diff --git a/YLErpDAL/Modules/TradeModule/DealModule/TradeContractGenerateService.cs b/YLErpDAL/Modules/TradeModule/DealModule/TradeContractGenerateService.cs
index 82428458..877ef0c3 100644
--- a/YLErpDAL/Modules/TradeModule/DealModule/TradeContractGenerateService.cs
+++ b/YLErpDAL/Modules/TradeModule/DealModule/TradeContractGenerateService.cs
@@ -217,7 +217,7 @@ namespace YLErp.Modules.TradeModule.DealModule
                 
             var trades = DbContext.trade.Where(x => tradeIds.Contains(x.id)).AsNoTracking().ToList();
             logger.Info($"[GJGenerateConfirmBook] 查询到交易记录数: {trades.Count}");
-                
+
             if (!trades.Any())
             {
                 logger.Info("[GJGenerateConfirmBook] 未找到交易记录，直接返回");
@@ -225,7 +225,26 @@ namespace YLErp.Modules.TradeModule.DealModule
                 files = new List<string>();
                 return true;
             }
-                
+
+            // 过滤掉待确认和审批中的交易，这些状态不允许生成确认书
+            var invalidStatusList = new List<string> { ConsTrade.新增待确认, ConsTrade.修改待确认, ConsTrade.审批中 };
+            var invalidTrades = trades.Where(t => invalidStatusList.Contains(t.TradeStatus)).ToList();
+            if (invalidTrades.Any())
+            {
+                error.AddRange(invalidTrades.Select(t => $"交易 {t.TradeNumber} 状态为【{t.TradeStatus}】，不能生成确认书"));
+                tradeIds = tradeIds.Where(id => !invalidTrades.Any(t => t.id == id)).ToList();
+                trades = trades.Where(t => !invalidTrades.Any(it => it.id == t.id)).ToList();
+                logger.Info($"[GJGenerateConfirmBook] 过滤掉 {invalidTrades.Count} 笔待确认/审批中交易");
+            }
+
+            if (!trades.Any())
+            {
+                logger.Info("[GJGenerateConfirmBook] 过滤后无有效交易可生成确认书");
+                errors = error;
+                files = new List<string>();
+                return false;
+            }
+
             var clientIds = trades.Select(x => x.ClientId).Distinct().ToList();
             logger.Info($"[GJGenerateConfirmBook] 客户ID数: {clientIds.Count}");
 
diff --git a/YLErpWeb/Views/TradeConfirmBook/Index.cshtml b/YLErpWeb/Views/TradeConfirmBook/Index.cshtml
index 5c9d099a..8c5a0b65 100644
--- a/YLErpWeb/Views/TradeConfirmBook/Index.cshtml
+++ b/YLErpWeb/Views/TradeConfirmBook/Index.cshtml
@@ -16,7 +16,7 @@
         SettleDocModeMultiple = valuedate.SettleDocModeMultiple.Equals(valuedateBLL.SystemDate.SettleDocMode),
         BrokerMode = YLErp.PS.Config.ComponentVersion == YLErp.Configuration.ComponentVersion.Broker,
         MarketMaker = YLErp.PS.Config.ComponentVersion == YLErp.Configuration.ComponentVersion.MarketMaker,
-        reqTradeStatus = $"{ConsTrade.确认成交},{ConsTrade.已到期},{ConsTrade.已平仓},{ConsTrade.已执行}",
+        reqTradeStatus = $"{ConsTrade.新增待确认},{ConsTrade.修改待确认},{ConsTrade.审批中},{ConsTrade.确认成交},{ConsTrade.已到期},{ConsTrade.已平仓},{ConsTrade.已执行}",
         SelectConfirmationBookTemplate = GlobalConfig.SelectConfirmationBookTemplate == true,
         templateNames = ViewBag.TemplateNames,
         //初始化时使用空页面(清楚预置查询条件及初始不加载数据)
@@ -68,7 +68,7 @@
     @Html.MyAceDropdownInput2("BuySell", "交易方向", GlobalData.GetSelectItems(new List<string> { "买入", "卖出" }))
     @Html.SearchDateRange("ExerciseDate", "到期日期")
     @Html.SearchDateRange("TradeDate", "交易日期")
-    @Html.MyAceDropdownInput("TradeStatus", "交易状态", GlobalData.TradeStatusAfterConfirm(), true)
+    @Html.MyAceDropdownInput("TradeStatus", "交易状态", GlobalData.GetSelectItems(new List<string> { ConsTrade.新增待确认, ConsTrade.修改待确认, ConsTrade.审批中, ConsTrade.确认成交, ConsTrade.已到期, ConsTrade.已执行, ConsTrade.已平仓 }), true)
 
     @if (pageObj.IsAutoSealAndUploadFiles){
         @Html.MyAceDropdownInput("SealResults", "用印结果", GlobalData.GetSealResultItems())
diff --git a/YLErpWeb/Views/TradeConfirmBookOption/Index.cshtml b/YLErpWeb/Views/TradeConfirmBookOption/Index.cshtml
index 8d27bc0f..8858017f 100644
--- a/YLErpWeb/Views/TradeConfirmBookOption/Index.cshtml
+++ b/YLErpWeb/Views/TradeConfirmBookOption/Index.cshtml
@@ -16,7 +16,7 @@
         SettleDocModeMultiple = valuedate.SettleDocModeMultiple.Equals(valuedateBLL.SystemDate.SettleDocMode),
         BrokerMode = YLErp.PS.Config.ComponentVersion == YLErp.Configuration.ComponentVersion.Broker,
         MarketMaker = YLErp.PS.Config.ComponentVersion == YLErp.Configuration.ComponentVersion.MarketMaker,
-        reqTradeStatus = $"{ConsTrade.确认成交},{ConsTrade.已到期},{ConsTrade.已平仓},{ConsTrade.已执行}",
+        reqTradeStatus = $"{ConsTrade.新增待确认},{ConsTrade.修改待确认},{ConsTrade.审批中},{ConsTrade.确认成交},{ConsTrade.已到期},{ConsTrade.已平仓},{ConsTrade.已执行}",
         SelectConfirmationBookTemplate = GlobalConfig.SelectConfirmationBookTemplate == true,
         templateNames = ViewBag.TemplateNames,
         //初始化时使用空页面(清楚预置查询条件及初始不加载数据)
@@ -71,7 +71,7 @@
     @Html.MyAceDropdownInput2("BuySell", "交易方向", GlobalData.GetSelectItems(new List<string> { "买入", "卖出" }))
     @Html.SearchDateRange("ExerciseDate", "到期日期")
     @Html.SearchDateRange("TradeDate", "交易日期")
-    @Html.MyAceDropdownInput("TradeStatus", "交易状态", GlobalData.TradeStatusAfterConfirm(), true)
+    @Html.MyAceDropdownInput("TradeStatus", "交易状态", GlobalData.GetSelectItems(new List<string> { ConsTrade.新增待确认, ConsTrade.修改待确认, ConsTrade.审批中, ConsTrade.确认成交, ConsTrade.已到期, ConsTrade.已执行, ConsTrade.已平仓 }), true)
 
     @if (pageObj.IsAutoSealAndUploadFiles){
         @Html.MyAceDropdownInput("SealResults", "用印结果", GlobalData.GetSealResultItems())
diff --git a/YLErpWeb/wwwroot/Scripts/app/trade/tradeConfirmBook.js b/YLErpWeb/wwwroot/Scripts/app/trade/tradeConfirmBook.js
index 0147abc8..38e25299 100644
--- a/YLErpWeb/wwwroot/Scripts/app/trade/tradeConfirmBook.js
+++ b/YLErpWeb/wwwroot/Scripts/app/trade/tradeConfirmBook.js
@@ -925,7 +925,9 @@ function showToolName(cellValue, options, rowObject) {
     var html = showDownload(cellValue, options, rowObject);
 
     var title = page.IsAutoSealAndUploadFiles && page.IsAutoSealAfterGeneratedBook ? "生成并用印" : "生成确认书";
-    var canGenerate = page.canGenerate == true ? "" : "disabled";
+    // 待确认和审批中的交易不允许生成确认书
+    var isUnconfirmed = rowObject.TradeStatus === "新增待确认" || rowObject.TradeStatus === "修改待确认" || rowObject.TradeStatus === "审批中";
+    var canGenerate = page.canGenerate == true && !isUnconfirmed ? "" : "disabled";
     var isWait = (rowObject.MetaDic.SealResult == "用印等待中");
     html += "<input type=\"button\" class='wentiEdit' title='{2}' onclick=\"gJGenerateConfirmBook({0},{3},{1})\" value='{2}' {4}/>".template(rowObject.id, rowObject.MetaDic.HasGeneratedConfirmBook == "True", title, isWait, canGenerate);
     if (rowObject.MetaDic.ContractDocUrl && page.canSendEmail == true) {