiskVariable(long id, [FromBody] UpdateRiskVariableReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.UpdateVariable(id, req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "更新变量"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpDelete("risk-variables/{id}")] - [MyAuthorize("风险控制-风控变量删除")] - public JsonResult DeleteRiskVariable(long id) - { - try - { - var service = new RiskRuleService(CurUser); - service.DeleteVariable(id); - return Json(new { success = true }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "删除变量"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - #endregion - - #region Trade Types - - [HttpGet("trade-types")] - [MyAuthorize("风险控制-风控应用查看")] - public JsonResult GetTradeTypes() - { - try - { - var rows = ConsTrade.AllTradeTypes.Select(t => new { label = t, value = t }).ToList(); - var total = rows.Count; - return Json(new { - success = true, - data = new { - page = 1, - records = total, - rows = rows, - total = total - } - }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询合约类型列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - #endregion - - #region Audit Log - - [HttpGet("risk-audit-logs")] - [MyAuthorize("风险控制-风控日志查看")] - public JsonResult QueryRiskAuditLogs(QueryRiskAuditLogReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.QueryAuditLogs(req); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询风控操作日志列表"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-audit-logs/{id}")] - [MyAuthorize("风险控制-风控日志查看")] - public JsonResult GetRiskAuditLogDetail(long id) - { - try - { - var service = new RiskRuleService(CurUser); - var result = service.GetAuditLogDetail(id); - return Json(new { success = true, data = result }); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "查询风控操作日志详情"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - [HttpGet("risk-audit-logs/export")] - [MyAuthorize("风险控制-风控日志导出")] - public IActionResult ExportRiskAuditLogs(QueryRiskAuditLogReq req) - { - try - { - var service = new RiskRuleService(CurUser); - var bytes = service.ExportAuditLogs(req); - return File(bytes, "application/vnd.openxmlformats-officedocument.spreadsheetml.sheet", "风控操作日志.xlsx"); - } - catch (ServiceException ex) - { - return Json(new { success = false, message = ex.Message }); - } - catch (Exception ex) - { - _logger.Error(ex, "导出风控操作日志"); - return Json(new { success = false, message = "系统异常，请联系管理员" }); - } - } - - #endregion - } -} diff --git a/YLErpWeb/Views/SwapTrade2/SwapUnwind.cshtml b/YLErpWeb/Views/SwapTrade2/SwapUnwind.cshtml index 029907c6..9eb4bd3b 100644 --- a/YLErpWeb/Views/SwapTrade2/SwapUnwind.cshtml +++ b/YLErpWeb/Views/SwapTrade2/SwapUnwind.cshtml @@ -204,7 +204,7 @@ - {{floatPosition.Quantity}} + {{deal.CloseQty}}
我方{{floatPosition.PayDirection==1?"支付":"收取"}}交易费用
diff --git a/YLErpWeb/appsettings.dev.json b/YLErpWeb/appsettings.dev.json index f53778f2..378136e1 100644 --- a/YLErpWeb/appsettings.dev.json +++ b/YLErpWeb/appsettings.dev.json @@ -7,15 +7,15 @@ }, "AllowedHosts": "*", "ConnectionStrings": { - "ylcms": "server=10.250.202.35;uid=onederiv@OneDeriv#wx_dtpp_test;pooling=true;port=2883;pwd=Onederiv@2026;database=yltrs_ylcms;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", - "yladmin": "server=10.250.202.35;uid=onederiv@OneDeriv#wx_dtpp_test;pooling=true;port=2883;pwd=Onederiv@2026;database=yltrs_admin;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", - "ylclient": "server=10.250.202.35;uid=onederiv@OneDeriv#wx_dtpp_test;pooling=true;port=2883;pwd=Onederiv@2026;database=yltrs_client;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", - "bondoms": "server=10.250.202.35;uid=onederiv@OneDeriv#wx_dtpp_test;pooling=true;port=2883;pwd=Onederiv@2026;database=bond_oms;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;" + "ylcms": "server=192.168.2.96;uid=DBAdmin;pooling=true;port=3306;pwd=YieldChain$$2025;database=glms_yltrs_ylcms;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", + "yladmin": "server=192.168.2.96;uid=DBAdmin;pooling=true;port=3306;pwd=YieldChain$$2025;database=glms_yltrs_admin;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", + "ylclient": "server=192.168.2.96;uid=DBAdmin;pooling=true;port=3306;pwd=YieldChain$$2025;database=glms_yltrs_client;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;", + "bondoms": "server=192.168.2.96;uid=DBAdmin;pooling=true;port=3306;pwd=YieldChain$$2025;database=glms_bond_oms;charset=utf8;Allow User Variables=True;SslMode=none;Connection Timeout=30;IgnoreCommandTransaction=true;" }, "AppSettings": { "VirtualPathRoot": "", "UseRightAligned": "", - "PluginFolder": "D:\\workspace\\onederiv\\trs\\Plugins\\YLErp.Plugins.GuoLian\\obj\\Debug\\net6.0" // 改为本地目录地址 + "PluginFolder": "D:\\workspace\\glms\\zszq-trs\\Plugins\\YLErp.Plugins.GuoLian\\obj\\Debug\\net6.0" }, "LibreOffice": { "ExePath": "", @@ -75,15 +75,12 @@ "SendKafakaCron": "10 0 * * *", "MaxThreadPercent": 0.6, //占系统资源最多60%的线程数量 "oa_confg": { - "BaseUrl": "http://10.250.202.40:13590", - "SubUrl": "/gateway/oaflow/createOaFlow", - "QueryUrl": "/gateway/oaflow/getRequestData", - "DownloadFileUrl": "/gateway/oaflow/downloadSingleFile", - "SystemToken": "QIkox8sv3rVLtiT1wmI4Dp8wSjX9D84Glkp121vRino9fLobWnDiy8ppmqJcv1676TYuxZsGrYelx0whRCMaPyums2VnzIYrpqCFf5tyc3/x22Elf25xgRmd5pH8tLcnPuVOjMrUf0GsoytQCGFkhnrPajhsKq/mSwYQ4OA=", //OA系统key - "SystemName": "onederiv", - "IsNextFlow": 1, //是否自动提交 默认0 - "FlowId": 779115, - "UploadUrl": "http://10.250.202.40:13590/gateway/oaflow/uploadDoc" + "BaseUrl": "http://ip:port", + "SubUrl": "", + "UploadUrl": "/api/oa/upload", // OA附件上传接口路径 + "SystemToken": "your-system-token", // OA系统鉴权Token + "SystemName": "OTC_TRADE", // 调用方系统标识 + "IsNextFlow": 0 }, "GeneralSSO": { "enable": true, //是否启用通用SSO登录